13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-24, with 1,552 holding rows worth $831,520,000.
- Accession
- 0001445065-17-000020
- Filer
- CIK 1445065
- Filed
- 2017-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,552 entries on the cover page, a total value of $831,520,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $831,520,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 473,226 | $20,618,000 | thousands by filing date | |
| VTI | 922908769 | COM | 131,780 | $17,068,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 104,775 | $16,002,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 74,705 | $15,117,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 94,967 | $14,238,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 83,232 | $13,691,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 166,938 | $13,644,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 163,868 | $13,431,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 162,693 | $12,986,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 292,729 | $12,707,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 141,167 | $12,424,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 82,103 | $12,177,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 161,855 | $11,492,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 226,778 | $10,965,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 290,496 | $10,841,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 79,467 | $10,332,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 113,983 | $10,268,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 66,343 | $10,225,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 95,142 | $10,134,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 85,588 | $9,596,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 78,085 | $9,466,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 78,072 | $7,103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 94,749 | $6,457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 61,672 | $6,313,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 66,286 | $6,242,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 94,314 | $5,997,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 40,439 | $5,867,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 65,613 | $5,824,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 46,454 | $5,648,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 52,630 | $5,637,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 39,505 | $5,583,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 80,342 | $5,417,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 143,776 | $5,337,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 35,624 | $5,237,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 214,622 | $5,190,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 59,991 | $4,918,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 32,005 | $4,690,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 81,467 | $4,398,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 88,819 | $4,396,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 41,590 | $4,381,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 17,278 | $4,370,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 54,274 | $4,339,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,520 | $4,335,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 61,690 | $4,225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 70,201 | $4,214,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 72,142 | $4,208,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,279 | $4,163,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 33,425 | $4,149,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 54,416 | $4,053,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 69,171 | $3,580,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 36,999 | $3,507,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 174,410 | $3,502,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 91,907 | $3,500,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 30,109 | $3,495,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 96,317 | $3,439,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 20,581 | $3,366,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,498 | $3,363,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,452 | $3,361,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,916 | $3,280,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 53,854 | $3,183,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 22,061 | $3,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 104,907 | $3,114,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 27,863 | $3,105,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,583 | $3,061,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,363 | $3,054,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 20,418 | $3,021,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 26,559 | $3,017,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 52,969 | $3,009,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 55,669 | $2,990,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,391 | $2,971,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,340 | $2,963,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,765 | $2,956,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,782 | $2,943,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,396 | $2,858,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 108,957 | $2,851,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,581 | $2,825,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15,547 | $2,782,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 35,954 | $2,776,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 102,276 | $2,764,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 56,141 | $2,714,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 48,612 | $2,694,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 30,347 | $2,522,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 60,489 | $2,497,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 24,399 | $2,405,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 41,598 | $2,379,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 35,786 | $2,296,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 22,908 | $2,287,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 27,963 | $2,276,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 24,533 | $2,241,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 27,637 | $2,239,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 74,753 | $2,224,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 16,399 | $2,180,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 26,459 | $2,152,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27,167 | $2,123,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,076 | $2,051,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,222 | $2,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 42,043 | $2,017,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 27,042 | $1,991,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,563 | $1,975,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 17,723 | $1,952,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 46,769 | $1,925,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 21,866 | $1,877,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,119 | $1,875,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 47,613 | $1,830,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,846 | $1,824,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 53,990 | $1,816,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 17,160 | $1,806,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 43,778 | $1,804,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 9,684 | $1,786,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 49,950 | $1,781,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 87,460 | $1,778,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 16,195 | $1,770,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,965 | $1,716,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 28,826 | $1,701,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,276 | $1,656,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 14,194 | $1,652,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 20,600 | $1,602,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 11,328 | $1,600,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 35,515 | $1,599,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 29,809 | $1,597,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12,672 | $1,591,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 16,332 | $1,560,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 29,666 | $1,538,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,998 | $1,525,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 98,313 | $1,510,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,310 | $1,496,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,298 | $1,490,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 43,223 | $1,488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 40,425 | $1,478,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 10,190 | $1,456,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,076 | $1,414,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 60,704 | $1,413,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 10,566 | $1,407,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 13,300 | $1,396,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 53,573 | $1,385,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,374,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,469 | $1,368,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,629 | $1,359,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 34,925 | $1,342,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,131 | $1,310,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 73,200 | $1,299,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 47,481 | $1,299,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 16,869 | $1,298,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 43,388 | $1,292,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,221 | $1,282,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,131 | $1,282,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 20,038 | $1,274,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,307 | $1,257,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 12,363 | $1,255,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 20,145 | $1,249,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 6,331 | $1,242,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 18,640 | $1,238,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 20,502 | $1,229,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 23,017 | $1,228,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 14,122 | $1,217,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,052 | $1,186,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 18,016 | $1,185,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 11,279 | $1,180,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 14,578 | $1,178,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,518 | $1,132,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 16,135 | $1,126,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 6,234 | $1,121,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,565 | $1,109,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 40,043 | $1,106,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,587 | $1,097,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 22,282 | $1,095,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,183 | $1,086,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 22,034 | $1,052,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,514 | $1,043,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 7,458 | $1,042,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 22,820 | $1,040,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,904 | $1,013,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 72,121 | $999,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 70,220 | $996,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 24,225 | $984,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 16,615 | $983,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 14,089 | $975,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 63,159 | $961,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 50,064 | $942,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 9,795 | $937,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 46,940 | $937,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 17,728 | $928,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 18,296 | $924,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,683 | $917,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 103,021 | $916,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,252 | $913,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 17,178 | $911,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 15,570 | $902,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,091 | $897,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,167 | $897,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 22,138 | $892,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 27,005 | $874,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 13,507 | $872,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 881 | $857,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,712 | $854,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 27,634 | $854,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,650 | $852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,467 | $848,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,458 | $844,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 54,679 | $842,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 23,186 | $837,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 25,405 | $835,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 33,687 | $832,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,680 | $828,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 68,788 | $823,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 33,627 | $822,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 9,270 | $819,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 3,339 | $810,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 67,954 | $806,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,226 | $800,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 28,071 | $800,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 49,931 | $788,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,923 | $783,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,966 | $777,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 33,694 | $776,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 10,180 | $775,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,460 | $770,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,861 | $767,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 15,818 | $762,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 16,022 | $758,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,144 | $753,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 11,111 | $749,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 21,962 | $747,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 12,100 | $745,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 14,863 | $740,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 55,986 | $737,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 49,913 | $734,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,150 | $733,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 11,119 | $729,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 18,377 | $725,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 7,040 | $724,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,252 | $714,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 11,356 | $713,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 28,505 | $703,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,814 | $698,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,919 | $692,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 12,486 | $690,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 11,990 | $681,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,423 | $675,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,540 | $673,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,176 | $666,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 11,084 | $663,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 6,882 | $657,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 13,991 | $657,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,630 | $656,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,318 | $653,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 13,063 | $638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,990 | $632,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,345 | $628,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 22,391 | $624,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,415 | $619,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,449 | $618,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,511 | $617,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,500 | $610,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 13,026 | $595,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 23,940 | $594,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 15,223 | $583,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,079 | $582,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 28,485 | $578,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 11,927 | $570,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,900 | $566,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,481 | $562,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 13,010 | $559,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,204 | $558,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,672 | $553,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,074 | $551,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,829 | $545,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 16,908 | $544,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 6,693 | $542,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,083 | $538,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 11,061 | $533,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 27,488 | $527,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 8,432 | $526,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 12,546 | $526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 7,528 | $526,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 89,685 | $520,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 45,966 | $516,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 37,405 | $511,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,724 | $509,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 39,195 | $505,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,737 | $503,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 31,329 | $500,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,904 | $497,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,084 | $497,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,646 | $495,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,673 | $486,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,642 | $483,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 27,965 | $480,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 7,051 | $474,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 10,686 | $471,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,872 | $471,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,635 | $470,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,490 | $461,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 31,868 | $457,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,383 | $456,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 9,896 | $455,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 10,845 | $451,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 24,543 | $449,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,972 | $446,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,456 | $445,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 12,500 | $445,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,441 | $442,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,459 | $432,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,922 | $430,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 8,287 | $426,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 10,029 | $426,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,575 | $424,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 19,682 | $421,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,080 | $420,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,695 | $414,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 40,116 | $414,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,444 | $412,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 16,527 | $409,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,347 | $405,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,063 | $403,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 5,405 | $400,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,372 | $399,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 867 | $388,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,815 | $386,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 22,900 | $384,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 10,027 | $382,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,579 | $380,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,945 | $377,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,273 | $377,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,155 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,207 | $371,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,931 | $370,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,478 | $366,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,340 | $366,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,879 | $362,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,486 | $353,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,228 | $353,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 6,680 | $351,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,723 | $350,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,000 | $347,000 | thousands by filing date | put |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,072 | $346,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,806 | $337,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,205 | $335,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,398 | $334,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,345 | $332,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,865 | $332,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,713 | $331,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,847 | $330,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,078 | $330,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,144 | $328,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,117 | $325,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,791 | $320,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,549 | $319,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,480 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,927 | $317,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,728 | $316,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,000 | $316,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 7,994 | $316,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,904 | $315,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,575 | $314,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,122 | $310,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,579 | $309,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,565 | $308,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,170 | $305,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 10,081 | $302,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,549 | $301,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 6,543 | $301,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,455 | $298,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,841 | $298,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,546 | $296,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,155 | $295,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,685 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,359 | $294,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,299 | $293,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,443 | $293,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 19,502 | $293,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,620 | $290,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,196 | $289,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,136 | $287,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,361 | $285,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,262 | $285,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,139 | $284,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,699 | $281,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,644 | $277,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 8,696 | $276,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,840 | $275,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,450 | $274,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,850 | $273,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,172 | $273,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,255 | $271,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,655 | $271,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 6,952 | $271,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,947 | $270,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,717 | $270,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,053 | $268,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,815 | $268,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,744 | $266,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 4,104 | $265,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,635 | $264,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,251 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,107 | $261,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,282 | $260,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 18,830 | $260,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,480 | $257,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,882 | $257,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 9,934 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,479 | $252,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 6,068 | $251,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 6,725 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,714 | $251,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 4,044 | $250,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,961 | $248,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,400 | $248,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,636 | $248,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,800 | $247,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 66,489 | $243,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 14,458 | $243,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 18,105 | $242,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,199 | $242,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,517 | $239,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 62,995 | $239,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,564 | $238,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,045 | $238,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,937 | $238,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,316 | $237,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,096 | $237,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,077 | $236,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,579 | $234,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,092 | $233,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,805 | $233,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,088 | $230,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 26,846 | $230,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,967 | $229,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,094 | $229,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,000 | $229,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 12,163 | $228,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,226 | $227,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,932 | $226,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,612 | $226,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 8,816 | $226,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,323 | $225,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 4,395 | $225,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 5,735 | $225,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,394 | $223,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 8,965 | $222,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,368 | $220,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,290 | $218,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 966 | $216,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,302 | $215,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,282 | $215,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 4,875 | $214,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,390 | $213,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,530 | $212,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,276 | $210,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,999 | $208,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,812 | $207,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,867 | $205,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,796 | $205,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,884 | $205,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,722 | $204,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 8,359 | $202,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,124 | $200,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,870 | $200,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,463 | $199,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,273 | $198,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,522 | $197,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 3,536 | $194,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,640 | $193,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $192,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,990 | $190,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,820 | $190,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,104 | $189,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,900 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,138 | $187,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 546 | $186,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,566 | $185,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 53,633 | $185,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 5,981 | $183,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 10,955 | $183,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 4,744 | $183,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,835 | $182,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,622 | $181,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 578 | $181,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,667 | $179,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,232 | $178,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,196 | $178,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,746 | $177,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,680 | $176,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 6,200 | $174,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,689 | $174,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,736 | $173,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,100 | $172,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,615 | $171,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 9,006 | $170,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,472 | $168,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,210 | $167,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,502 | $167,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 775 | $166,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 8,297 | $166,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,000 | $166,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 158 | $165,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,241 | $164,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,155 | $164,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,500 | $163,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 6,540 | $162,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-17-000020 | this filing | 2017-10-24 | acceptance time not in the bulk data set |