13F-HR filed by FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 2,215 holding rows worth $22,293,737,000.
- Accession
- 0001445546-14-000984
- Filer
- CIK 1125816
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 2,215 entries on the cover page, a total value of $22,293,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,293,737,000 with VALUE read as thousands by filing date, 13F file number 028-06487. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC.028-13826
- reports for this filerCHARTWELL INVESTMENT PARTNERS/PA028-06462
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMACQUARIE GROUP LTD028-13120
- reports for this filerMACKAY SHIELDS LLC028-00046
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MULTI-COLOR | 625383104 | COM | 10,379 | $392,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,262 | $391,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 40,337 | $390,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 31,452 | $390,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 44,026 | $388,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 21,837 | $387,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 29,125 | $385,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 21,515 | $385,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 49,358 | $384,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 8,085 | $382,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,156 | $381,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,525 | $380,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,210 | $378,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 19,404 | $377,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 9,280 | $376,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 18,607 | $372,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,137 | $372,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 56,676 | $372,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 17,737 | $372,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 6,600 | $370,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 68,420 | $366,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 21,138 | $363,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 5,886 | $361,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,442 | $360,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 16,474 | $360,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 18,500 | $360,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,313 | $359,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 39,248 | $358,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 14,384 | $357,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,501 | $356,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,083 | $356,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 13,687 | $356,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 43,644 | $356,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 22,049 | $354,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 27,974 | $353,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 24,139 | $350,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 46,750 | $348,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,945 | $347,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,528 | $347,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 16,933 | $345,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 27,498 | $344,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 42,549 | $344,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 39,967 | $343,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 4,835 | $342,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,745 | $339,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 15,687 | $338,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 20,183 | $335,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 12,273 | $334,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 42,966 | $334,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 13,062 | $334,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 31,221 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 11,073 | $331,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 10,436 | $331,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 54,151 | $330,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,286 | $329,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 10,713 | $327,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 16,963 | $327,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 32,844 | $327,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 9,146 | $325,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 22,896 | $320,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 12,548 | $318,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 15,528 | $316,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 18,866 | $315,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 30,802 | $314,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,500 | $310,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 33,083 | $308,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 29,300 | $305,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 10,217 | $305,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,377 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 12,052 | $304,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,363 | $301,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 11,577 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 13,810 | $300,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 27,340 | $299,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 36,716 | $298,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,880 | $298,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 12,757 | $295,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 9,840 | $294,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 14,534 | $293,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 21,851 | $289,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 17,767 | $288,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,698 | $286,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,331 | $285,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,759 | $285,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 31,182 | $284,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 24,930 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,790 | $283,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5,750 | $283,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 85,768 | $283,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,852 | $282,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 14,853 | $281,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 13,749 | $280,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,258 | $278,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 9,933 | $278,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,214 | $277,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 8,088 | $274,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 9,000 | $273,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 11,728 | $273,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,035 | $272,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 17,203 | $271,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 38,637 | $269,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 20,304 | $268,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 22,059 | $267,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,657 | $267,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 18,068 | $267,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 14,388 | $266,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 26,122 | $264,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 797 | $263,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 22,513 | $262,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 13,674 | $261,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,994 | $260,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 11,366 | $259,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,175 | $257,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 10,699 | $257,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 16,008 | $257,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 11,922 | $256,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,895 | $253,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 40,678 | $252,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 30,944 | $252,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 20,596 | $251,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,349 | $249,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 21,599 | $249,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 18,680 | $249,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 19,267 | $248,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,893 | $243,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 14,858 | $242,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,909 | $241,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 19,118 | $240,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 23,805 | $239,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 35,442 | $239,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 30,355 | $238,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 13,219 | $237,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,453 | $237,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 23,027 | $237,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 69,999 | $237,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 10,886 | $237,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,899 | $234,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 8,095 | $234,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 23,773 | $234,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 24,740 | $233,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,665 | $232,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 8,997 | $231,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 35,204 | $230,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 14,278 | $228,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 6,706 | $227,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 6,081 | $227,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,515 | $226,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 24,864 | $224,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,769 | $222,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,021 | $222,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,618 | $221,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 18,050 | $219,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 27,288 | $218,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 26,286 | $218,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 34,857 | $216,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,490 | $214,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 9,624 | $214,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,220 | $211,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,232 | $210,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 18,221 | $208,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,782 | $206,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 27,866 | $205,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 11,242 | $204,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 6,285 | $203,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 8,014 | $202,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 9,630 | $201,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,172 | $200,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,941 | $200,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,354 | $200,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 32,347 | $197,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 14,936 | $196,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 35,377 | $194,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 17,088 | $192,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,243 | $191,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 16,388 | $191,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,691 | $189,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,183 | $187,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 11,782 | $186,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,091 | $185,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 13,966 | $184,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 12,525 | $182,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 16,615 | $181,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 57,627 | $181,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 25,113 | $181,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,695 | $178,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 13,080 | $178,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 12,171 | $170,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,137 | $165,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 102,093 | $162,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 97,945 | $162,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 15,953 | $161,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,268 | $158,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,314 | $155,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 32,005 | $154,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 55,445 | $154,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 18,172 | $152,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 33,723 | $148,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,534 | $147,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 153,962 | $140,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,603 | $136,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 12,318 | $136,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,595 | $127,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,365 | $126,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,055 | $119,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,712 | $116,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,872 | $111,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,834 | $107,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,553 | $107,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 12,677 | $99,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,875 | $89,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 10,605 | $86,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 51,611 | $85,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 16,977 | $82,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 13,719 | $79,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 12,899 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445546-14-000984 | this filing | 2014-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001445546-14-004038 | base | 2014-08-08 | acceptance time not in the bulk data set |