13F-HR filed by BENJAMIN EDWARDS INC
BENJAMIN EDWARDS INC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-06, with 646 holding rows worth $458,763,000.
- Accession
- 0001445065-24-000003
- Filer
- CIK 1451623
- Filed
- 2024-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 646 entries on the cover page, a total value of $458,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $458,763,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-19533. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBENJAMIN F. EDWARDS & COMPANY, INC.028-15560
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOETIS INC CL A | 98978V103 | Stock | 179 | $35,000 | thousands, detected and multiplied | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 357 | $34,000 | thousands, detected and multiplied | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 70 | $34,000 | thousands, detected and multiplied | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 1,805 | $33,000 | thousands, detected and multiplied | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 565 | $33,000 | thousands, detected and multiplied | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 5,400 | $33,000 | thousands, detected and multiplied | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,192 | $31,000 | thousands, detected and multiplied | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 432 | $31,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,102 | $31,000 | thousands, detected and multiplied | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 272 | $31,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 682 | $31,000 | thousands, detected and multiplied | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 1,689 | $31,000 | thousands, detected and multiplied | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 1,148 | $31,000 | thousands, detected and multiplied | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 318 | $30,000 | thousands, detected and multiplied | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 475 | $30,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,516 | $30,000 | thousands, detected and multiplied | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 59 | $29,000 | thousands, detected and multiplied | |
| UIPATH INC | 90364P105 | CL A | 1,176 | $29,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,160 | $29,000 | thousands, detected and multiplied | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 697 | $28,000 | thousands, detected and multiplied | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 521 | $27,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 1,059 | $26,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 1,266 | $26,000 | thousands, detected and multiplied | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 322 | $25,000 | thousands, detected and multiplied | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 337 | $25,000 | thousands, detected and multiplied | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 408 | $25,000 | thousands, detected and multiplied | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 544 | $25,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 481 | $25,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 1,117 | $25,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 1,170 | $25,000 | thousands, detected and multiplied | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $24,000 | thousands, detected and multiplied | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 175 | $24,000 | thousands, detected and multiplied | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 338 | $24,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 1,050 | $24,000 | thousands, detected and multiplied | |
| ROBLOX CORP CL A | 771049103 | Stock | 463 | $21,000 | thousands, detected and multiplied | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 351 | $21,000 | thousands, detected and multiplied | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 563 | $21,000 | thousands, detected and multiplied | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 339 | $21,000 | thousands, detected and multiplied | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 657 | $21,000 | thousands, detected and multiplied | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 364 | $20,000 | thousands, detected and multiplied | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,030 | $20,000 | thousands, detected and multiplied | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 421 | $20,000 | thousands, detected and multiplied | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 478 | $20,000 | thousands, detected and multiplied | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 110 | $20,000 | thousands, detected and multiplied | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 518 | $20,000 | thousands, detected and multiplied | |
| BEST BUY INC COM | 086516101 | Stock | 237 | $19,000 | thousands, detected and multiplied | |
| TWILIO INC CL A | 90138F102 | Stock | 242 | $18,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 938 | $18,000 | thousands, detected and multiplied | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 196 | $17,000 | thousands, detected and multiplied | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 121 | $17,000 | thousands, detected and multiplied | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,375 | $17,000 | thousands, detected and multiplied | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 197 | $16,000 | thousands, detected and multiplied | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 444 | $16,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 300 | $16,000 | thousands, detected and multiplied | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 527 | $16,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 350 | $16,000 | thousands, detected and multiplied | |
| ROBINHOOD MKTS INC | 770700102 | COM | 1,155 | $15,000 | thousands, detected and multiplied | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 209 | $15,000 | thousands, detected and multiplied | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 48 | $15,000 | thousands, detected and multiplied | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 396 | $15,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 91 | $15,000 | thousands, detected and multiplied | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 432 | $15,000 | thousands, detected and multiplied | |
| ETSY INC | 29786A106 | COM | 186 | $15,000 | thousands, detected and multiplied | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 577 | $15,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 209 | $14,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 113 | $14,000 | thousands, detected and multiplied | |
| Uber Technologies | 90353T100 | COM | 227 | $14,000 | thousands, detected and multiplied | |
| GARMIN LTD SHS | H2906T109 | Stock | 111 | $14,000 | thousands, detected and multiplied | |
| TELADOC HEALTH INC | 87918A105 | COM | 663 | $14,000 | thousands, detected and multiplied | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25 | $13,000 | thousands, detected and multiplied | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 850 | $13,000 | thousands, detected and multiplied | |
| LCI INDS | 50189K103 | COM | 105 | $13,000 | thousands, detected and multiplied | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 95 | $13,000 | thousands, detected and multiplied | |
| Duke Energy Corporation | 26441C204 | COM | 123 | $12,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 70 | $12,000 | thousands, detected and multiplied | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 88 | $12,000 | thousands, detected and multiplied | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,300 | $12,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 6,870 | $12,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 181 | $11,000 | thousands, detected and multiplied | |
| PAGERDUTY INC COM | 69553P100 | Stock | 472 | $11,000 | thousands, detected and multiplied | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,079 | $11,000 | thousands, detected and multiplied | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 579 | $11,000 | thousands, detected and multiplied | |
| iShares Russell Midcap ETF | 464287499 | SHS | 129 | $10,000 | thousands, detected and multiplied | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 140 | $10,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,011 | $10,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40 | $10,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 650 | $10,000 | thousands, detected and multiplied | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 112 | $10,000 | thousands, detected and multiplied | |
| VERACYTE INC COM | 92337F107 | Stock | 312 | $9,000 | thousands, detected and multiplied | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 500 | $9,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 114 | $8,000 | thousands, detected and multiplied | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 144 | $8,000 | thousands, detected and multiplied | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 138 | $8,000 | thousands, detected and multiplied | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 109 | $8,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 164 | $8,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 253 | $8,000 | thousands, detected and multiplied | |
| BAXTER INTL INC | 071813109 | COM | 204 | $8,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 400 | $7,000 | thousands, detected and multiplied | |
| MARATHON OIL CORP | 565849106 | COM | 300 | $7,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 69 | $6,000 | thousands, detected and multiplied | |
| PINTEREST INC CL A | 72352L106 | Stock | 153 | $6,000 | thousands, detected and multiplied | |
| CARMAX INC COM | 143130102 | Stock | 79 | $6,000 | thousands, detected and multiplied | |
| OVINTIV INC | 69047Q102 | COM | 126 | $6,000 | thousands, detected and multiplied | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 231 | $6,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 96 | $5,000 | thousands, detected and multiplied | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 24 | $5,000 | thousands, detected and multiplied | |
| INVESCO LTD SHS | G491BT108 | Stock | 256 | $5,000 | thousands, detected and multiplied | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 52 | $5,000 | thousands, detected and multiplied | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 144 | $5,000 | thousands, detected and multiplied | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 885 | $5,000 | thousands, detected and multiplied | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 500 | $4,000 | thousands, detected and multiplied | |
| SMUCKER J M CO | 832696405 | COM NEW | 35 | $4,000 | thousands, detected and multiplied | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 55 | $4,000 | thousands, detected and multiplied | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 97 | $4,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 199 | $4,000 | thousands, detected and multiplied | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 500 | $3,000 | thousands, detected and multiplied | |
| PRIME MEDICINE INC | 74168J101 | COM | 314 | $3,000 | thousands, detected and multiplied | |
| VISTA OUTDOOR INC | 928377100 | COM | 117 | $3,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 43 | $3,000 | thousands, detected and multiplied | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 31 | $2,000 | thousands, detected and multiplied | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 151 | $2,000 | thousands, detected and multiplied | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 28 | $2,000 | thousands, detected and multiplied | |
| CRONOS GROUP INC | 22717L101 | COM | 800 | $2,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 96 | $2,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 26 | $1,000 | thousands, detected and multiplied | |
| HALEON PLC SPON ADS | 405552100 | ADR | 150 | $1,000 | thousands, detected and multiplied | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 10 | $1,000 | thousands, detected and multiplied | |
| HERON THERAPEUTICS INC | 427746102 | COM | 819 | $1,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 366 | $1,000 | thousands, detected and multiplied | |
| INVITAE CORP | 46185L103 | COM | 1,518 | $1,000 | thousands, detected and multiplied | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 875 | $1,000 | thousands, detected and multiplied | |
| SEA LTD | 81141R100 | SPONSORD ADS | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 26 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| V F CORP COM | 918204108 | Stock | 16 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SONOS INC | 83570H108 | COM | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 21 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CANOO INC | 13803R102 | COM CL A | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WK KELLOGG CO | 92942W107 | COM SHS | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ARRIVAL | L0423Q124 | COM NEW | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| 2U INC | 90214J101 | COM | 346 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-24-000003 | this filing | 2024-02-06 | acceptance time not in the bulk data set |