13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 1,689 holding rows worth $1,962,998,000.
- Accession
- 0001445065-21-000013
- Filer
- CIK 1445065
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,689 entries on the cover page, a total value of $1,962,998,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,962,998,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LITTELFUSE INC COM | 537008104 | Stock | 19 | $5,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 100 | $5,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 21 | $5,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100 | $5,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 61 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 96 | $5,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 20 | $5,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 59 | $5,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 186 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 64 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 83 | $5,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 24 | $5,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 150 | $5,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 108 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 159 | $5,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 300 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 19 | $5,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 200 | $5,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 18 | $5,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 63 | $5,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 140 | $5,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 18 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 82 | $5,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,003 | $5,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 465 | $5,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 100 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 200 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 75 | $5,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 232 | $5,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,343 | $5,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 129 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $4,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 86 | $4,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 135 | $4,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 50 | $4,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 35 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 99 | $4,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 106 | $4,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 45 | $4,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 35 | $4,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 34 | $4,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 100 | $4,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 250 | $4,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 295 | $4,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 80 | $4,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 65 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 100 | $4,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 66 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 26 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 150 | $4,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 47 | $4,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 343 | $4,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 500 | $4,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 100 | $4,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 47 | $4,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 91 | $4,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 40 | $4,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 262 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 300 | $4,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 57 | $4,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $4,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 4,000 | $4,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 125 | $4,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 74 | $3,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 55 | $3,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 46 | $3,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 100 | $3,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 34 | $3,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 44 | $3,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 138 | $3,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 15 | $3,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 24 | $3,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 23 | $3,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 19 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 46 | $3,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 40 | $3,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 300 | $3,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 89 | $3,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 69 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 35 | $3,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15 | $3,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 57 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 50 | $3,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 47 | $3,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 23 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 44 | $3,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 155 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 32 | $3,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 100 | $3,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $3,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 49 | $3,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 63 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 62 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 35 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 36 | $3,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 200 | $3,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 38 | $3,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 261 | $3,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,000 | $3,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 5,000 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 80 | $3,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 200 | $3,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 200 | $3,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 30 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 9 | $2,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 84 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 99 | $2,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,000 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 100 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 28 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 25 | $2,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 56 | $2,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 15 | $2,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 30 | $2,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 41 | $2,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 37 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 23 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 66 | $2,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 75 | $2,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 9 | $2,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 37 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 30 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 400 | $2,000 | thousands by filing date | call |
| PULMONX CORP | 745848101 | COM | 50 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 139 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 85 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 32 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 40 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 40 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 207 | $2,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 300 | $2,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 110 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,500 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 41 | $1,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 100 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 14 | $1,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 60 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 15 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 25 | $1,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 125 | $1,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 15 | $1,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 20 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 69 | $1,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 34 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 90 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 104 | $1,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 60 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 58 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 23 | $1,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 17 | $1,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 28 | $1,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 60 | $1,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 70 | $1,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 23 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 25 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 4,900 | $1,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 197 | $1,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 50 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAM NAT RES FD INC | 00548F105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L206 | ADS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-21-000013 | this filing | 2021-08-11 | acceptance time not in the bulk data set |