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13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.

BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-14, with 905 holding rows worth $364,657,000.

Accession
0001445065-14-000012
Filed
2014-04-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2014

A holdings report, 905 entries on the cover page, a total value of $364,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $364,657,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ALLIANCEBERNSTEIN GLOBAL HIG01879R106COM2,250$33,000thousands by filing date
UNILEVER PLC904767704SPON ADR NEW772$33,000thousands by filing date
BLACKROCK MUN BD TR09249H104COM2,200$33,000thousands by filing date
FACTSET RESH SYS INC COM303075105Stock294$32,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD336917109SHS1,432$32,000thousands by filing date
ALCOA INC013817101COM2,500$32,000thousands by filing date
ACORDA THERAPEUTICS INC00484M106COM850$32,000thousands by filing date
SALIX PHARMACEUTICALS INC795435106COM310$32,000thousands by filing date
Visa Inc92826C839COM145$31,000thousands by filing date
iShares 0-5 Year TIPS Bond ETF46429B747SHS310$31,000thousands by filing date
XCELENERGY INC98389B100COM1,014$31,000thousands by filing date
CENTERPOINT ENERGY INC15189T107COM1,324$31,000thousands by filing date
AGILENT TECHNOLOGIES INC COM00846U101Stock557$31,000thousands by filing date
ISHARES INC MSCI EURZONE ETF464286608MSCI EURZONE ETF740$31,000thousands by filing date
BED BATH & BEYOND INC075896100COM450$31,000thousands by filing date
ENERGEN CORP29265N108COM381$31,000thousands by filing date
WISDOMTREE TR97717W307US LARGECAP DIVD450$30,000thousands by filing date
NUVEEN SELECT TAX FREE INCOM67063C106SH BEN INT2,260$30,000thousands by filing date
WELLPOINT INC94973V107COM300$30,000thousands by filing date
COHEN & STEERS SELECT PFD &19248Y107COM1,200$30,000thousands by filing date
TOWERSTREAM CORP892000100COM12,800$30,000thousands by filing date
NUVEEN QUALITY INC MUNI FUND670977107mf2,233$30,000thousands by filing date
VANGUARD92205F106Domestic Common1,000$30,000thousands by filing date
ISHARES TR LATN AMER 40 ETF464287390LATN AMER 40 ETF795$29,000thousands by filing date
COMCAST CORP NEW20030N200CL A SPL600$29,000thousands by filing date
iShares S&P Small-Cap 600 Value ETF464287879SHS250$28,000thousands by filing date
REGIONS FINANCIAL CORP NEW COM7591EP100Stock2,537$28,000thousands by filing date
PETROLEO BRASILEIRO S A71654V408SPONSORED ADR2,150$28,000thousands by filing date
BLACKROCK GLOBAL FLOATING RATE091941104COM2,000$28,000thousands by filing date
NOVO-NORDISK A S ADR670100205ADR600$27,000thousands by filing date
WEYERHAEUSER CO COM NEW962166104REIT910$27,000thousands by filing date
HUNTINGTON INGALLS INDS INC COM446413106Stock251$26,000thousands by filing date
KEYCORP COM493267108Stock1,860$26,000thousands by filing date
SOUTHERN COPPER CORP84265V105COM900$26,000thousands by filing date
COACH INC189754104COM530$26,000thousands by filing date
CHICOS FAS INC168615102COM1,600$26,000thousands by filing date
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF464288158ETF236$25,000thousands by filing date
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR470$25,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X200DJ GLBL DIVID900$25,000thousands by filing date
ISHARES TR464288505MRGSTR SM CP ETF189$25,000thousands by filing date
TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS87936R106COM1,200$25,000thousands by filing date
LIBERTY MEDIA CORP DELAWARE531229102CL A190$25,000thousands by filing date
BLACKROCK MUNIYIELD INVT F09254R104COM1,775$25,000thousands by filing date
EOG RES INC COM26875P101Stock120$24,000thousands by filing date
DARDEN RESTAURANTS INC COM237194105Stock480$24,000thousands by filing date
Vanguard FTSE Pacific ETF922042866SHS383$23,000thousands by filing date
PIMCO INCOME STRATEGY FD II72201J104COM2,200$23,000thousands by filing date
SSGA ACTIVE ETF TR78467V608BLACKSTONE SENR450$23,000thousands by filing date
FARMERS NATL BANC CORP309627107COMMON STOCK2,972$23,000thousands by filing date
TRANSCANADA CORP89353D107COM500$23,000thousands by filing date
UBIQUITI NETWORKS INC90347A100COM500$23,000thousands by filing date
ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS03938L104COM1,400$23,000thousands by filing date
ALLIANCEBERNSTEIN INCOME FUN01881E101COM3,112$23,000thousands by filing date
WESTERN ASSET GLB PTNRS INCO95766G108COM2,100$23,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS202$22,000thousands by filing date
LINCOLN ELEC HLDGS INC533900106COM300$22,000thousands by filing date
SPDR SER TR78464A292WELLS FG PFD ETF508$22,000thousands by filing date
GRAFTECH INTERNATIONAL LTD384313102COMMON STOCK2,000$22,000thousands by filing date
DRIL-QUIP INC262037104COM200$22,000thousands by filing date
KINDER MORGAN MANAGEMENT LLC49455U100SHS308$22,000thousands by filing date
HALCON RES CORP40537Q209COM NEW5,000$22,000thousands by filing date
RR DONNELLEY + SONS CO257867101COM1,250$22,000thousands by filing date
ENBRIDGE ENERGY PARTNERS L P29250R106Domestic Common800$22,000thousands by filing date
BLDRS INDEX FDS TR09348R201DEV MK 100 ADR900$22,000thousands by filing date
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS249$21,000thousands by filing date
NUVEEN ARIZ PREM INCOME MUN67061W104COM1,600$21,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock596$21,000thousands by filing date
NISOURCE INC COM65473P105Stock600$21,000thousands by filing date
CERNER CORP156782104COM380$21,000thousands by filing date
ALLIANZGI DIVIDEND INT & PRM01883A107COM1,163$21,000thousands by filing date
BLACKROCK MUNIHOLDINGS QUALI09254A101COM1,650$21,000thousands by filing date
DIRECTV25490A309COM280$21,000thousands by filing date
MYLAN INC628530107COM425$21,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C409COM254$20,000thousands by filing date
CIRRUS LOGIC INC COM172755100Stock1,000$20,000thousands by filing date
CBOE GLOBAL MKTS INC COM12503M108Stock357$20,000thousands by filing date
BROWN FORMAN CORP CL B115637209Stock227$20,000thousands by filing date
BLACKROCK MUNIYEILD QUALITY FU09254G108COM1,566$20,000thousands by filing date
Mallinckrodt PlcG5785G107SHS321$20,000thousands by filing date
iShares Gold Trust464285105ISHARES1,599$20,000thousands by filing date
DIEBOLD NXDF INC253651103COM500$20,000thousands by filing date
SanDisk Corporation80004C101COM250$20,000thousands by filing date
BAKER HUGHES INC057224107COM300$20,000thousands by filing date
LIBERTY INTERACTIVE CORP53071M104INT COM SER A700$20,000thousands by filing date
CVS Health Corporation126650100COM250$19,000thousands by filing date
CONAGRA FOODS INC205887102COM600$19,000thousands by filing date
NUVEEN SELECT TAX-FREE INCOM67062F100SH BEN INT1,375$19,000thousands by filing date
SENIOR HSG PPTYS TR81721M109SH BEN INT850$19,000thousands by filing date
CELGENE CORP151020104COM137$19,000thousands by filing date
NEENAH PAPER INC640079109COM359$19,000thousands by filing date
ISHARES TR464288711GLOB UTILITS ETF400$19,000thousands by filing date
AXIALL CORP05463D100COM429$19,000thousands by filing date
Vanguard S&P 500 ETF922908363COM106$18,000thousands by filing date
Vanguard Small-Cap Growth ETF922908595SHS144$18,000thousands by filing date
ISHARESAGENCYBONDETF464288166STOK159$18,000thousands by filing date
TREX CO INC89531P105COM250$18,000thousands by filing date
KIMCO REALTY CORP COM49446R109REIT800$18,000thousands by filing date
FLUOR CORP343412102COM234$18,000thousands by filing date
VMWARE, INC.928563402CL A COM165$18,000thousands by filing date
ABERDEEN ASIA-PACIFIC INCOME F003009107COM3,000$18,000thousands by filing date
POWERSHARES73936T573EXCHANGE TRADED650$18,000thousands by filing date
CHANGYOU COM LTD15911M107ADS REP CL A600$18,000thousands by filing date
ENCANA CORP292505104COM821$18,000thousands by filing date
REGAL ENTMT GROUP758766109CL A950$18,000thousands by filing date
DWS HIGH INCOME TR23337C208SHS NEW1,925$18,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock470$17,000thousands by filing date
PUBLIC STORAGE COM74460D109REIT100$17,000thousands by filing date
EASTMAN CHEM CO COM277432100Stock200$17,000thousands by filing date
SIMON PPTY GROUP INC NEW COM828806109REIT102$17,000thousands by filing date
EATON VANCE ENHANCED EQUITY278277108COM1,250$17,000thousands by filing date
WESTERN ASSET MUN HIGH INCOME COM95766N103CEF2,435$17,000thousands by filing date
GEOSPACE TECHNOLOGIES CORP37364X109COM250$17,000thousands by filing date
KKR & CO LP48248M102COMMON STOCK750$17,000thousands by filing date
GLOBAL X FDS37950E549GLB X SUPERDIV703$17,000thousands by filing date
Targa Resources Partners, LP87611X105LTD300$17,000thousands by filing date
INVENSENSE INC46123D205COM700$17,000thousands by filing date
PETROLEUM & RES CORP716549100COM603$17,000thousands by filing date
Morgan Stanley617446448COM500$16,000thousands by filing date
CHURCH & DWIGHT CO INC COM171340102Stock235$16,000thousands by filing date
PITNEY BOWES INC COM724479100Stock600$16,000thousands by filing date
SMITH & WESSON BRANDS, INC.831756101COM1,100$16,000thousands by filing date
ACTAVIS PLCG0083B108SHS80$16,000thousands by filing date
COBALT INTL ENERGY INC19075F106COM900$16,000thousands by filing date
GREENHAVEN CONTINUOUS CMDTY395258106UNIT565$16,000thousands by filing date
NYMOX PHARMACEUTICAL CORP67076P102CMN3,008$16,000thousands by filing date
BLACKROCK MUNIC BD INVST TR09249K107COM1,100$16,000thousands by filing date
HELIOS ADVANTAGE INCOME FD I42327W206COM NEW1,700$16,000thousands by filing date
MasterCard, Inc57636Q104COM200$15,000thousands by filing date
AUTODESK INC COM052769106Stock300$15,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock400$15,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM47$15,000thousands by filing date
ALLETE INC018522300COM NEW286$15,000thousands by filing date
ICAHN ENTERPRISES LP451100101Common Stock150$15,000thousands by filing date
BLACKROCK MUNIYIELD INVESTMENT09254T100COM1,156$15,000thousands by filing date
AMERICAN INTL GROUP INC026874156*W EXP 01/19/202721$15,000thousands by filing date
GIANT INTERACTIVE GROUP INC374511103ADR1,285$15,000thousands by filing date
ISHARES TR464287101S&P 100 ETF173$14,000thousands by filing date
OMEGA HEALTHCARE INVS INC COM681936100REIT424$14,000thousands by filing date
ISHARES TR464288414NATIONAL MUN ETF134$14,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X192CLOUD COMPUTING500$14,000thousands by filing date
SPDR SERIES TRUST78464A375ST INTER BD ETF409$14,000thousands by filing date
POST HLDGS INC737446104COM250$14,000thousands by filing date
CITRIX SYSTEMS INC177376100COM250$14,000thousands by filing date
DR PEPPER SNAPPLE GROUP INC26138E109COM250$14,000thousands by filing date
KINDRED HEALTHCARE INC494580103COM600$14,000thousands by filing date
ISHARES TR464287168COM175$13,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock200$13,000thousands by filing date
NETEASE COM INC SPONSORED ADS64110W102ADR200$13,000thousands by filing date
ASTEC INDS INC046224101COM294$13,000thousands by filing date
EATON VANCE TAX ADVANTAGED GLO27828S101COM767$13,000thousands by filing date
MFS MUNICIPAL INCOME TRUST552738106SH BEN INT2,000$13,000thousands by filing date
ABB LTD-ADR000375204SPONSORED ADR500$13,000thousands by filing date
MICROSEMI CORP595137100COM500$13,000thousands by filing date
PALL CORP696429307COM145$13,000thousands by filing date
ALBERTSONS CO SHS CL A CLASS CLASS A039380100COM2,800$13,000thousands by filing date
HALLIBURTON CO COM406216101Stock200$12,000thousands by filing date
HIGHWOODS PPTYS INC COM431284108REIT300$12,000thousands by filing date
CALAMOS STRATEGIC TOTAL RETU128125101COM SH BEN INT1,037$12,000thousands by filing date
ALLIANCEBERNSTEIN HLDG L P01881G106UNIT LTD PARTN500$12,000thousands by filing date
FIRST TRUST ENERGY INFRASTRUCT33738C103COM547$12,000thousands by filing date
VIACOM INC92553P201CL B143$12,000thousands by filing date
Mexico Fund Inc/The592835102COM427$12,000thousands by filing date
SPDR INDEX SHS FDS78463X400CMN164$12,000thousands by filing date
TESORO LOGISTICS LP88160T107COM UNIT LP200$12,000thousands by filing date
FIDELITY NATIONAL FINANCIAL31620R105CL A390$12,000thousands by filing date
RYDEX ETF TRUST78355W825GUG S&P500EQWTMA150$12,000thousands by filing date
Boston Scientific Corporation101137107COM840$11,000thousands by filing date
iShares Global Healthcare ETF464287325SHS125$11,000thousands by filing date
Utilities Select Sector SPDR Fund81369Y886SHS258$11,000thousands by filing date
LULULEMON ATHLETICA INC550021109COM200$11,000thousands by filing date
TAKE-TWO INTERACTIVE SOFTWARE COM874054109Stock500$11,000thousands by filing date
ISHARES INC464286533MSCI EMERG MRKT200$11,000thousands by filing date
SPDR INDEX SHS FDS78463X871ST INTL CAP ETF313$11,000thousands by filing date
KOHLS CORP500255104COM200$11,000thousands by filing date
IPG PHOTONICS CORP44980X109COM150$11,000thousands by filing date
EATON VANCE MUNICIPAL BOND FUN27827X101COM900$11,000thousands by filing date
STEALTHGAS INCY81669106COM1,000$11,000thousands by filing date
HERSHEY CO COM427866108Stock100$10,000thousands by filing date
ISHARES RUSSELL MID-CAP VALUE ETF464287473ETF150$10,000thousands by filing date
CALAMOS GBL DYN INCOME FUND12811L107COM1,075$10,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC100$10,000thousands by filing date
HANCOCK JOHN PFD INCOME FD I41021P103COM600$10,000thousands by filing date
WISDOMTREE TR97717W315EMER MKT HIGH FD200$10,000thousands by filing date
BROOKFIELD RENEWABLE ENERGYG16258108PARTNERSHIP UNIT350$10,000thousands by filing date
EATON VANCE TAX ADVT DIV INC27828G107COM500$10,000thousands by filing date
ISHARES TR464287713US TELECOM ETF343$10,000thousands by filing date
BLACKROCK MUNIHOLDINGS FD II09253P109COM725$10,000thousands by filing date
BB & T CORP054937107COM250$10,000thousands by filing date
WGL HLDGS INC92924F106COM250$10,000thousands by filing date
Q74876Y101Stock200$10,000thousands by filing date
CEDAR FAIR L P150185106DEPOSITRY UNIT200$10,000thousands by filing date
FEI CO30241L109COM100$10,000thousands by filing date
PIEDMONT NATURAL GAS CO720186105COM279$10,000thousands by filing date
Boeing Company097023105COM70$9,000thousands by filing date
Intercontinental Exchange,Inc.45866F104COM46$9,000thousands by filing date
ISHARES TR464288620SHS84$9,000thousands by filing date
Texas Instruments Incorporated882508104COM200$9,000thousands by filing date
ACADIA HEALTHCARE COMPANY INC COM00404A109Stock200$9,000thousands by filing date
LOEWS CORP COM540424108Stock200$9,000thousands by filing date
PRICE T ROWE GROUP INC COM74144T108Stock113$9,000thousands by filing date
TOYOTA MOTOR CORP ADS892331307ADR80$9,000thousands by filing date
AMDOCS LTDG02602103SHS200$9,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN200$9,000thousands by filing date
CBS CORP NEW124857202CL B143$9,000thousands by filing date
KBR INC COM48242W106Stock340$9,000thousands by filing date
Morningstar Wide Moat57060U134Common300$9,000thousands by filing date
PIMCO GLOBAL STOCKPLUS INCOM722011103COM400$9,000thousands by filing date
VERADIGM INC01988P108COMMON STOCK500$9,000thousands by filing date
BP PRUDHOE BAY RTY TR055630107TRUS106$9,000thousands by filing date
LACLEDE GROUP INC/THE505597104COM200$9,000thousands by filing date
NUVEEN MD PREM INC MUNI FUND67061Q107mf740$9,000thousands by filing date
HSBC HLDGS PLC SPON ADR NEW404280406ADR152$8,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM1,000$8,000thousands by filing date
MATTEL INC577081102COM202$8,000thousands by filing date
NEUBERGER BERMAN REAL ESTATE S64190A103COM1,590$8,000thousands by filing date
TUPPERWARE BRANDS CORP899896104COM100$8,000thousands by filing date
NUVEEN SELECT TAX FREE INCOM67063X100SH BEN INT600$8,000thousands by filing date
NATIONAL PRESTO INDS INC637215104COMMON STOCK100$8,000thousands by filing date
GLADSTONE LAND CORP376549101REIT534$8,000thousands by filing date
SUNOPTA INC8676EP108COM675$8,000thousands by filing date
BLACKSTONE GROUP LP09253U108COM UNIT LTD250$8,000thousands by filing date
FIRST TR STRATEGIC HIGH INC337353304COM SHS NEW500$8,000thousands by filing date
DWS MUN INCOME TR COM23338M106COM600$8,000thousands by filing date
DWS STRATEGIC MUN INCOME TR23338T101COM600$8,000thousands by filing date
EMMIS COMMUNICATIONS CORP291525103CL A2,500$8,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M548GUGG CRP BD 2017369$8,000thousands by filing date
ISHARES TR46432FAG22018 INVTGR BD78$8,000thousands by filing date
Progressive Corporation743315103COM294$7,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM100$7,000thousands by filing date
BOYDGAMINGCORP103304101STOK500$7,000thousands by filing date
GLOBAL PMTS INC37940X102COM100$7,000thousands by filing date
EDWARDS LIFESCIENCES CORP COM28176E108Stock100$7,000thousands by filing date
PACKAGING CORP AMER COM695156109Stock100$7,000thousands by filing date
NATIONAL FUEL GAS CO COM636180101Stock100$7,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock100$7,000thousands by filing date
DTE ENERGY CO COM233331107Stock100$7,000thousands by filing date
MYRIAD GENETICS INC62855J104COM200$7,000thousands by filing date
CENOVUS ENERGY INC15135U109COM250$7,000thousands by filing date
ISHARES INC464286665MSCI PAC JP ETF149$7,000thousands by filing date
SEALED AIR CORP NEW81211K100COM200$7,000thousands by filing date
BLACKROCK MUNI INCOME INV QL09250G102COM500$7,000thousands by filing date
STERIS CORP859152100COMMON STOCK154$7,000thousands by filing date
INTERNATIONAL GAME TECHNOLOG459902102COM500$7,000thousands by filing date
YAMANA GOLD INC98462Y100COM800$7,000thousands by filing date
RITEAID CORP767754104COM1,000$6,000thousands by filing date
CORNING INC219350105COM300$6,000thousands by filing date
ALASKA AIR GROUP INC COM011659109Stock65$6,000thousands by filing date
LEAR CORP COM NEW521865204Stock75$6,000thousands by filing date
CENCORA INC COM03073E105Stock95$6,000thousands by filing date
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR20441A102ADR600$6,000thousands by filing date
RAYONIER INC COM754907103REIT127$6,000thousands by filing date
DONALDSON INC COM257651109Stock137$6,000thousands by filing date
DISCOVER FINL SVCS254709108COM100$6,000thousands by filing date
NUVEEN AMT FREE QLTY MUN INC670657105COM500$6,000thousands by filing date
ADVANCE AUTO PARTS INC00751Y106COM50$6,000thousands by filing date
COMMERCE BANCSHARES INC200525103COM126$6,000thousands by filing date
EATON VANCE TAX-ADVANTAGED G27828U106COM250$6,000thousands by filing date
REDWOOD TRUST INC758075402COM300$6,000thousands by filing date
WORLD KINECT CORPORATION981475106COM130$6,000thousands by filing date
JACOBS ENGINEERING GROUP INC469814107COM100$6,000thousands by filing date
IAC INTERACTIVECORP44919P508COM85$6,000thousands by filing date
STARZ85571Q102COM SER A190$6,000thousands by filing date
PLUM CREEK TIMBER CO INC729251108COM152$6,000thousands by filing date
SPDR INDEX SHS FDS78463X749ST DOW GLOBA ETF147$6,000thousands by filing date
EL PASO PIPELINE PARTNERS283702108COMMON STOCK200$6,000thousands by filing date
TEMPLETON GLOBAL INCOME FD880198106COM688$6,000thousands by filing date
JARDEN CORP471109108COM105$6,000thousands by filing date
BROADCOM CORP111320107CL A200$6,000thousands by filing date
MANITOWOC COMPANY INC563571108COM200$6,000thousands by filing date
BROCADE COMMUNICATIONS SYS I111621306COM NEW580$6,000thousands by filing date
NAVIDEA BIOPHARMACEUTICALS I63937X103COM3,000$6,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM103$5,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK57$5,000thousands by filing date
ALIGN TECHNOLOGY INC COM016255101Stock100$5,000thousands by filing date
SMITH A O CORP COM831865209Stock100$5,000thousands by filing date
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock100$5,000thousands by filing date
CONSTELLATION BRANDS INC CL A21036P108Stock61$5,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF48$5,000thousands by filing date
MOTOROLA SOLUTIONS INC COM NEW620076307Stock71$5,000thousands by filing date
ROSS STORES INC COM778296103Stock70$5,000thousands by filing date
GAMESTOP CORP36467W109CL A110$5,000thousands by filing date
HAWAIIAN ELEC INDS INC MTN B419870100COM200$5,000thousands by filing date
HANESBRANDS INC410345102COM59$5,000thousands by filing date
GREAT PLAINS ENERGY INC391164100COM200$5,000thousands by filing date
BLACK DIAMOND INC09202G101COMMON STOCK400$5,000thousands by filing date
BOARDWALK PIPELINE PARTNERS096627104UT LTD PARTNER400$5,000thousands by filing date
URS CORP NEW903236107COM100$5,000thousands by filing date
KEY ENERGY SVCS INC492914106COM500$5,000thousands by filing date
EAGLE ROCK ENERGY PARTNERS L26985R104UNIT1,000$5,000thousands by filing date
ISHARES TR46432FAK32020 INVTGR BD50$5,000thousands by filing date
ISHARES TR46432FAN72023 INVTGR BD53$5,000thousands by filing date
NOKIA CORP654902204SPONSORED ADR600$4,000thousands by filing date
CBRE GBL REAL ESTATE INC FD COM12504G100CEF430$4,000thousands by filing date
SKYWORKS SOLUTIONS INC COM83088M102Stock100$4,000thousands by filing date
EATON VANCE ENHANCED EQUITY278274105COM320$4,000thousands by filing date
UNILEVER N V904784709N Y SHS NEW106$4,000thousands by filing date
CIRCOR INTL INC17273K109COM50$4,000thousands by filing date
ISHARES TR464287374NORTH AMERN NAT100$4,000thousands by filing date
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CAREFUSION CORP14170T101COM97$4,000thousands by filing date
MONSTER BEVERAGE CORP NE611740101COM56$4,000thousands by filing date
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PLANTRONICS INC NEW727493108COM101$4,000thousands by filing date
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IRON MTN INC NEW REIT462846106COM122$3,000thousands by filing date
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KBHOME48666K109COM100$2,000thousands by filing date
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GOLD FIELDS LTD SPONSORED ADR38059T106ADR500$2,000thousands by filing date
STATE STR CORP COM857477103Stock35$2,000thousands by filing date
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CHINA MOBILE LIMITED16941M109SPONSORED ADR50$2,000thousands by filing date
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SYMANTEC CORP871503108COM84$2,000thousands by filing date
GUGGENHEIM18383M605EXCHANGE TRADED53$2,000thousands by filing date
POWERSHARES73935S105EXCHANGE TRADED80$2,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A108COM275$2,000thousands by filing date
MARKWEST ENERGY PARTNERS L P570759100UNIT LTD PARTN30$2,000thousands by filing date
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POWERSHARES NASDAQ INTERNE73935X146ETF28$2,000thousands by filing date
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CLAYMORE EXCHANGE TRD FD TR18383M571GUGG CRP BD 201491$2,000thousands by filing date
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GS CONNECT S+P GSCI ENH COMM38144L852SP E35$2,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M613GUG RAYM JAMES S71$2,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383Q135GUGG CHN TECH65$2,000thousands by filing date
PIMCO ETF TR72201R1061-3YR USTREIDX31$2,000thousands by filing date
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ISHARES TR464288281JPMORGAN USD EMG12$1,000thousands by filing date
WABTEC COM929740108Stock14$1,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock7$1,000thousands by filing date
GABELLI EQUITY TR INC COM362397101CEF167$1,000thousands by filing date
ISHARES TR464288752US HOME CONS ETF25$1,000thousands by filing date
OLIN CORP680665205COM PAR $120$1,000thousands by filing date
GOODYEAR TIRE & RUBBER CO382550101COM25$1,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM434$1,000thousands by filing date
ISHARES TR464287333GLOBAL FINLS ETF24$1,000thousands by filing date
NAVISTAR INTERNATIONAL63934E108COMMON STOCK40$1,000thousands by filing date
SYNOVUS FINANCIAL CORP87161C105COM187$1,000thousands by filing date
SIBANYE GOLD LTD825724206SPONSORED ADR124$1,000thousands by filing date
UNS ENERGY CORP903119105COM21$1,000thousands by filing date
ALCATEL-LUCENT013904305SPONSORED ADR142$1,000thousands by filing date
DIVERSIFIED RESTAURANT HOLDI25532M105COM235$1,000thousands by filing date
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ACCO BRANDS CORP COM00081T108Stock30$0thousands by filing dateValue filed as zero, left out of ratios.
E TRADE FINANCIAL CORP269246401COM NEW3$0thousands by filing dateValue filed as zero, left out of ratios.
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CVD EQUIP CORP126601103COM20$0thousands by filing dateValue filed as zero, left out of ratios.
POLYCOM73172K104COMMON STOCK16$0thousands by filing dateValue filed as zero, left out of ratios.
LSI CORPORATION502161102COM28$0thousands by filing dateValue filed as zero, left out of ratios.
ALPHA NATURAL RESOURCES INC02076X102COM17$0thousands by filing dateValue filed as zero, left out of ratios.
SWIFT ENERGY CO870738101COM35$0thousands by filing dateValue filed as zero, left out of ratios.
ANGIES LIST INC034754101COM40$0thousands by filing dateValue filed as zero, left out of ratios.
HILLSHIRE BRANDS CO432589109COM2$0thousands by filing dateValue filed as zero, left out of ratios.
FRONTLINE LTDG3682E127COM100$0thousands by filing dateValue filed as zero, left out of ratios.
TENGASCO INC88033R205COM NEW315$0thousands by filing dateValue filed as zero, left out of ratios.
TRAVELCENTERS OF AMERICA LLC894174101COM50$0thousands by filing dateValue filed as zero, left out of ratios.
DAEGIS INC233720101COM19$0thousands by filing dateValue filed as zero, left out of ratios.
FTD COS INC30281V108COM6$0thousands by filing dateValue filed as zero, left out of ratios.
CEL SCI CORP150837508COM PAR $0.0111$0thousands by filing dateValue filed as zero, left out of ratios.
UNITED ONLINE INC911268209COM NEW4$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001445065-14-000012this filing2014-04-14acceptance time not in the bulk data set