13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-14, with 1,136 holding rows worth $476,814,000.
- Accession
- 0001445065-15-000014
- Filer
- CIK 1445065
- Filed
- 2015-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,136 entries on the cover page, a total value of $476,814,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $476,814,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 200 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 421 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 79 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 200 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,000 | $5,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 2,500 | $5,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 59 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 150 | $5,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 400 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 264 | $4,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 74 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 104 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 78 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 47 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 106 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 250 | $4,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 592 | $4,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 245 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 192 | $4,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 90 | $4,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,000 | $4,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 820 | $4,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,000 | $4,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 22 | $3,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 100 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 32 | $3,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 37 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 35 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 72 | $3,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 127 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 26 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 28 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 90 | $3,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 333 | $3,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $3,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 200 | $3,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 34 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 800 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 150 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 124 | $3,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 109 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 33 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 62 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 67 | $3,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 500 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 160 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 600 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 72 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 125 | $3,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 19 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 215 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 38 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 13 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 125 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 37 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 140 | $2,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 24 | $2,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 46 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $2,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 122 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 17 | $2,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 25 | $2,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 46 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 125 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 49 | $2,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 38 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 85 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 50 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 26 | $2,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,500 | $2,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 123 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 96 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 65 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 62 | $2,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 126 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 129 | $2,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 25 | $1,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 15 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 50 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 42 | $1,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 26 | $1,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 172 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 24 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 25 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 22 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 123 | $1,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 40 | $1,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,000 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $1,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 200 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 124 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 145 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 25 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 425 | $1,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 35 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $1,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 23 | $1,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 51 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYCOM | 73172K104 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWIFT ENERGY CO | 870738101 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENGASCO INC | 88033R205 | COM NEW | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268209 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-15-000014 | this filing | 2015-04-14 | acceptance time not in the bulk data set |