13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-08, with 1,927 holding rows worth $1,191,989,000.
- Accession
- 0001445065-19-000015
- Filer
- CIK 1445065
- Filed
- 2019-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,927 entries on the cover page, a total value of $1,191,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,191,989,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 540 | $35,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 800 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 1,406 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 784 | $35,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 304 | $35,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 994 | $35,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 544 | $35,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,499 | $35,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1,524 | $35,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 313 | $34,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 263 | $34,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 2,200 | $34,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,278 | $34,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,510 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,542 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 573 | $34,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 1,220 | $34,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $34,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,310 | $34,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,413 | $34,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,107 | $33,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 156 | $33,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,860 | $33,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 892 | $33,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,100 | $33,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,489 | $33,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 315 | $33,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 4,760 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,566 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,000 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,249 | $32,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 890 | $32,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 690 | $32,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 868 | $32,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 396 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 500 | $32,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $31,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,431 | $31,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 400 | $31,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 28 | $31,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,050 | $31,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,886 | $31,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 691 | $31,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 545 | $31,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 700 | $31,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 4,389 | $31,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $30,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 400 | $30,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 192 | $30,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 668 | $30,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 541 | $30,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 206 | $30,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 759 | $30,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 202 | $30,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 554 | $30,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 117 | $30,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 5,300 | $30,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,805 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 759 | $30,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,100 | $30,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 3,400 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 675 | $29,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 397 | $29,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 228 | $29,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 920 | $29,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 382 | $29,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,775 | $29,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 460 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 600 | $29,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,135 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,055 | $29,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,227 | $29,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $29,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 5,130 | $29,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,145 | $29,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 9,118 | $29,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 2,700 | $29,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,361 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 248 | $28,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,655 | $28,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 477 | $28,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 329 | $28,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 163 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 795 | $28,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,290 | $28,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 512 | $28,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,004 | $28,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 428 | $28,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,927 | $28,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,000 | $28,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 860 | $28,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,000 | $28,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $27,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 735 | $27,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,111 | $27,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 500 | $27,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 186 | $27,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 469 | $27,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,000 | $27,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,096 | $27,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 20 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 473 | $27,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,817 | $27,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,226 | $27,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 335 | $27,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 750 | $27,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,568 | $27,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,332 | $27,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 720 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 231 | $27,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,000 | $27,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 1,285 | $27,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 150 | $26,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 431 | $26,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,143 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 280 | $26,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,870 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 955 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 570 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 398 | $26,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 800 | $26,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,400 | $26,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $25,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 193 | $25,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 123 | $25,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 496 | $25,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 515 | $25,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 400 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 862 | $25,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 191 | $25,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 882 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 510 | $25,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 374 | $25,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 521 | $25,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,700 | $24,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 6,000 | $24,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 500 | $24,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 276 | $24,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 383 | $24,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,185 | $24,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 133 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,000 | $24,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,585 | $24,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,700 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 660 | $24,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 870 | $23,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 915 | $23,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 418 | $23,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 494 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,500 | $23,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 344 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,000 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 575 | $23,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $23,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 289 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 542 | $23,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,505 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 596 | $23,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,397 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 450 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 460 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 544 | $22,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 850 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 900 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 150 | $22,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 550 | $22,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,685 | $22,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 131 | $21,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 4,852 | $21,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 286 | $21,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,181 | $21,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $21,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 335 | $21,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 333 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 225 | $21,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 314 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 512 | $21,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 358 | $21,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 750 | $21,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,172 | $21,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 407 | $21,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,630 | $21,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,436 | $21,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $21,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 872 | $21,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,013 | $21,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 230 | $20,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 214 | $20,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 179 | $20,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 800 | $20,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 224 | $20,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 574 | $20,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 500 | $20,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 360 | $20,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 124 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 371 | $20,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,362 | $20,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 200 | $20,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 311 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $20,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,160 | $20,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 452 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,165 | $20,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 575 | $20,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,196 | $20,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,500 | $20,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,531 | $20,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 3,083 | $20,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 2,000 | $20,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 146 | $19,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 367 | $19,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 543 | $19,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 354 | $19,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 144 | $19,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 763 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 785 | $19,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 189 | $19,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,092 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,922 | $19,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,611 | $19,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 800 | $19,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,540 | $19,000 | thousands by filing date | |
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| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,292 | $15,000 | thousands by filing date | |
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| IDEX CORP COM | 45167R104 | Stock | 79 | $14,000 | thousands by filing date | |
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| CHARLES RIV LABS INTL INC | 159864107 | COM | 100 | $14,000 | thousands by filing date | |
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| ALLETE INC | 018522300 | COM NEW | 166 | $14,000 | thousands by filing date | |
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| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 3,000 | $14,000 | thousands by filing date | |
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| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 47 | $13,000 | thousands by filing date | |
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| MSG NETWORK INC | 553573106 | CL A | 633 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 600 | $13,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 150 | $12,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 54 | $12,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 151 | $12,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 282 | $12,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 99 | $12,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 317 | $12,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 339 | $12,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 973 | $12,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,900 | $12,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 500 | $12,000 | thousands by filing date | |
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| LCI INDS | 50189K103 | COM | 129 | $12,000 | thousands by filing date | |
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| CONDUENT INC | 206787103 | COM | 1,223 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 534 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 410 | $12,000 | thousands by filing date | |
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| BlackRock Muniy Michigan | 09254V105 | Fund | 893 | $12,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 728 | $12,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 300 | $12,000 | thousands by filing date | |
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| SHAKE SHACK INC | 819047101 | CL A | 150 | $11,000 | thousands by filing date | |
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| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $11,000 | thousands by filing date | |
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| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $11,000 | thousands by filing date | |
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| KBR INC COM | 48242W106 | Stock | 460 | $11,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 302 | $11,000 | thousands by filing date | |
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| ISHARES TR | 464289123 | NEW ZEALAND ETF | 200 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $11,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 150 | $11,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 450 | $11,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 700 | $10,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 258 | $10,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 600 | $10,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 57 | $10,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,108 | $10,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 60 | $10,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 211 | $10,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 20 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 500 | $10,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 500 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 91 | $10,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 248 | $10,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 255 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 109 | $10,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 46 | $10,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 100 | $10,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 100 | $10,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 200 | $10,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 600 | $10,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 254 | $10,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 500 | $10,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 222 | $10,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 517 | $10,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 264 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 669 | $10,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 184 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 650 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $10,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,043 | $10,000 | thousands by filing date | |
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| Charles Schwab Corp | 808513105 | COM | 218 | $9,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 24 | $9,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 106 | $9,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 81 | $9,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 75 | $9,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 67 | $9,000 | thousands by filing date | |
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| COSTAR GROUP INC COM | 22160N109 | Stock | 17 | $9,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 99 | $9,000 | thousands by filing date | |
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| RBC BEARINGS INC COM | 75524B104 | Stock | 52 | $9,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $9,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 179 | $9,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 161 | $9,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 326 | $9,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 270 | $9,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 239 | $9,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 625 | $9,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 600 | $9,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 625 | $9,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 422 | $9,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 289 | $9,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 350 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 700 | $9,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 990 | $9,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 700 | $9,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $9,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 600 | $9,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 137 | $9,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 46 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 116 | $9,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 281 | $9,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 250 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 251 | $9,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 430 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 450 | $9,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 175 | $9,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 56 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $8,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 40 | $8,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 304 | $8,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 727 | $8,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 159 | $8,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 69 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25 | $8,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 234 | $8,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 186 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 143 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 438 | $8,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 213 | $8,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 600 | $8,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $8,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 485 | $8,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 150 | $8,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 71 | $8,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 400 | $8,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 578 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 530 | $8,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 288 | $8,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 436 | $8,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 346 | $8,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 114 | $8,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 465 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $8,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,023 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-19-000015 | this filing | 2019-08-08 | acceptance time not in the bulk data set |