13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-26, with 1,471 holding rows worth $765,846,000.
- Accession
- 0001445065-17-000016
- Filer
- CIK 1445065
- Filed
- 2017-07-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,471 entries on the cover page, a total value of $765,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $765,846,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CINCINNATI FINL CORP COM | 172062101 | Stock | 177 | $13,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 350 | $13,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 225 | $13,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 600 | $13,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,400 | $13,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 150 | $13,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 694 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 420 | $13,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,500 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 300 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 447 | $13,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 270 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 255 | $13,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 206 | $13,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $12,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 156 | $12,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 100 | $12,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 150 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300 | $12,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 225 | $12,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 975 | $12,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 100 | $12,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 125 | $12,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 150 | $12,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 100 | $12,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 900 | $12,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 460 | $12,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 362 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 800 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 300 | $12,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 94 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,643 | $12,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 517 | $12,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,080 | $12,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,000 | $12,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 164 | $12,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,410 | $12,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 310 | $12,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 300 | $12,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $12,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,427 | $12,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,190 | $12,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 175 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 881 | $12,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 135 | $11,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 75 | $11,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 32 | $11,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,300 | $11,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 350 | $11,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 100 | $11,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 209 | $11,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $11,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 166 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 66 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 498 | $11,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 800 | $11,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 475 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,000 | $11,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 870 | $11,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 100 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 240 | $11,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 710 | $11,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 402 | $11,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 400 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $11,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 215 | $11,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 100 | $11,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 4,000 | $11,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,494 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 193 | $11,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 110 | $10,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 356 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 182 | $10,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,500 | $10,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 107 | $10,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 500 | $10,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $10,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $10,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,825 | $10,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 460 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 151 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 263 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,221 | $10,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 115 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 357 | $10,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $10,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 350 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 730 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $10,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $10,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 400 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 245 | $10,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 300 | $10,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 219 | $10,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 300 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 148 | $10,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 3,609 | $10,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $10,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 165 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $10,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 100 | $10,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 10,000 | $10,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 105 | $9,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 800 | $9,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 100 | $9,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 310 | $9,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $9,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 600 | $9,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 148 | $9,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,000 | $9,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 283 | $9,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 101 | $9,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 500 | $9,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 500 | $9,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 402 | $9,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 39 | $9,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 150 | $9,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $9,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 600 | $9,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 300 | $9,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 250 | $9,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 300 | $9,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 530 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 350 | $9,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 100 | $9,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 465 | $9,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 75 | $9,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 126 | $8,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 293 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $8,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 105 | $8,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 224 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 116 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 76 | $8,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 610 | $8,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 413 | $8,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 375 | $8,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 385 | $8,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 175 | $8,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 185 | $8,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 550 | $8,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 50 | $8,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 225 | $8,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 375 | $8,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 333 | $8,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180 | $8,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,700 | $8,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 561 | $8,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 201 | $8,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,000 | $8,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 867 | $8,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 139 | $8,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $8,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 250 | $8,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 800 | $8,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 150 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 66 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 400 | $8,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 900 | $8,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 480 | $8,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 60 | $7,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 150 | $7,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 434 | $7,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 25 | $7,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 350 | $7,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 106 | $7,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 112 | $7,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 74 | $7,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 138 | $7,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 68 | $7,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 186 | $7,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 200 | $7,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 150 | $7,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 94 | $7,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 209 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 198 | $7,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $7,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 393 | $7,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 125 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 78 | $7,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 772 | $7,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 175 | $7,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 230 | $7,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 119 | $7,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 289 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 250 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 507 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $6,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 55 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $6,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $6,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 63 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 42 | $6,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 200 | $6,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 200 | $6,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 800 | $6,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $6,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 95 | $6,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 655 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 61 | $6,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 100 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 260 | $6,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $6,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 117 | $6,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 200 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 150 | $6,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $6,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 540 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 150 | $6,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 250 | $6,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $5,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 50 | $5,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 83 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 508 | $5,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $5,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 141 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $5,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 125 | $5,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 256 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 75 | $5,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 75 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $5,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 26 | $5,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $5,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 200 | $5,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 496 | $5,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 150 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 518 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212 | $5,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 250 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 44 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 55 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 300 | $5,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 510 | $5,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 150 | $5,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 400 | $5,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 125 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 100 | $5,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 380 | $5,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 295 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 242 | $5,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,000 | $5,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 460 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 241 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 200 | $5,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 136 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 129 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 31 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $4,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 185 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 283 | $4,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 60 | $4,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 250 | $4,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 64 | $4,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 36 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 35 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 82 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25 | $4,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 15 | $4,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 100 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 135 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 262 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 82 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 112 | $4,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 240 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 42 | $4,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 100 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 280 | $4,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 175 | $4,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 157 | $4,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 175 | $4,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 500 | $4,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 220 | $4,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 975 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 150 | $4,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 804 | $4,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 300 | $4,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 250 | $4,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 300 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 800 | $4,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 200 | $4,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 8,500 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 300 | $4,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 50 | $3,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 103 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 90 | $3,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 39 | $3,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 35 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 38 | $3,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 305 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $3,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11 | $3,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 23 | $3,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 58 | $3,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 34 | $3,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 144 | $3,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 40 | $3,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,000 | $3,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 100 | $3,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 50 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 60 | $3,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 15 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 41 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 200 | $3,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 61 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 75 | $3,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 100 | $3,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 77 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 55 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 304 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 48 | $3,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 280 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 269 | $3,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 31 | $3,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 50 | $3,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 54 | $3,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $3,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 59 | $3,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 180 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 166 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 665 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 288 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,144 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 62 | $3,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 55 | $3,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 110 | $3,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 581 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 260 | $3,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 193 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 96 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7 | $2,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 50 | $2,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 54 | $2,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 60 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 45 | $2,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100 | $2,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 100 | $2,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4 | $2,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 70 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 15 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 10 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14 | $2,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 27 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 270 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 125 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,582 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 735 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 50 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 28 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 380 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 50 | $2,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 40 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 65 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 150 | $2,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 58 | $2,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 137 | $2,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 288 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $2,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 47 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,500 | $2,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 99 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 26 | $2,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 56 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $2,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 50 | $2,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 100 | $2,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 341 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 45 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 41 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 235 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $2,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 51 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 82 | $2,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 35 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 138 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 50 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 29 | $2,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 625 | $2,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 100 | $2,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 24 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 22 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 65 | $1,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 510 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 40 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 65 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 85 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 57 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 28 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 35 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 20 | $1,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 71 | $1,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 50 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 560 | $1,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 63 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 30 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 37 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 179 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 370 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 62 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 40 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 400 | $1,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,700 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 22 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 19 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 500 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 1,000 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-17-000016 | this filing | 2017-07-26 | acceptance time not in the bulk data set |