13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-12, with 1,227 holding rows worth $463,523,000.
- Accession
- 0001445065-16-000023
- Filer
- CIK 1445065
- Filed
- 2016-01-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,227 entries on the cover page, a total value of $463,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $463,523,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INCYTE CORP COM | 45337C102 | Stock | 500 | $54,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,299 | $54,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,006 | $54,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,400 | $54,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 556 | $53,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 800 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,080 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,654 | $53,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 3,650 | $53,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,655 | $53,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 638 | $52,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 5,556 | $52,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,119 | $52,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 281 | $52,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 4,015 | $52,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 891 | $51,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 958 | $51,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 700 | $51,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 590 | $51,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 606 | $50,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 518 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,040 | $49,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 4,992 | $49,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 853 | $49,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,121 | $49,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,990 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 685 | $48,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,326 | $48,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 375 | $48,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,200 | $47,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 750 | $47,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,225 | $47,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,412 | $47,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,120 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 853 | $46,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 36 | $46,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,300 | $46,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 761 | $45,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 591 | $45,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,025 | $45,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 405 | $45,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 874 | $44,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,300 | $44,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,339 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 629 | $44,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 987 | $44,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,688 | $43,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 348 | $43,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 300 | $42,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 975 | $42,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 533 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 741 | $42,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 673 | $42,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 4,975 | $42,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 982 | $41,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 285 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 962 | $41,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,795 | $41,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,434 | $41,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,300 | $41,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 850 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 2,950 | $41,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,850 | $41,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 480 | $40,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,084 | $40,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 648 | $40,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,750 | $40,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 154 | $39,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 950 | $39,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,185 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 420 | $39,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 651 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 522 | $38,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,100 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,722 | $38,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,069 | $37,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 688 | $37,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,000 | $37,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 3,400 | $37,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $36,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,300 | $36,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,382 | $36,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 6,550 | $36,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 245 | $35,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 356 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,180 | $35,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 475 | $34,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,954 | $34,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 500 | $34,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 175 | $34,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 270 | $34,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,125 | $34,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,200 | $34,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $34,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 500 | $33,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 969 | $33,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,327 | $33,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,475 | $33,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 425 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 425 | $32,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 350 | $32,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $32,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 251 | $32,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 678 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 450 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 731 | $32,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 35 | $31,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,656 | $31,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 850 | $31,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,434 | $31,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,000 | $30,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 220 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 819 | $30,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,200 | $30,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,156 | $30,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 3,335 | $30,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 423 | $29,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,096 | $29,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,700 | $29,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,000 | $29,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,104 | $28,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,000 | $28,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 694 | $28,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 3,075 | $28,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 525 | $28,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,500 | $27,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 150 | $27,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 522 | $27,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 4,145 | $27,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,200 | $27,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 16,897 | $27,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,300 | $26,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,000 | $26,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 640 | $26,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,285 | $26,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 217 | $25,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 399 | $25,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 443 | $25,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 437 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 236 | $25,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,375 | $25,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 950 | $25,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $25,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 450 | $25,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,021 | $25,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,154 | $25,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 293 | $24,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 214 | $24,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,250 | $24,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 321 | $24,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,790 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 189 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,000 | $24,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 412 | $23,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 559 | $23,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 373 | $23,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 537 | $23,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 3,258 | $23,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,370 | $23,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 72 | $23,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 250 | $23,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 152 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 443 | $23,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 203 | $22,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 700 | $22,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 420 | $22,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 600 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,000 | $22,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,350 | $22,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 214 | $22,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 682 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 310 | $22,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $21,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 800 | $21,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 248 | $21,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 953 | $21,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 259 | $21,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 157 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 548 | $21,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,000 | $21,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $21,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 300 | $21,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 450 | $21,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 500 | $21,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,101 | $20,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 219 | $20,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,846 | $20,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 104 | $20,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 725 | $20,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 975 | $20,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 350 | $20,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,100 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 649 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 409 | $20,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 3,114 | $20,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,078 | $20,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 179 | $20,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 500 | $20,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 431 | $20,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 4,519 | $20,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,955 | $20,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 629 | $19,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 314 | $19,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 187 | $19,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 428 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 663 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 935 | $19,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 366 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,000 | $19,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 250 | $19,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,990 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 1,300 | $19,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 307 | $19,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 95 | $18,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 202 | $18,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 200 | $18,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 353 | $18,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,300 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,778 | $18,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 89 | $18,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 900 | $18,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 250 | $17,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 941 | $17,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 205 | $17,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $17,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 226 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 573 | $17,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 612 | $17,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 600 | $17,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $17,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 619 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 615 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 699 | $17,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,136 | $17,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 500 | $17,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 2,000 | $17,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 7,136 | $17,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 300 | $16,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 263 | $16,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 355 | $16,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 985 | $16,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 260 | $16,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 83 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 217 | $16,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 147 | $16,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $16,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 500 | $16,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,000 | $16,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 450 | $15,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 116 | $15,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 169 | $15,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 198 | $15,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 411 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 134 | $15,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,700 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 500 | $15,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $15,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 550 | $15,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 493 | $15,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,000 | $15,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,500 | $15,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $14,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 82 | $14,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 675 | $14,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 326 | $14,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,000 | $14,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 150 | $14,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 90 | $14,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 678 | $14,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 390 | $14,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 115 | $14,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1,300 | $14,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 298 | $14,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $14,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,095 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 887 | $14,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 779 | $14,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 50 | $13,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $13,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 156 | $13,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 185 | $13,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,300 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 646 | $13,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $13,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 500 | $13,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $13,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 399 | $13,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 100 | $13,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 68 | $13,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 670 | $13,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,243 | $13,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 900 | $13,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 232 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 164 | $12,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 447 | $12,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 300 | $12,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 115 | $12,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 600 | $12,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 570 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 269 | $12,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,200 | $12,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 672 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 420 | $12,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 862 | $12,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 500 | $12,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $12,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 400 | $12,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 235 | $12,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $12,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 259 | $11,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 100 | $11,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 105 | $11,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 125 | $11,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 203 | $11,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 200 | $11,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 236 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 180 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 360 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 725 | $11,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 105 | $11,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 388 | $11,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $11,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 201 | $11,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,242 | $11,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,400 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $11,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 270 | $11,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 975 | $11,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 628 | $11,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 710 | $10,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 226 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $10,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 390 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 150 | $10,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 784 | $10,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 250 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,000 | $10,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 130 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 300 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 500 | $10,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 357 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $10,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 760 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 227 | $10,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 4,100 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 440 | $10,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 43 | $10,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 200 | $10,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 350 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 465 | $10,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 374 | $10,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 700 | $9,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 294 | $9,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 100 | $9,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 98 | $9,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 123 | $9,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 200 | $9,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 101 | $9,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 600 | $9,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 400 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 500 | $9,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $9,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 200 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 207 | $9,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $9,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 600 | $9,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 300 | $9,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $9,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $9,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $8,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 278 | $8,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 119 | $8,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 300 | $8,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 118 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $8,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 56 | $8,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 307 | $8,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 180 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 85 | $8,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $8,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 600 | $8,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 651 | $8,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200 | $8,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,050 | $8,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 675 | $8,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 975 | $8,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 200 | $8,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,000 | $8,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 115 | $8,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,148 | $8,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 450 | $8,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 800 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 162 | $8,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 175 | $8,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 600 | $8,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 600 | $8,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 60 | $7,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 141 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $7,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $7,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 150 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 678 | $7,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 283 | $7,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 500 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 242 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 385 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 330 | $7,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $7,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 450 | $7,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 289 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $7,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 600 | $7,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 250 | $7,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 223 | $7,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,000 | $7,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 150 | $7,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 429 | $7,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,000 | $7,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 500 | $7,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $6,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 150 | $6,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 80 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,268 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 152 | $6,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 90 | $6,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 252 | $6,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 100 | $6,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 60 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 186 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 84 | $6,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 800 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 180 | $6,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 100 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,100 | $6,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 600 | $6,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 190 | $6,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 150 | $6,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 390 | $6,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 819 | $6,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 40 | $6,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 437 | $6,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 100 | $6,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 50 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,365 | $6,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 28 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 150 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 148 | $6,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,000 | $6,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,000 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 145 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $5,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 67 | $5,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 233 | $5,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $5,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 136 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 131 | $5,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 27 | $5,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 56 | $5,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 106 | $5,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 143 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 138 | $5,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 230 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 280 | $5,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $5,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 206 | $5,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 900 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 100 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 241 | $5,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 250 | $5,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 71 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 369 | $4,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $4,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 150 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 64 | $4,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 22 | $4,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $4,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 204 | $4,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 200 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 160 | $4,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 94 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 280 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-16-000023 | this filing | 2016-01-12 | acceptance time not in the bulk data set |