13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-06, with 989 holding rows worth $400,816,000.
- Accession
- 0001445065-14-000019
- Filer
- CIK 1445065
- Filed
- 2014-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 989 entries on the cover page, a total value of $400,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $400,816,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,034 | $53,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 2,000 | $53,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,000 | $53,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 688 | $52,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,000 | $52,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 4,100 | $51,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 3,579 | $51,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 703 | $50,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,412 | $50,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,450 | $50,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,148 | $49,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 750 | $49,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 605 | $48,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 865 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 3,557 | $48,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 5,099 | $48,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,450 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,061 | $46,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,300 | $45,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 182 | $45,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,021 | $45,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 700 | $45,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 750 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 715 | $44,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,000 | $44,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,290 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,000 | $44,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,261 | $43,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,715 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,300 | $43,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,300 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 987 | $43,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,400 | $43,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 2,750 | $42,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 36 | $42,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 312 | $41,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,682 | $41,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,000 | $41,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 617 | $40,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 900 | $40,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 3,400 | $40,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 700 | $40,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 281 | $40,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 722 | $39,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 638 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 522 | $39,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 922 | $39,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 509 | $39,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 800 | $38,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,000 | $38,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,000 | $38,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,400 | $38,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 400 | $38,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 337 | $37,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 303 | $37,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 323 | $36,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 300 | $36,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,000 | $36,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 150 | $36,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,110 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,273 | $35,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 615 | $34,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 354 | $34,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 297 | $32,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 900 | $32,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 557 | $32,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 446 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 450 | $32,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 913 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 674 | $32,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 600 | $32,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 310 | $31,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,000 | $31,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 3,373 | $31,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,250 | $31,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 500 | $31,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,490 | $31,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,500 | $31,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 650 | $31,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 286 | $30,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,500 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 608 | $30,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,337 | $30,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,260 | $30,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 316 | $30,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,780 | $30,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 916 | $29,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 321 | $29,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,700 | $29,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 400 | $28,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,990 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 740 | $28,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,000 | $28,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300 | $28,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,250 | $28,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 2,700 | $28,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,224 | $28,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 900 | $27,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,250 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 989 | $27,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 650 | $27,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,000 | $27,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 1,424 | $27,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 433 | $26,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 428 | $26,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,300 | $26,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 251 | $26,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 400 | $26,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 786 | $26,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 937 | $26,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 450 | $26,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 800 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 1,800 | $26,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,030 | $25,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 293 | $25,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,860 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 236 | $25,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 300 | $25,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 265 | $25,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 385 | $25,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,435 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 500 | $25,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 240 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 804 | $24,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 280 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 189 | $24,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $24,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 250 | $24,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $24,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,200 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 258 | $23,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,691 | $23,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 380 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 3,125 | $23,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 250 | $22,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 250 | $22,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 700 | $22,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,300 | $22,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 450 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,656 | $22,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 300 | $22,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 900 | $22,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 119 | $21,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,000 | $21,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 750 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,650 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 500 | $21,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,783 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 166 | $20,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 182 | $20,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 636 | $20,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 525 | $20,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 652 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $20,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 300 | $20,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 200 | $19,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 360 | $19,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,375 | $19,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 650 | $19,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 362 | $19,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 500 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 400 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 596 | $19,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,000 | $19,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 80 | $19,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 425 | $19,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 206 | $19,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 12,800 | $19,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,100 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 65 | $18,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 511 | $18,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,848 | $18,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 800 | $18,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 750 | $18,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,000 | $18,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 500 | $18,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 650 | $18,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $18,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 860 | $18,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 300 | $18,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 210 | $17,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 500 | $17,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 214 | $17,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 102 | $17,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 699 | $17,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 850 | $17,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 500 | $17,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 603 | $17,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,925 | $17,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 235 | $16,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 275 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 390 | $16,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 234 | $16,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $16,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 500 | $16,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 250 | $16,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 500 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 193 | $15,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 350 | $15,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 210 | $15,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 600 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 134 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 497 | $15,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,100 | $15,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 429 | $15,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 670 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 117 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 500 | $14,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 700 | $14,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,000 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 185 | $14,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,766 | $14,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $14,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 130 | $14,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 200 | $14,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 700 | $14,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 300 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 175 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 200 | $13,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 500 | $13,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,000 | $13,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 284 | $13,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 155 | $13,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 500 | $13,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,500 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 555 | $13,000 | thousands by filing date | |
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| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $13,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 125 | $12,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 300 | $12,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $12,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 300 | $12,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 170 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 200 | $12,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 400 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 200 | $12,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $12,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 266 | $12,000 | thousands by filing date | |
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| HCP INC | 40414L109 | COM | 300 | $12,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $12,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 86 | $12,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 900 | $12,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 700 | $11,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 258 | $11,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $11,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 389 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 150 | $11,000 | thousands by filing date | |
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| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 725 | $11,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 143 | $11,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $11,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 485 | $11,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 982 | $11,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 200 | $11,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 875 | $11,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 200 | $11,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $10,000 | thousands by filing date | |
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| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $10,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 185 | $10,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 300 | $10,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 500 | $10,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 200 | $10,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 300 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 100 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 200 | $10,000 | thousands by filing date | |
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| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 600 | $10,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 625 | $10,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $10,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $10,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 585 | $10,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 350 | $10,000 | thousands by filing date | |
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| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $9,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,000 | $9,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 108 | $9,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,000 | $9,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 250 | $9,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 300 | $9,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 250 | $9,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 200 | $9,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,000 | $9,000 | thousands by filing date | |
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| SALIX PHARMACEUTICALS INC | 795435106 | COM | 60 | $9,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $9,000 | thousands by filing date | |
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| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,200 | $9,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 750 | $8,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 400 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 152 | $8,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 175 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 70 | $8,000 | thousands by filing date | |
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| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $8,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,590 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 600 | $8,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 143 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 675 | $8,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 250 | $8,000 | thousands by filing date | |
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| PALL CORP | 696429307 | COM | 100 | $8,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 350 | $8,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 100 | $8,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 250 | $8,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 600 | $8,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 600 | $8,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 294 | $7,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 500 | $7,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 50 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 149 | $7,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $7,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 500 | $7,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 140 | $7,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 400 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 150 | $7,000 | thousands by filing date | |
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| CORNING INC | 219350105 | COM | 300 | $6,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 100 | $6,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 88 | $6,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 100 | $6,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $6,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 138 | $6,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 180 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 250 | $6,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 59 | $6,000 | thousands by filing date | |
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| AGRIUM INC | 008916108 | COM | 64 | $6,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,800 | $6,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 580 | $6,000 | thousands by filing date | |
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| Marsh & McLennan Companies,Inc. | 571748102 | COM | 103 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $5,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 500 | $5,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 57 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 600 | $5,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 369 | $5,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 61 | $5,000 | thousands by filing date | |
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| PRUDENTIAL FINL INC COM | 744320102 | Stock | 60 | $5,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 600 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 46 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 89 | $5,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 131 | $5,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 350 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 56 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
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| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 2,500 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 241 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $4,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 430 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $4,000 | thousands by filing date | |
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| UNILEVER N V | 904784709 | N Y SHS NEW | 106 | $4,000 | thousands by filing date | |
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| IRON MTN INC NEW REIT | 462846106 | COM | 125 | $4,000 | thousands by filing date | |
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| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 81 | $4,000 | thousands by filing date | |
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| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 172 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 75 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 87 | $4,000 | thousands by filing date | |
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| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 107 | $3,000 | thousands by filing date | |
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| YUM BRANDS INC COM | 988498101 | Stock | 40 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 35 | $3,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 49 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 72 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 67 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 90 | $3,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 50 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 500 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 195 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 150 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 132 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 85 | $3,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,500 | $3,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 500 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 64 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 125 | $3,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 16 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 38 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 41 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 50 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
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| POWERSHARES | 73935S105 | EXCHANGE TRADED | 80 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 275 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 125 | $2,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 21 | $2,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 30 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 132 | $2,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 200 | $2,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 131 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 33 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 85 | $2,000 | thousands by filing date | |
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| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 42 | $2,000 | thousands by filing date | |
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| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 65 | $2,000 | thousands by filing date | |
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| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 25 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 40 | $1,000 | thousands by filing date | |
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| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 42 | $1,000 | thousands by filing date | |
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| DNOW INC | 67011P100 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 24 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
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| PIXELWORKS INC | 72581M305 | COM NEW | 100 | $1,000 | thousands by filing date | |
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| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $1,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 7 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 124 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 68 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $1,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 107 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 51 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYCOM | 73172K104 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWIFT ENERGY CO | 870738101 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGIES LIST INC | 034754101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENGASCO INC | 88033R205 | COM NEW | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268209 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-14-000019 | this filing | 2014-11-06 | acceptance time not in the bulk data set |