13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 1,715 holding rows worth $1,988,371,000.
- Accession
- 0001445065-21-000016
- Filer
- CIK 1445065
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,715 entries on the cover page, a total value of $1,988,371,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,988,371,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 235 | $55,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 1,150 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 2,201 | $55,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 3,779 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 825 | $54,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 308 | $53,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 361 | $53,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,457 | $53,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 4,000 | $53,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,200 | $53,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 3,850 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 4,000 | $53,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 9,400 | $53,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 514 | $52,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 300 | $52,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,799 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 360 | $52,000 | thousands by filing date | |
| MGC | 921910873 | COM | 332 | $51,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 637 | $51,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 400 | $51,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 622 | $51,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,686 | $51,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 2,090 | $50,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,068 | $50,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 404 | $50,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 1,760 | $50,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 668 | $49,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 929 | $49,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,940 | $49,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 949 | $49,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,333 | $49,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 1,713 | $49,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 445 | $49,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 461 | $48,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 373 | $48,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 700 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,146 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 237 | $47,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 98 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 625 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 2,175 | $47,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 718 | $47,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,281 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 682 | $47,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 932 | $46,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 100 | $46,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 662 | $46,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,050 | $46,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,707 | $45,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 660 | $45,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 757 | $45,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 508 | $45,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 197 | $45,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 150 | $45,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 941 | $45,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 915 | $44,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 1,295 | $44,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 294 | $44,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,750 | $44,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 20,000 | $44,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 2,100 | $44,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,300 | $43,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 549 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 370 | $43,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,030 | $43,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 1,200 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 1,684 | $43,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 750 | $42,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 669 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 1,579 | $42,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 435 | $42,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 1,033 | $42,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,120 | $42,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,700 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,000 | $42,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 463 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 601 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 3,000 | $41,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,243 | $40,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 764 | $39,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 183 | $39,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 509 | $39,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 8,213 | $39,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,451 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 1,180 | $39,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 330 | $38,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 154 | $38,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 312 | $38,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 436 | $38,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 581 | $38,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 3,085 | $38,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,518 | $38,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 1,298 | $38,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 905 | $38,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 1,278 | $38,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 598 | $37,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 1,279 | $37,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,840 | $37,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,185 | $37,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 247 | $37,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 375 | $36,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,400 | $36,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 793 | $36,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $36,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,800 | $36,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,310 | $36,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 693 | $36,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 549 | $35,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 180 | $35,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 1,535 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 1,676 | $35,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 1,085 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 500 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 573 | $35,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 20,950 | $35,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 522 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 334 | $34,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,955 | $34,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 913 | $34,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 183 | $33,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,900 | $33,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 800 | $33,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 511 | $33,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 78 | $33,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 1,000 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 351 | $33,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,393 | $33,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 700 | $32,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,471 | $32,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 270 | $32,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 525 | $32,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2,922 | $32,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 93 | $32,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 373 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,633 | $31,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,449 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 1,000 | $31,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 925 | $31,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,350 | $31,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 173 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 575 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 102 | $30,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 211 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 505 | $30,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 508 | $30,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,930 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 300 | $30,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 350 | $30,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1,000 | $30,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 60 | $29,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,192 | $29,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 800 | $29,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 316 | $29,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 2,000 | $29,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 3,129 | $29,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 83 | $28,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 214 | $28,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 609 | $28,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 548 | $28,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 837 | $28,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 617 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 584 | $28,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,100 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 291 | $28,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,284 | $28,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,486 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,125 | $28,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 612 | $27,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,090 | $27,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 7,045 | $27,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,690 | $27,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 508 | $27,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,000 | $27,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 842 | $27,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 205 | $26,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,000 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 977 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,575 | $26,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 339 | $25,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 844 | $25,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 476 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 836 | $25,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 889 | $25,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 360 | $25,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 587 | $25,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 432 | $24,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 223 | $24,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 69 | $24,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,500 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 296 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 287 | $24,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 538 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 500 | $24,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,000 | $24,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 221 | $24,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 483 | $23,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 467 | $23,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,767 | $23,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,332 | $23,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,000 | $22,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,000 | $22,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $22,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 148 | $22,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 535 | $22,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,665 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 303 | $22,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 800 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 270 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 618 | $22,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 416 | $21,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 375 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 400 | $21,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $21,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 75 | $21,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,414 | $21,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,676 | $21,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 2,000 | $21,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 450 | $21,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $21,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,350 | $21,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 500 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 410 | $21,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,000 | $21,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,000 | $21,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 35 | $20,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 208 | $20,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 303 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 650 | $20,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 115 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 339 | $20,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,329 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 685 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 330 | $20,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 2,556 | $20,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,013 | $20,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 640 | $20,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 479 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 917 | $20,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 7,000 | $20,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,152 | $19,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 625 | $19,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 500 | $19,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 1,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 338 | $19,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 348 | $19,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 254 | $19,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 905 | $19,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 671 | $19,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 240 | $19,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 226 | $19,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 400 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 324 | $19,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 300 | $18,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 130 | $18,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 120 | $18,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 364 | $18,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 116 | $18,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 600 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $18,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 706 | $18,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 251 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 825 | $18,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 600 | $18,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 504 | $18,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 500 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 195 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 99 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 545 | $17,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 178 | $17,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 351 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 320 | $17,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,674 | $17,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 345 | $17,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 50 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 523 | $17,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 600 | $16,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 47 | $16,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 100 | $16,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,000 | $16,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 240 | $16,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $16,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 850 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 500 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 152 | $16,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 395 | $16,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $16,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 325 | $16,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 114 | $16,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 253 | $16,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 540 | $15,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,338 | $15,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 300 | $15,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 59 | $15,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 725 | $15,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 385 | $15,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 679 | $15,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,000 | $15,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 210 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 150 | $15,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 486 | $15,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 327 | $15,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 1,010 | $15,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 200 | $14,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 300 | $14,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,437 | $14,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 190 | $14,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 150 | $14,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 117 | $14,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 500 | $14,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 211 | $14,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,515 | $14,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 720 | $14,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 52 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 116 | $14,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 893 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 92 | $14,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 3,000 | $14,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 107 | $13,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 215 | $13,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $13,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 100 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 188 | $13,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 200 | $13,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 350 | $13,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 76 | $13,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,155 | $13,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 920 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 287 | $13,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 511 | $13,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 422 | $12,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 400 | $12,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 130 | $12,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 28 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 535 | $12,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 373 | $12,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $12,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 525 | $12,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 569 | $12,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 667 | $12,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 250 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 200 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 352 | $12,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $11,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 48 | $11,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 200 | $11,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 138 | $11,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 424 | $11,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $11,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 400 | $11,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 255 | $11,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 100 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 320 | $11,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 100 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 388 | $11,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 100 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 734 | $11,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 500 | $11,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 500 | $11,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 675 | $11,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 599 | $11,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 500 | $11,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 1,000 | $11,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 159 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 341 | $10,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 66 | $10,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 52 | $10,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 700 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 91 | $10,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 92 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 154 | $10,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 345 | $10,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $10,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 549 | $10,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 310 | $10,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 9 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 314 | $10,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 551 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 764 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 337 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 227 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 404 | $10,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 800 | $10,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,000 | $10,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 1,500 | $10,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 6,501 | $10,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 1,261 | $10,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 80 | $9,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 71 | $9,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 125 | $9,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 87 | $9,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 128 | $9,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 125 | $9,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 94 | $9,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 125 | $9,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 350 | $9,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 382 | $9,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 900 | $9,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 94 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 187 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 120 | $9,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 392 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 52 | $9,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 100 | $9,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 246 | $9,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 221 | $9,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 578 | $9,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 100 | $9,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 275 | $9,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,000 | $9,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 276 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 250 | $9,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 147 | $9,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 500 | $9,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,476 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 111 | $8,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 50 | $8,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 203 | $8,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 101 | $8,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 100 | $8,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 84 | $8,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 200 | $8,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 294 | $8,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 84 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 211 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 200 | $8,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 130 | $8,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 154 | $8,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 104 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 133 | $8,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 184 | $8,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 50 | $8,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 183 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 650 | $8,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 698 | $8,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 150 | $8,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 288 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 400 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 350 | $8,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,500 | $8,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 440 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 375 | $8,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 150 | $8,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 500 | $8,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 500 | $8,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $7,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 22 | $7,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 342 | $7,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 100 | $7,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 200 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 225 | $7,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 302 | $7,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 201 | $7,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 100 | $7,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16 | $7,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 27 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 203 | $7,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 411 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 686 | $7,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 250 | $7,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 149 | $7,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 531 | $7,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 385 | $7,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 900 | $7,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 200 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 50 | $7,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 3,000 | $7,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 111 | $6,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 59 | $6,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 108 | $6,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 509 | $6,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 88 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 62 | $6,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 70 | $6,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 286 | $6,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 260 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 65 | $6,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 24 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 100 | $6,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 104 | $6,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 16 | $6,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 295 | $6,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 104 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 34 | $6,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 35 | $6,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 152 | $6,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,000 | $6,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 83 | $6,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 331 | $6,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 68 | $6,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 36 | $6,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 301 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 70 | $6,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 2,101 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-21-000016 | this filing | 2021-11-02 | acceptance time not in the bulk data set |