13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-05, with 1,850 holding rows worth $1,278,621,000.
- Accession
- 0001445065-19-000019
- Filer
- CIK 1445065
- Filed
- 2019-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,850 entries on the cover page, a total value of $1,278,621,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,278,621,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,844 | $39,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 654 | $39,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 616 | $38,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 833 | $38,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 304 | $38,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 35 | $38,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,300 | $38,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,065 | $38,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 475 | $37,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 892 | $37,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 250 | $37,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 457 | $37,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,253 | $37,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,310 | $37,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 702 | $37,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,790 | $37,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 491 | $36,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 686 | $36,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,000 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,120 | $36,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,886 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 885 | $36,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 549 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,685 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 600 | $36,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 5,856 | $36,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 503 | $36,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 676 | $35,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,874 | $35,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 263 | $35,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,328 | $35,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,489 | $35,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,830 | $35,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,384 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,000 | $35,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 575 | $34,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,800 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 784 | $34,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 4,760 | $34,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 461 | $33,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $33,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 445 | $33,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 774 | $33,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,510 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 573 | $33,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 396 | $33,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 439 | $33,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,413 | $33,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 400 | $32,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 890 | $32,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 168 | $32,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 500 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 759 | $32,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,515 | $32,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $31,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 391 | $31,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 228 | $31,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 400 | $31,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 513 | $31,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,900 | $31,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,075 | $31,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,919 | $30,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 387 | $30,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,565 | $30,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 514 | $30,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 331 | $30,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 460 | $30,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 469 | $30,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 206 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 600 | $30,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,145 | $30,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 20 | $30,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,870 | $30,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,886 | $30,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 875 | $30,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,150 | $29,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 6,000 | $29,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 375 | $29,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,700 | $29,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 759 | $29,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 428 | $29,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,927 | $29,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,226 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 876 | $29,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,930 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 764 | $29,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 720 | $29,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 573 | $28,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,143 | $28,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 905 | $28,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,227 | $28,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,000 | $28,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,332 | $28,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 860 | $28,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,100 | $28,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,363 | $27,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 609 | $27,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,290 | $27,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,545 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 280 | $27,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,817 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,367 | $27,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,568 | $27,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $27,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 800 | $27,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,000 | $27,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,600 | $26,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 500 | $26,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 957 | $26,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 825 | $26,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 174 | $26,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,746 | $26,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 183 | $26,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 231 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 570 | $26,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,290 | $26,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 521 | $26,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,213 | $26,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 1,285 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 292 | $25,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 400 | $25,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 286 | $25,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 168 | $25,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 377 | $25,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 344 | $25,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 650 | $25,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 165 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,732 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 398 | $25,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,400 | $25,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,000 | $25,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $24,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 750 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 899 | $24,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 344 | $24,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 400 | $24,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 173 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,000 | $24,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 259 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 491 | $24,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 150 | $23,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 363 | $23,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 455 | $23,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 500 | $23,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 139 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 450 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,000 | $23,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 400 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 789 | $23,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,155 | $23,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,505 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 421 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 560 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 660 | $23,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,685 | $23,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,400 | $22,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,409 | $22,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 271 | $22,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 143 | $22,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,100 | $22,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 418 | $22,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 2,585 | $22,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,606 | $22,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 850 | $22,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 500 | $22,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,172 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 150 | $22,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,219 | $22,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 798 | $21,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 780 | $21,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 368 | $21,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 870 | $21,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 400 | $21,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 800 | $21,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 225 | $21,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 468 | $21,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,630 | $21,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,436 | $21,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $21,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 559 | $21,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,862 | $21,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 2,003 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,165 | $21,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 920 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 607 | $21,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 550 | $21,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 330 | $21,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 230 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 748 | $20,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 562 | $20,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 373 | $20,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 134 | $20,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,387 | $20,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 383 | $20,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 313 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 460 | $20,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 785 | $20,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,362 | $20,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $20,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 119 | $20,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 600 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $20,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,540 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 459 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,500 | $20,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,510 | $20,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,785 | $20,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,013 | $20,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 214 | $19,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 318 | $19,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 86 | $19,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 95 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,329 | $19,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 190 | $19,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,092 | $19,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $19,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,445 | $19,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 221 | $19,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,075 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 601 | $19,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,200 | $19,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 4,855 | $18,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 200 | $18,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 706 | $18,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,611 | $18,000 | thousands by filing date | |
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| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 435 | $18,000 | thousands by filing date | |
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| AMC NETWORKS INC | 00164V103 | CL A | 364 | $18,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 650 | $18,000 | thousands by filing date | |
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| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 425 | $17,000 | thousands by filing date | |
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| Concho Resources Inc. | 20605P101 | COM | 256 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 420 | $17,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,015 | $17,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 4,000 | $17,000 | thousands by filing date | |
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| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 267 | $16,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 821 | $16,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 400 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 215 | $16,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 454 | $16,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 714 | $16,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,000 | $16,000 | thousands by filing date | |
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| ARCONIC INC | 03965L100 | COM | 633 | $16,000 | thousands by filing date | |
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| Vanguard Communication Services ETF | 92204A884 | SHS | 173 | $15,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $15,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200 | $15,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 500 | $15,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 139 | $15,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,000 | $15,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 224 | $15,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 141 | $15,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 287 | $15,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 210 | $15,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 308 | $15,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 75 | $15,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,397 | $15,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 332 | $15,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 505 | $15,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 451 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 462 | $15,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 500 | $15,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,200 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 296 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 270 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 422 | $15,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 700 | $15,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,292 | $15,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 247 | $15,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 600 | $15,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 43 | $14,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 231 | $14,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 282 | $14,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 366 | $14,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 119 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 563 | $14,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 250 | $14,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 650 | $14,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 486 | $14,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 300 | $14,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 114 | $14,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,600 | $14,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,500 | $14,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,697 | $14,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,522 | $14,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 463 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 545 | $14,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,500 | $14,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 3,000 | $14,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,300 | $14,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 6,000 | $14,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 525 | $14,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 150 | $13,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 54 | $13,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 400 | $13,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 250 | $13,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,300 | $13,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,221 | $13,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 345 | $13,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 147 | $13,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,118 | $13,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 523 | $13,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 605 | $13,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,139 | $13,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 893 | $13,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 500 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 600 | $13,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 200 | $12,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 90 | $12,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 75 | $12,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 182 | $12,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 55 | $12,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 168 | $12,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 309 | $12,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 106 | $12,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $12,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 155 | $12,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,077 | $12,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $12,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,000 | $12,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 133 | $12,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 800 | $12,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 937 | $12,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 617 | $12,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 700 | $12,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 728 | $12,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,300 | $12,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,074 | $12,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 300 | $12,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,650 | $12,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 286 | $12,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 700 | $11,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 377 | $11,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 60 | $11,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 153 | $11,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 120 | $11,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 200 | $11,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 83 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 308 | $11,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 190 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 485 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $11,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 100 | $11,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 87 | $11,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $11,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $11,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 460 | $11,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 55 | $11,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,265 | $11,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 450 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $11,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 750 | $11,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 170 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 260 | $11,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 450 | $11,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2,000 | $11,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 24 | $10,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 106 | $10,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 600 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 159 | $10,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 138 | $10,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 179 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 500 | $10,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 64 | $10,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 141 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 91 | $10,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 136 | $10,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 238 | $10,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 600 | $10,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 775 | $10,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 500 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 330 | $10,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 600 | $10,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $10,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200 | $10,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 500 | $10,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 264 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 669 | $10,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 840 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 200 | $10,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 5,000 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $10,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 975 | $10,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 56 | $9,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35 | $9,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 204 | $9,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 98 | $9,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 40 | $9,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 304 | $9,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 454 | $9,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 250 | $9,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 52 | $9,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 116 | $9,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $9,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 69 | $9,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 242 | $9,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 163 | $9,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 214 | $9,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 271 | $9,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 625 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $9,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 255 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 485 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 250 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 922 | $9,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 46 | $9,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 450 | $9,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 350 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 700 | $9,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 750 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,072 | $9,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 700 | $9,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $9,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 300 | $9,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 250 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 187 | $9,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 11 | $9,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 578 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,088 | $9,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 304 | $9,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 309 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 116 | $9,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,700 | $9,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 357 | $9,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 350 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 252 | $9,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 340 | $9,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 430 | $9,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,500 | $9,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 594 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 450 | $9,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $8,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 154 | $8,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 48 | $8,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 362 | $8,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $8,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 239 | $8,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 186 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 444 | $8,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 214 | $8,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 248 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 287 | $8,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200 | $8,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 559 | $8,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 222 | $8,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 600 | $8,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 400 | $8,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 288 | $8,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 436 | $8,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 326 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 250 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 575 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 650 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 500 | $8,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 117 | $7,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 37 | $7,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 200 | $7,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,000 | $7,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 109 | $7,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 650 | $7,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 300 | $7,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $7,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 300 | $7,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 450 | $7,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 400 | $7,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 500 | $7,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 218 | $7,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16 | $7,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 35 | $7,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 150 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-19-000019 | this filing | 2019-11-05 | acceptance time not in the bulk data set |