13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 1,676 holding rows worth $1,491,593,000.
- Accession
- 0001445065-20-000013
- Filer
- CIK 1445065
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,676 entries on the cover page, a total value of $1,491,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,491,593,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNUM GROUP COM | 91529Y106 | Stock | 200 | $3,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 45 | $3,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 19 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 300 | $3,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 35 | $3,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 21 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100 | $3,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $3,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 64 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 150 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $3,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 100 | $3,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 22 | $3,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 80 | $3,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 65 | $3,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 89 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 215 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 200 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 38 | $3,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 100 | $3,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 40 | $3,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 74 | $3,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 139 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 66 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 23 | $3,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 19 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 100 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 279 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 44 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 500 | $3,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 129 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 48 | $3,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 200 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 92 | $3,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 23 | $3,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 100 | $3,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,003 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,000 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 555 | $3,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 100 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $3,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 73 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 200 | $3,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 100 | $3,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 100 | $3,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 500 | $3,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,000 | $3,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 500 | $3,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,000 | $3,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 5,000 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 80 | $3,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 200 | $3,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 54 | $2,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 32 | $2,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 200 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 9 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 55 | $2,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 84 | $2,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 10 | $2,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 34 | $2,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 55 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 156 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 37 | $2,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 110 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 89 | $2,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $2,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 56 | $2,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 19 | $2,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25 | $2,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 33 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 250 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 100 | $2,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 100 | $2,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 100 | $2,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 69 | $2,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 207 | $2,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 41 | $2,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 200 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 57 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 40 | $2,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 37 | $2,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 37 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 149 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $2,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 48 | $2,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 320 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 139 | $2,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,000 | $2,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 62 | $2,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 310 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 153 | $2,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 15 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 200 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 500 | $2,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,343 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,000 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,500 | $2,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 40 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1 | $1,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 7 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 62 | $1,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 40 | $1,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 55 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 25 | $1,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 27 | $1,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 27 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 85 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 36 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 35 | $1,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 243 | $1,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 80 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 20 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 50 | $1,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 100 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 64 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 86 | $1,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 10 | $1,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 50 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11 | $1,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 8 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 88 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 90 | $1,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 8 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 28 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 124 | $1,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 56 | $1,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 18 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 101 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 208 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 23 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 271 | $1,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 7 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 29 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 202 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,000 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 11 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 207 | $1,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,000 | $1,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 35 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L206 | ADS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-20-000013 | this filing | 2020-11-13 | acceptance time not in the bulk data set |