13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-11, with 1,093 holding rows worth $513,065,000.
- Accession
- 0001445065-16-000032
- Filer
- CIK 1445065
- Filed
- 2016-07-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,093 entries on the cover page, a total value of $513,065,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $513,065,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 684 | $53,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,105 | $53,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 900 | $53,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 37 | $53,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 5,050 | $52,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 900 | $52,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,200 | $52,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,718 | $51,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 469 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 875 | $51,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,700 | $51,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 41 | $51,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 500 | $50,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,850 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,040 | $50,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,100 | $50,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,100 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,800 | $50,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 520 | $49,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,252 | $49,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,150 | $49,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,450 | $49,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,316 | $49,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 700 | $48,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,725 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 883 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 629 | $48,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,750 | $48,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 800 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,144 | $47,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 577 | $46,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 857 | $46,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,185 | $46,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 512 | $46,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,790 | $46,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 600 | $45,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 876 | $45,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,275 | $45,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 638 | $44,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,121 | $44,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 110 | $44,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,020 | $44,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,831 | $44,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 533 | $43,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 910 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,900 | $43,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 251 | $42,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 4,290 | $42,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,300 | $42,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,300 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 485 | $41,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 850 | $41,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 728 | $41,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,699 | $40,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,165 | $40,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 300 | $39,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 800 | $39,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $39,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,000 | $39,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 460 | $39,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,624 | $39,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 675 | $38,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 141 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 962 | $38,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,318 | $38,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,725 | $38,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,000 | $38,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,155 | $38,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 820 | $37,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 646 | $37,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,284 | $37,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 4,013 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 425 | $36,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,700 | $36,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 903 | $36,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,700 | $36,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 369 | $36,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,125 | $36,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,326 | $36,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,282 | $36,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,512 | $36,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $36,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 304 | $35,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 211 | $35,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 350 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,315 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,422 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 714 | $35,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 987 | $34,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,000 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 450 | $34,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,021 | $34,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,789 | $34,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 145 | $33,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 241 | $33,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 475 | $32,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,100 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,900 | $32,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 234 | $31,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 861 | $31,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 459 | $31,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,040 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,028 | $31,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $31,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 799 | $30,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 960 | $30,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 250 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 335 | $30,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,200 | $30,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,200 | $29,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 419 | $29,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,000 | $29,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 750 | $29,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 397 | $28,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $28,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 604 | $28,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 800 | $28,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 233 | $27,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 550 | $27,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 292 | $27,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,116 | $27,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 640 | $27,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 366 | $27,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 203 | $26,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 444 | $26,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 450 | $26,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $26,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 800 | $25,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 557 | $25,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 522 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 236 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,554 | $25,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 349 | $25,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 450 | $25,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 405 | $24,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 700 | $24,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 300 | $24,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 700 | $24,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 300 | $24,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $24,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 366 | $24,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,450 | $24,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,285 | $24,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,300 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $23,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 924 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 649 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,000 | $23,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 203 | $22,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,093 | $22,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 275 | $22,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 102 | $22,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 281 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 667 | $22,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,939 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 310 | $22,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 641 | $21,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 307 | $21,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $21,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $21,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 800 | $21,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 650 | $21,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,078 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 381 | $21,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 156 | $20,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 373 | $20,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 392 | $20,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 820 | $20,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,080 | $20,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 321 | $20,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 522 | $20,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 600 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,165 | $20,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 300 | $20,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 198 | $19,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $19,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 225 | $19,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 411 | $19,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 700 | $19,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 302 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,700 | $19,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 84 | $19,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 241 | $19,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 393 | $19,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,975 | $19,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 741 | $18,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 314 | $18,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $18,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 917 | $18,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 385 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,136 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 991 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,154 | $18,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 147 | $18,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $18,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 615 | $18,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,095 | $18,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 475 | $17,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 350 | $17,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 342 | $17,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 355 | $17,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 965 | $17,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,327 | $17,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 700 | $17,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $17,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,143 | $17,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 675 | $16,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 153 | $16,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 412 | $16,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 95 | $16,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,700 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 228 | $16,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,500 | $16,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 190 | $15,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 660 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 134 | $15,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 254 | $15,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 390 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 501 | $15,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 200 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 295 | $15,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,000 | $14,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 259 | $14,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 450 | $14,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 123 | $14,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 300 | $14,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 148 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $14,000 | thousands by filing date | |
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| ARISTA NETWORKS INC | 040413106 | COM | 225 | $14,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 672 | $14,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $14,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 420 | $14,000 | thousands by filing date | |
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| AXIALL CORP | 05463D100 | COM | 429 | $14,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 132 | $13,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 80 | $13,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 105 | $13,000 | thousands by filing date | |
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| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 147 | $12,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 300 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 180 | $12,000 | thousands by filing date | |
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| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $12,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $12,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 115 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 270 | $12,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 223 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 725 | $12,000 | thousands by filing date | |
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| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $12,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 500 | $12,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $12,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 250 | $12,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 250 | $12,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,000 | $12,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 426 | $11,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 223 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300 | $11,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 135 | $11,000 | thousands by filing date | |
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| KEYCORP COM | 493267108 | Stock | 1,010 | $11,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $11,000 | thousands by filing date | |
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| HORMEL FOODS CORP COM | 440452100 | Stock | 295 | $11,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $11,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 100 | $11,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 151 | $11,000 | thousands by filing date | |
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| AUTOLIV INC | 052800109 | COM | 101 | $11,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 500 | $11,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $11,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $11,000 | thousands by filing date | |
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| Boston Scientific Corporation | 101137107 | COM | 427 | $10,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 294 | $10,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 100 | $10,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 123 | $10,000 | thousands by filing date | |
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| ENERPLUS CORP | 292766102 | COM | 1,505 | $10,000 | thousands by filing date | |
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| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 286 | $9,000 | thousands by filing date | |
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| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 500 | $9,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 500 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 485 | $9,000 | thousands by filing date | |
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| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 708 | $9,000 | thousands by filing date | |
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| CLEARFIELD INC | 18482P103 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 374 | $9,000 | thousands by filing date | |
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| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 350 | $9,000 | thousands by filing date | |
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| DWS Mun Income Tr | 25160C106 | COM | 600 | $9,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 600 | $9,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 150 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $8,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 278 | $8,000 | thousands by filing date | |
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| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 500 | $8,000 | thousands by filing date | |
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| TRUSTMARK CORP | 898402102 | COM | 283 | $7,000 | thousands by filing date | |
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| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 394 | $7,000 | thousands by filing date | |
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| Mexico Fund Inc/The | 592835102 | COM | 427 | $7,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 207 | $7,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 117 | $7,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 150 | $7,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 128 | $7,000 | thousands by filing date | |
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| NORTHSTAR REIT. | 66704R803 | Common Stock | 628 | $7,000 | thousands by filing date | |
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| Texas Instruments Incorporated | 882508104 | COM | 96 | $6,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $6,000 | thousands by filing date | |
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| CDW CORP COM | 12514G108 | Stock | 139 | $6,000 | thousands by filing date | |
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| CME Group Inc. Class A | 12572Q105 | COM | 50 | $5,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,021 | $5,000 | thousands by filing date | |
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| AMERIPRISE FINL INC COM | 03076C106 | Stock | 60 | $5,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $5,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 99 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 375 | $5,000 | thousands by filing date | |
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| RE MAX HLDGS INC | 75524W108 | CL A | 125 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 84 | $5,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 500 | $5,000 | thousands by filing date | |
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| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $5,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 25 | $5,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 106 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 200 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 200 | $5,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100 | $5,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 230 | $5,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 500 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 100 | $5,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 175 | $5,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 295 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 150 | $5,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,365 | $5,000 | thousands by filing date | |
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| SUPERVALU INC | 868536103 | COM | 1,000 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 241 | $5,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,000 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 155 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 369 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 42 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 57 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 117 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 262 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 47 | $4,000 | thousands by filing date | |
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| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 127 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 160 | $4,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 23 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 280 | $4,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 28 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 48 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 32 | $4,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 48 | $4,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 20 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 304 | $4,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 789 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 245 | $4,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 250 | $4,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 800 | $4,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 150 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 206 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 75 | $4,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 600 | $4,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 125 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 400 | $4,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,700 | $4,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 125 | $3,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 138 | $3,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 54 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 59 | $3,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 101 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $3,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36 | $3,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 35 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 309 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 38 | $3,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 45 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 97 | $3,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 250 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 32 | $3,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 50 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 100 | $3,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 127 | $3,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 100 | $3,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 200 | $3,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $3,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 125 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 200 | $3,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 41 | $3,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,000 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 166 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 304 | $3,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 421 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $3,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 300 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 550 | $3,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 350 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 35 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 74 | $2,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 51 | $2,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 90 | $2,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 52 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 125 | $2,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 73 | $2,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 73 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-16-000032 | this filing | 2016-07-11 | acceptance time not in the bulk data set |