13F-HR filed by FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-04, with 2,390 holding rows worth $53,114,084,000.
- Accession
- 0001445546-19-004560
- Filer
- CIK 1125816
- Filed
- 2019-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 2,391 entries on the cover page, a total value of $53,114,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,114,084,000 with VALUE read as thousands by filing date, 13F file number 028-06487. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMACQUARIE GROUP LTD028-13120
- reports for this filerMACKAY SHIELDS LLC028-00046
- reports for this filerSSI INVESTMENT MANAGEMENT LLC028-04720
- reports for this filerHEITMAN REAL ESTATE SECURITIES LLC028-04321
- reports for this filerStandard Life Aberdeen plc028-18172
- included managerAXA Equitable Funds Management Group, LLC028-14633
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 49,397 | $698,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 10,228 | $698,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 29,414 | $695,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 86,819 | $693,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 113,773 | $692,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 14,081 | $690,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 73,469 | $690,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 48,794 | $689,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 23,419 | $685,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 13,100 | $682,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 29,959 | $681,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 8,284 | $681,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 20,996 | $680,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 15,139 | $677,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,856 | $674,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,958 | $673,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 31,170 | $672,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 19,660 | $670,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 111,255 | $670,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 273,292 | $670,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 43,140 | $669,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 27,289 | $666,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 17,908 | $663,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 11,538 | $662,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 8,935 | $661,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 141,517 | $661,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 17,388 | $659,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 46,561 | $657,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 45,772 | $657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 23,356 | $657,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 33,786 | $653,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,330 | $653,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 51,510 | $650,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 22,419 | $649,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 246,532 | $648,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 9,518 | $646,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 21,414 | $644,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 46,727 | $643,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 8,336 | $642,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 61,153 | $641,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 16,232 | $638,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 34,674 | $637,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,968 | $636,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 42,476 | $634,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 32,569 | $632,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 91,762 | $632,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 43,772 | $631,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 25,851 | $628,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 25,041 | $624,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 41,682 | $622,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 63,753 | $622,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 47,947 | $618,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 15,545 | $616,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 15,613 | $612,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 32,303 | $611,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 15,578 | $607,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 15,138 | $601,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 21,098 | $594,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 19,124 | $592,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 11,288 | $591,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 41,052 | $590,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 25,973 | $590,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 27,022 | $586,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 38,833 | $584,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 19,535 | $583,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 31,005 | $581,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 9,857 | $579,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 24,591 | $579,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 11,384 | $578,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 53,898 | $577,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 11,703 | $577,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 20,655 | $577,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,807 | $575,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 20,641 | $573,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 13,913 | $568,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 72,219 | $566,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 16,194 | $563,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 47,916 | $560,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 55,626 | $558,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 47,036 | $558,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,067 | $555,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 7,827 | $553,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 51,541 | $551,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 49,645 | $550,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 71,877 | $550,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 37,928 | $549,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 52,470 | $548,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 25,448 | $545,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,942 | $541,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 23,021 | $541,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 58,951 | $541,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 20,564 | $540,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 8,000 | $540,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 33,563 | $535,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 38,875 | $534,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,274 | $531,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 17,366 | $529,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 8,797 | $529,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 28,173 | $529,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 13,080 | $527,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 13,310 | $525,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 152,589 | $525,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 18,535 | $524,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,498 | $522,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 15,606 | $519,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 9,183 | $516,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,214 | $515,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 103,235 | $515,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 14,579 | $510,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 32,903 | $506,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 89,517 | $505,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 13,520 | $505,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 19,030 | $503,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 31,264 | $503,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 18,060 | $500,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 9,447 | $496,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,776 | $494,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 113,805 | $493,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,756 | $492,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,367 | $490,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,367 | $490,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 48,910 | $489,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,117 | $489,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 25,397 | $489,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,275 | $487,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 33,987 | $485,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 13,212 | $485,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 60,114 | $483,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 31,651 | $481,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 59,070 | $481,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 16,433 | $480,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,327 | $474,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 31,532 | $474,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 10,896 | $473,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 91,204 | $472,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 15,705 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,926 | $471,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 49,863 | $471,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 14,582 | $470,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 10,910 | $469,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 8,782 | $468,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 35,648 | $467,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,776 | $467,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 16,452 | $465,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 14,430 | $464,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 26,222 | $464,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 28,137 | $463,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 13,485 | $463,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 28,761 | $462,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 14,521 | $462,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 13,004 | $462,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 13,649 | $461,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 191,076 | $460,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 20,723 | $460,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 21,078 | $459,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 29,592 | $457,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 19,454 | $455,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 26,201 | $455,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,425 | $455,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,856 | $454,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 29,408 | $454,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 29,157 | $452,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 20,281 | $451,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 33,889 | $450,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 21,008 | $450,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,321 | $449,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,674 | $448,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 6,540 | $447,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 49,647 | $444,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10,426 | $444,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 19,009 | $443,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 9,463 | $438,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 4,803 | $438,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 17,112 | $437,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 23,847 | $436,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,319 | $431,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15,005 | $431,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 35,457 | $430,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 7,923 | $429,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 110,716 | $426,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 21,051 | $426,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 464,549 | $422,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 15,127 | $422,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 30,724 | $420,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 29,381 | $418,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 22,075 | $418,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 36,713 | $417,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 44,723 | $416,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 13,836 | $415,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 66,058 | $414,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,027 | $413,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 47,659 | $412,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 30,009 | $409,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,397 | $406,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 7,818 | $405,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 6,311 | $400,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 18,028 | $399,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 20,897 | $399,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,359 | $397,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 10,928 | $395,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 5,861 | $394,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,042 | $392,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 17,066 | $391,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 14,313 | $391,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,192 | $389,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 18,762 | $388,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 9,500 | $387,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,066 | $387,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 44,941 | $386,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 25,419 | $385,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,487 | $383,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,241 | $382,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,690 | $381,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 13,318 | $381,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 23,360 | $380,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 17,500 | $379,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 9,786 | $378,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 16,734 | $378,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 20,805 | $377,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 9,918 | $375,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 16,399 | $375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 13,315 | $375,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 7,066 | $375,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 34,527 | $374,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,211 | $373,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,868 | $370,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 13,062 | $369,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 13,125 | $369,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,661 | $369,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,768 | $369,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,661 | $364,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 6,115 | $364,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 42,201 | $364,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,255 | $363,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 21,683 | $363,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 8,817 | $362,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,059 | $360,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 46,202 | $360,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 17,051 | $359,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,209 | $358,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 9,975 | $357,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 24,188 | $353,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 16,854 | $353,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 16,553 | $353,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10,895 | $353,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 12,725 | $350,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 31,737 | $348,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 8,811 | $348,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 5,650 | $347,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 23,009 | $347,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 8,907 | $346,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 29,658 | $346,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,112 | $343,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 33,991 | $342,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21,587 | $341,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 11,538 | $341,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 46,874 | $337,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 6,048 | $330,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,059 | $329,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,933 | $329,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 33,012 | $327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,506 | $327,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 45,041 | $327,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7,608 | $326,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 14,345 | $326,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 23,305 | $325,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 68,210 | $324,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 9,966 | $322,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,323 | $320,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,508 | $319,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 24,262 | $317,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,732 | $315,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 11,339 | $315,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 9,776 | $314,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 16,289 | $314,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,153 | $313,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 21,739 | $313,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 13,809 | $312,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 19,936 | $311,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 19,031 | $310,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 10,948 | $310,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 36,000 | $307,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 15,771 | $307,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 41,422 | $304,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 21,570 | $302,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 14,421 | $298,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 25,292 | $297,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 18,474 | $296,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 20,522 | $296,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 19,723 | $295,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 13,783 | $294,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 15,706 | $294,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 17,955 | $291,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,001 | $289,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 81,174 | $289,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 51,777 | $288,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,252 | $287,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 9,884 | $287,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 48,623 | $278,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,604 | $276,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 27,707 | $271,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 11,299 | $268,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 17,565 | $265,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 20,477 | $262,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 18,991 | $259,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,310 | $255,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,332 | $254,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,650 | $248,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 18,864 | $247,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 10,172 | $245,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 119,368 | $244,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 50,029 | $243,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 118,184 | $240,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 16,234 | $240,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 136,041 | $238,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,546 | $235,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,241 | $235,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 30,502 | $231,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 13,303 | $231,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,881 | $230,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,669 | $230,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 11,693 | $230,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,479 | $230,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 26,642 | $226,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 68,485 | $223,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 8,236 | $222,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 13,460 | $218,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 22,172 | $216,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,579 | $213,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 26,053 | $213,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,250 | $211,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,685 | $210,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 24,753 | $209,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,524 | $207,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,352 | $207,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,722 | $206,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 28,628 | $203,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,900 | $202,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 16,759 | $200,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 21,156 | $199,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 12,023 | $194,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,383 | $194,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,879 | $187,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 49,407 | $179,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,477 | $178,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 17,828 | $178,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 37,974 | $168,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 10,134 | $168,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 75,218 | $168,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 17,207 | $163,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 14,399 | $156,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 29,835 | $155,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 24,581 | $155,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 57,445 | $152,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 74,586 | $151,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 37,242 | $150,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 15,498 | $148,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 29,311 | $147,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 34,214 | $144,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 33,855 | $141,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 33,959 | $141,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 12,775 | $137,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 42,786 | $137,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 68,646 | $135,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,758 | $133,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 11,604 | $131,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 13,242 | $121,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 13,713 | $103,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,393 | $103,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,697 | $102,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 15,763 | $99,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 39,516 | $97,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,182 | $92,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,671 | $87,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 38,402 | $84,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 54,470 | $75,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,391 | $73,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,432 | $72,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 17,871 | $69,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 11,058 | $63,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 19,599 | $57,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,455 | $56,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 15,697 | $52,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 15,913 | $48,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 32,122 | $41,000 | thousands by filing date | |
| IJH | 464287507 | COM | 14,953 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 47,246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 3,171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 108,534 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 18,158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445546-19-004560 | this filing | 2019-11-04 | acceptance time not in the bulk data set |