13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-18, with 1,250 holding rows worth $610,943,000.
- Accession
- 0001445065-17-000003
- Filer
- CIK 1445065
- Filed
- 2017-01-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,251 entries on the cover page, a total value of $610,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,756,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $7,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 103 | $7,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 90 | $7,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $7,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 141 | $7,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 500 | $7,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 554 | $7,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 168 | $7,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 150 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 280 | $7,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 207 | $7,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 550 | $7,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 295 | $7,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 289 | $7,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 133 | $7,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 117 | $7,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 340 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 350 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 400 | $7,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 500 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 172 | $6,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $6,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 60 | $6,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 150 | $6,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 77 | $6,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $6,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 100 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,238 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $6,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $6,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 76 | $6,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 63 | $6,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 28 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 214 | $6,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 600 | $6,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 100 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 180 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 400 | $6,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 305 | $6,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 262 | $6,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 202 | $6,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 160 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 100 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 110 | $6,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 832 | $6,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $6,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $6,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 100 | $6,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 250 | $6,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 700 | $6,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 104 | $6,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 250 | $6,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $5,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 254 | $5,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 35 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 42 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 375 | $5,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 350 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 500 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 94 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 128 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 187 | $5,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 25 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 505 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 300 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 100 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $5,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 295 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 150 | $5,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,000 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 206 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 400 | $5,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 100 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 241 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 7,000 | $5,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 31 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 140 | $4,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 116 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 279 | $4,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 100 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 117 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 83 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 27 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 109 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 262 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 160 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 280 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 100 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $4,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 304 | $4,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 487 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $4,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 500 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 235 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 245 | $4,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 175 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 166 | $4,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,700 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 102 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 90 | $3,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 45 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 38 | $3,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 44 | $3,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 30 | $3,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 64 | $3,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 17 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 47 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 40 | $3,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 50 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 316 | $3,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 67 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 200 | $3,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $3,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 45 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 48 | $3,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 87 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 128 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 304 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 665 | $3,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 300 | $3,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 49 | $3,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 200 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 110 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 96 | $3,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 350 | $3,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 30 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 486 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7 | $2,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 54 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 100 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 113 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 200 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 150 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 41 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 125 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 28 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 60 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 86 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 68 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $2,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 47 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 75 | $2,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 28 | $2,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 54 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 205 | $2,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 300 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 25 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 85 | $2,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 45 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 50 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 341 | $2,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 200 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 41 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 235 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 150 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 82 | $2,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 35 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $2,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 62 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 138 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 129 | $2,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 200 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 100 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 1,000 | $2,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 625 | $2,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 100 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 45 | $1,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 15 | $1,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 27 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 47 | $1,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 70 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7 | $1,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 58 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 230 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 40 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 65 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 51 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 85 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 99 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 40 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 25 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 100 | $1,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 17 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 90 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 34 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 37 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 21 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 62 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 400 | $1,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 100 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 18 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 217 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 22 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 19 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 29 | $1,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 62 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-17-000003 | this filing | 2017-01-18 | acceptance time not in the bulk data set |