13F-HR filed by FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 2,217 holding rows worth $25,424,011,000.
- Accession
- 0001445546-14-005486
- Filer
- CIK 1125816
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 2,217 entries on the cover page, a total value of $25,424,011,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,424,011,000 with VALUE read as thousands by filing date, 13F file number 028-06487. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC.028-13826
- reports for this filerCHARTWELL INVESTMENT PARTNERS/PA028-06462
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMACQUARIE GROUP LTD028-13120
- reports for this filerMACKAY SHIELDS LLC028-00046
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 29,239 | $384,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 28,113 | $383,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 21,350 | $383,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 49,422 | $381,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 7,400 | $375,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 16,388 | $371,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 11,609 | $369,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 17,990 | $369,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 15,149 | $367,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 9,783 | $364,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,481 | $362,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,850,790 | $359,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 22,936 | $357,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 40,987 | $357,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 11,863 | $350,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 24,788 | $349,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 8,257 | $344,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 20,892 | $343,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 13,139 | $342,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 11,048 | $340,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 121,747 | $340,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 48,197 | $339,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 26,492 | $339,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 34,001 | $338,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,984 | $338,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 14,281 | $335,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 22,947 | $335,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 32,765 | $335,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 14,863 | $334,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,952 | $334,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 22,000 | $331,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 22,840 | $324,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 7,110 | $323,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 27,169 | $322,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,266 | $322,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 16,350 | $320,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 31,437 | $319,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 17,678 | $318,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 22,186 | $316,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 28,350 | $315,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 29,801 | $315,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 28,892 | $311,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 10,840 | $311,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 12,797 | $308,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 26,078 | $307,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 25,517 | $304,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 7,376 | $304,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 19,069 | $303,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 44,290 | $303,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,612 | $299,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 25,322 | $298,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 21,354 | $296,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 11,758 | $296,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 11,043 | $293,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 24,336 | $291,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,500 | $289,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 23,660 | $289,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 54,417 | $287,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 10,775 | $286,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 23,635 | $285,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,912 | $282,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 35,005 | $282,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 10,672 | $281,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 11,875 | $280,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 15,482 | $278,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,771 | $274,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 7,292 | $274,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,130 | $273,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,333 | $271,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,092 | $270,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 15,677 | $268,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 18,985 | $267,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 874 | $267,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 16,407 | $266,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 15,766 | $265,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,790 | $264,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 19,346 | $263,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 9,507 | $263,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,805 | $260,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 12,282 | $258,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,358 | $256,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 37,417 | $253,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 4,724 | $251,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 16,048 | $251,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 26,839 | $250,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 11,313 | $249,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 22,146 | $248,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 12,730 | $247,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 6,944 | $246,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 7,252 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,512 | $244,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 15,115 | $244,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,707 | $244,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,583 | $243,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,201 | $242,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,999 | $241,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 12,380 | $241,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 13,455 | $240,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,730 | $240,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 10,061 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,921 | $239,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 10,105 | $239,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 17,426 | $239,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,585 | $237,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,054 | $236,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 18,916 | $236,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,139 | $235,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 19,930 | $233,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,568 | $232,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 7,334 | $228,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 60,692 | $228,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,458 | $226,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 20,232 | $223,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 41,930 | $222,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 129,113 | $217,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,977 | $216,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,298 | $215,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 29,482 | $215,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 198,984 | $215,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 14,110 | $213,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 19,194 | $211,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 9,821 | $211,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,878 | $210,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 11,125 | $209,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 22,941 | $209,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 9,026 | $208,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 35,243 | $208,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 18,885 | $208,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 9,239 | $207,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,181 | $207,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 24,267 | $205,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 6,299 | $205,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 6,599 | $205,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 15,866 | $203,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 14,745 | $202,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 13,136 | $202,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 7,207 | $202,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,967 | $201,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 10,854 | $199,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 34,456 | $198,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 17,268 | $198,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,042 | $197,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 16,283 | $196,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 14,834 | $195,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 24,357 | $192,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 11,146 | $192,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 18,996 | $192,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,230 | $187,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 32,701 | $187,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,940 | $186,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 28,221 | $185,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 14,509 | $183,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 26,376 | $182,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 10,773 | $180,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 27,435 | $179,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 27,941 | $179,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 12,866 | $178,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 15,040 | $177,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,397 | $176,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 20,544 | $176,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 320,711 | $175,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 40,876 | $174,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 10,672 | $173,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,736 | $172,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 35,223 | $169,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 16,005 | $168,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 14,744 | $166,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 26,026 | $162,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 24,430 | $162,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 11,609 | $159,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,572 | $158,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10,073 | $158,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,044 | $156,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 14,164 | $155,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 22,748 | $155,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 13,431 | $155,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 26,090 | $154,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,244 | $153,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 17,813 | $152,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 22,047 | $150,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 49,614 | $150,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 11,967 | $150,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 18,178 | $149,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 20,538 | $149,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 32,730 | $147,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 16,924 | $145,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 17,110 | $145,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 26,886 | $144,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 21,357 | $144,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,245 | $144,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,026 | $143,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 11,291 | $143,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 10,661 | $143,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,643 | $142,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 39,060 | $139,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 199,217 | $139,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,357 | $138,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 35,574 | $133,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 16,203 | $131,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 11,323 | $126,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,050 | $124,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,007 | $120,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 35,441 | $119,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 20,873 | $117,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,921 | $117,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 58,442 | $116,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 10,524 | $113,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 13,739 | $102,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 11,750 | $94,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,415 | $90,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 13,344 | $89,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,797 | $87,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 56,057 | $79,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 11,612 | $77,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,762 | $69,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 16,140 | $62,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 12,284 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445546-14-005486 | this filing | 2014-11-12 | acceptance time not in the bulk data set |