13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-19, with 1,604 holding rows worth $1,015,682,000.
- Accession
- 0001445065-18-000014
- Filer
- CIK 1445065
- Filed
- 2018-07-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,604 entries on the cover page, a total value of $1,015,682,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,015,682,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YUM CHINA HLDGS INC | 98850P109 | COM | 735 | $28,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 399 | $28,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,670 | $28,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 366 | $28,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 662 | $28,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 1,285 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 215 | $27,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 634 | $27,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 418 | $27,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,085 | $27,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 156 | $27,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 585 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,143 | $27,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 780 | $27,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 3,486 | $27,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,000 | $26,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 245 | $26,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 327 | $26,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 396 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 393 | $26,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,000 | $26,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 1,177 | $26,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 274 | $25,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 250 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,094 | $25,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 850 | $25,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,566 | $25,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,040 | $25,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 350 | $25,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,127 | $25,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,600 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 1,226 | $25,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 296 | $25,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 727 | $24,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 450 | $24,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 235 | $24,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 325 | $24,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 246 | $24,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 557 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 392 | $24,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,130 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 823 | $24,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 353 | $24,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,350 | $24,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 300 | $24,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 264 | $24,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 2,146 | $24,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,000 | $24,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 6,186 | $23,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 4,893 | $23,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 589 | $23,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,000 | $23,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 710 | $23,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 294 | $23,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 923 | $23,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 400 | $23,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,680 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 544 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 229 | $23,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,357 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 670 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 852 | $23,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 472 | $22,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 155 | $22,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 417 | $22,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 500 | $22,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 137 | $22,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 378 | $22,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 453 | $22,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,007 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,700 | $22,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,172 | $22,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $22,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,600 | $22,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 386 | $22,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 536 | $21,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 676 | $21,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,600 | $21,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 650 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 656 | $21,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 850 | $21,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,703 | $21,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,800 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 573 | $21,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 297 | $21,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 1,689 | $21,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,642 | $21,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 865 | $21,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 69 | $20,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 776 | $20,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 900 | $20,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 350 | $20,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 500 | $20,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 900 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 150 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 372 | $20,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 2,000 | $20,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 110 | $19,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 150 | $19,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 881 | $19,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 144 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 225 | $19,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 687 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 820 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $19,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 473 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,165 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 1,022 | $19,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,098 | $19,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 75 | $19,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 775 | $19,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $19,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,498 | $19,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 225 | $18,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 365 | $18,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 250 | $18,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 401 | $18,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 965 | $18,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 600 | $18,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 323 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $18,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 350 | $18,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,000 | $18,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 404 | $18,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 135 | $18,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 489 | $18,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 151 | $17,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 400 | $17,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,006 | $17,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 60 | $17,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 411 | $17,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 243 | $17,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 432 | $17,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,643 | $17,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $17,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 216 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 755 | $17,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 680 | $17,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,183 | $17,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 400 | $17,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,100 | $16,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 675 | $16,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 153 | $16,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 550 | $16,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 250 | $16,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 150 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 83 | $16,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,272 | $16,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 500 | $16,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 866 | $16,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,400 | $16,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 350 | $16,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,000 | $16,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 550 | $16,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 636 | $16,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 195 | $16,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 223 | $15,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 116 | $15,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 200 | $15,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 66 | $15,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 242 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 134 | $15,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 400 | $15,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,256 | $15,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 312 | $15,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 195 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 463 | $15,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 400 | $15,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 515 | $15,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 400 | $15,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,292 | $15,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 695 | $15,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 150 | $15,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 400 | $15,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,384 | $15,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 640 | $15,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 161 | $14,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 105 | $14,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 608 | $14,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,662 | $14,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 400 | $14,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 450 | $14,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 322 | $14,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 719 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 296 | $14,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,150 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 270 | $14,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 450 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 300 | $14,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 525 | $14,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 200 | $14,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,200 | $14,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 156 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 121 | $13,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,025 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 300 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 94 | $13,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 345 | $13,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 430 | $13,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 81 | $13,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 275 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,446 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 193 | $13,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 725 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 422 | $13,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 465 | $13,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 500 | $13,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $13,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,000 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,437 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,200 | $13,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 200 | $12,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 836 | $12,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 312 | $12,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 450 | $12,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 274 | $12,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 524 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 800 | $12,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 500 | $12,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 248 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 247 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,000 | $12,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $12,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 752 | $12,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,080 | $12,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 330 | $12,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 350 | $12,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 189 | $12,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 535 | $12,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,365 | $12,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 600 | $12,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 692 | $12,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 224 | $11,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 306 | $11,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 259 | $11,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 211 | $11,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 500 | $11,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 100 | $11,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 68 | $11,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,000 | $11,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200 | $11,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 187 | $11,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 402 | $11,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 253 | $11,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 300 | $11,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 400 | $11,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 57 | $10,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 100 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $10,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 76 | $10,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $10,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 148 | $10,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $10,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 475 | $10,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 253 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,221 | $10,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 150 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 357 | $10,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $10,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $10,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 350 | $10,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 870 | $10,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 175 | $10,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,000 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 600 | $10,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 200 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 730 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $10,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 295 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 279 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,000 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 148 | $10,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 881 | $10,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,043 | $10,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $9,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 800 | $9,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 26 | $9,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 500 | $9,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 570 | $9,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 116 | $9,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 448 | $9,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 450 | $9,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 211 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 257 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 385 | $9,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 189 | $9,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 176 | $9,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 910 | $9,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 475 | $9,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 333 | $9,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180 | $9,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 310 | $9,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,975 | $9,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 215 | $9,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 164 | $9,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 650 | $9,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,206 | $9,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 175 | $9,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $9,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,291 | $9,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $8,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 304 | $8,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 442 | $8,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 103 | $8,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $8,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 375 | $8,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 175 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 237 | $8,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 250 | $8,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 709 | $8,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 128 | $8,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 460 | $8,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 257 | $8,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 200 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 250 | $8,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 473 | $8,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 387 | $8,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 195 | $8,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $8,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 120 | $8,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 301 | $8,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 480 | $8,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 130 | $7,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 127 | $7,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 400 | $7,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 200 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 700 | $7,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 116 | $7,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 141 | $7,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 117 | $7,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 259 | $7,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 219 | $7,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 186 | $7,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 200 | $7,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 70 | $7,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $7,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 196 | $7,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 500 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 600 | $7,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 110 | $7,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 200 | $7,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 800 | $7,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 390 | $7,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 892 | $7,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 350 | $7,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 578 | $7,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 150 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 300 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 454 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 260 | $7,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 4,000 | $7,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 370 | $7,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 150 | $7,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 447 | $7,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 242 | $7,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 900 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 200 | $7,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 800 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $6,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 200 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 260 | $6,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 70 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 125 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 41 | $6,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 450 | $6,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 94 | $6,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $6,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $6,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 496 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 224 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 195 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 321 | $6,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 200 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 328 | $6,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 125 | $6,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 300 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,091 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 433 | $6,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 250 | $6,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 50 | $5,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 48 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 74 | $5,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 92 | $5,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 64 | $5,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 9 | $5,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 150 | $5,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 15 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 582 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 102 | $5,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 430 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 61 | $5,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 17 | $5,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 25 | $5,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 465 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 464 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212 | $5,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 250 | $5,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 16 | $5,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 71 | $5,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 250 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 265 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 65 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 208 | $5,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 600 | $5,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 130 | $5,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $5,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 140 | $5,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 295 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 134 | $5,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 6,000 | $5,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 41 | $4,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 21 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 31 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $4,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 80 | $4,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $4,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 42 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 84 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 450 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 65 | $4,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 41 | $4,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 240 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 44 | $4,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 350 | $4,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 125 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 280 | $4,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 80 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 50 | $4,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 348 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 660 | $4,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 31 | $4,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 50 | $4,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 8,500 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 100 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 40 | $4,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 189 | $3,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 19 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 55 | $3,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 50 | $3,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 508 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 103 | $3,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 40 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 90 | $3,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 35 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 123 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 425 | $3,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 400 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 400 | $3,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 28 | $3,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 185 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 62 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 55 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 60 | $3,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 200 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 27 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 85 | $3,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 20 | $3,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 75 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 75 | $3,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 175 | $3,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 147 | $3,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 82 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 47 | $3,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 750 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $3,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 48 | $3,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 341 | $3,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 136 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-18-000014 | this filing | 2018-07-19 | acceptance time not in the bulk data set |