13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-15, with 954 holding rows worth $296,593,000.
- Accession
- 0001445065-14-000008
- Filer
- CIK 1445065
- Filed
- 2014-01-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 954 entries on the cover page, a total value of $296,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,593,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNILEVER PLC | 904767704 | SPON ADR NEW | 672 | $28,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,000 | $28,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,260 | $28,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 300 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 190 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,500 | $27,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 381 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,233 | $27,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 332 | $26,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,200 | $26,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 900 | $26,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,530 | $26,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,532 | $25,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,250 | $25,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,030 | $24,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 597 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 189 | $24,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 800 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,775 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 3,367 | $24,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 500 | $23,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 251 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 450 | $23,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 508 | $23,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,200 | $23,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 304 | $23,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 2,100 | $23,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 900 | $23,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,660 | $22,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 400 | $22,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $22,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 202 | $21,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 138 | $21,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 300 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,500 | $21,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 380 | $21,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 700 | $21,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 250 | $20,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 120 | $20,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 600 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 508 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,650 | $20,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 300 | $20,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 429 | $20,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 1,600 | $19,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 242 | $19,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 234 | $19,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 280 | $19,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 850 | $19,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,972 | $19,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $19,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 5,000 | $19,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 250 | $18,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 353 | $18,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,375 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 400 | $18,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 650 | $18,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 750 | $18,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 250 | $18,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 300 | $18,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,000 | $18,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 425 | $18,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,925 | $18,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 595 | $17,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 227 | $17,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 650 | $17,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 55 | $17,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,000 | $17,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 300 | $17,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 603 | $17,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 500 | $16,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $16,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 268 | $16,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 470 | $16,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 235 | $16,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 800 | $16,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $16,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400 | $16,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 250 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 250 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,435 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 685 | $16,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 242 | $16,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 300 | $16,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 162 | $15,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 149 | $15,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 165 | $15,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 350 | $15,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 185 | $15,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 357 | $15,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 690 | $15,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,100 | $15,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 274 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 1,100 | $15,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 136 | $14,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 270 | $14,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 286 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,156 | $14,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 584 | $14,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 1,285 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,331 | $13,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 250 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 500 | $13,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 751 | $13,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,000 | $13,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $13,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $13,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 530 | $13,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 306 | $13,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 500 | $13,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 390 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 175 | $12,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 240 | $12,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 418 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 242 | $12,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,200 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 200 | $12,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $12,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $12,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 143 | $12,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 250 | $12,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 600 | $12,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 500 | $12,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 145 | $12,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,800 | $12,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 129 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $12,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1,550 | $12,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 125 | $11,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,250 | $11,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 259 | $11,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 300 | $11,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,037 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 313 | $11,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 294 | $11,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 365 | $11,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 538 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 600 | $11,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 123 | $11,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 643 | $11,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 46 | $10,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 258 | $10,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 164 | $10,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 500 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 67 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 150 | $10,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 80 | $10,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 94 | $10,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,075 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 200 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 178 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 500 | $10,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 900 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 2,415 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 725 | $10,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,000 | $10,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 175 | $10,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $10,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 200 | $10,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 1,350 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 84 | $9,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 113 | $9,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $9,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $9,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100 | $9,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 143 | $9,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 300 | $9,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 250 | $9,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 400 | $9,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 200 | $9,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 200 | $9,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 450 | $9,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $9,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $9,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,000 | $9,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 294 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 152 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,000 | $8,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 600 | $8,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 284 | $8,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 498 | $8,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 250 | $8,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 900 | $8,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 50 | $8,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 421 | $8,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 106 | $8,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,000 | $8,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 108 | $7,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $7,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 781 | $7,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 100 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100 | $7,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 600 | $7,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 150 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 900 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 110 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250 | $7,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $7,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 531 | $7,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 100 | $7,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 152 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 675 | $7,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 93 | $7,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 390 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 800 | $7,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 237 | $7,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 600 | $7,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 600 | $7,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 2,500 | $7,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 5,831 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 969 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 55 | $6,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 100 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $6,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 425 | $6,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 35 | $6,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 105 | $6,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 65 | $6,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 136 | $6,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 400 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 500 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 250 | $6,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 300 | $6,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 130 | $6,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 500 | $6,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 600 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 147 | $6,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 165 | $6,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 200 | $6,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 106 | $6,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,000 | $6,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,000 | $6,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 103 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $5,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 57 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 600 | $5,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $5,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 200 | $5,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 127 | $5,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 110 | $5,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 200 | $5,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 78 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,500 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $5,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 679 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 500 | $5,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 24 | $4,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $4,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 35 | $4,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 61 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 34 | $4,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 59 | $4,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 354 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 106 | $4,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 375 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 97 | $4,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 293 | $4,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 500 | $4,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 121 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 56 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100 | $4,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 30 | $4,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $4,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 500 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 132 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 79 | $4,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 81 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 85 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 67 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 199 | $4,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 590 | $4,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,000 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 100 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 80 | $4,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 27 | $3,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 18 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 26 | $3,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 507 | $3,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 14 | $3,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 44 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $3,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 18 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 107 | $3,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 40 | $3,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 430 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 30 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 80 | $3,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 40 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 35 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 14 | $3,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 72 | $3,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 16 | $3,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13 | $3,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 26 | $3,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 40 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 84 | $3,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 14 | $3,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 12 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 165 | $3,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 20 | $3,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 25 | $3,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 495 | $3,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 195 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 26 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 320 | $3,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 60 | $3,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 90 | $3,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 454 | $3,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 400 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 128 | $3,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 256 | $3,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 46 | $3,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 24 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 150 | $3,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 45 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 132 | $3,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 16 | $3,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 717 | $3,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 109 | $3,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,500 | $3,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 183 | $3,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 420 | $3,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 292 | $3,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 411 | $3,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 100 | $3,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 250 | $3,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 247 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 307 | $3,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 210 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $2,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 40 | $2,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 100 | $2,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 35 | $2,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 35 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25 | $2,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 10 | $2,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5 | $2,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8 | $2,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 16 | $2,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 16 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 10 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 43 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $2,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 28 | $2,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 30 | $2,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 51 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 23 | $2,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 240 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 18 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 31 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 28 | $2,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 23 | $2,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 25 | $2,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 28 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 434 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 99 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 30 | $2,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 15 | $2,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 23 | $2,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 20 | $2,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 30 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 100 | $2,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 38 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 33 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 85 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 50 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 35 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 68 | $2,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 35 | $2,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 28 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 42 | $2,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 1,000 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 28 | $2,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 35 | $2,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 18 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 65 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 45 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 31 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 12 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 46 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 14 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 16 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 40 | $1,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11 | $1,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 20 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 41 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 25 | $1,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 266 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 24 | $1,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 668 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 195 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 203 | $1,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 187 | $1,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 200 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 124 | $1,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 31 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 40 | $1,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 21 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 400 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYCOM | 73172K104 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWIFT ENERGY CO | 870738101 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILLSHIRE BRANDS CO | 432589109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENGASCO INC | 88033R205 | COM NEW | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268209 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-14-000008 | this filing | 2014-01-15 | acceptance time not in the bulk data set |