13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 860 holding rows worth $270,063,000.
- Accession
- 0001445065-13-000011
- Filer
- CIK 1445065
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 860 entries on the cover page, a total value of $270,063,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,060,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 459 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 508 | $21,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $21,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 900 | $21,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 1,000 | $21,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 120 | $20,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 300 | $20,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 380 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,650 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 732 | $20,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,250 | $20,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,660 | $19,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 128 | $19,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,901 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $19,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,972 | $19,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 200 | $19,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,000 | $19,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 753 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 275 | $18,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 400 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 400 | $18,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 400 | $18,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 10,900 | $18,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 200 | $17,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 251 | $17,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 300 | $17,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 600 | $17,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 234 | $17,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 725 | $17,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 650 | $17,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,435 | $17,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,000 | $17,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 340 | $17,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 800 | $16,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $16,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 351 | $16,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 425 | $16,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 429 | $16,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 700 | $16,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 575 | $16,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 700 | $15,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $15,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 145 | $15,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 800 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,156 | $15,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 512 | $15,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 750 | $15,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 250 | $15,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 300 | $15,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 300 | $15,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 300 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,075 | $15,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 300 | $15,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 250 | $14,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 470 | $14,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 235 | $14,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 200 | $14,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 136 | $14,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 286 | $14,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 355 | $14,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 200 | $14,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 690 | $14,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 300 | $13,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 100 | $13,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 100 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 466 | $13,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 600 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 561 | $13,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 300 | $13,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 138 | $12,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 250 | $12,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 240 | $12,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 412 | $12,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 500 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 200 | $12,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 285 | $12,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $12,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 200 | $12,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 143 | $12,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $12,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 500 | $12,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,100 | $12,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 3,000 | $12,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 500 | $12,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1,479 | $12,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 300 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 113 | $11,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 294 | $11,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 491 | $11,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 139 | $11,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 200 | $11,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $11,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 250 | $11,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 187 | $11,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 145 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $11,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 125 | $10,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 257 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 131 | $10,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,164 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 259 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 204 | $10,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 300 | $10,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,037 | $10,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $10,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $10,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 900 | $10,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 123 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 725 | $10,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 390 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 84 | $9,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 150 | $9,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200 | $9,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 70 | $9,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $9,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,075 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,000 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,080 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 276 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 500 | $9,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100 | $9,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,000 | $9,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 300 | $9,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 900 | $9,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 250 | $9,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 106 | $9,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 100 | $9,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 450 | $9,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $9,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $9,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,000 | $9,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 400 | $9,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 294 | $8,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 500 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 84 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 152 | $8,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 113 | $8,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 180 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,000 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 600 | $8,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 143 | $8,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 250 | $8,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,050 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 800 | $8,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,107 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 600 | $8,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 88 | $7,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 450 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $7,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 50 | $7,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 100 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 200 | $7,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 127 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 656 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,590 | $7,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 100 | $7,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 152 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 675 | $7,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 390 | $7,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 421 | $7,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 50 | $7,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 237 | $7,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 800 | $7,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,000 | $7,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 2,500 | $7,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 5,831 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,865 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 55 | $6,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 105 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 500 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 250 | $6,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 300 | $6,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,000 | $6,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 397 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 147 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 312 | $6,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 232 | $6,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 165 | $6,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $5,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 100 | $5,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 200 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 59 | $5,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 136 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $5,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 110 | $5,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 200 | $5,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 130 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $5,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 85 | $5,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 190 | $5,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 668 | $5,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 200 | $5,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 65 | $5,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 652 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 125 | $5,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 200 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 103 | $4,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 600 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 121 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 61 | $4,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 34 | $4,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 296 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 59 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 106 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,500 | $4,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $4,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 97 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100 | $4,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 200 | $4,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $4,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 500 | $4,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 500 | $4,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,000 | $4,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 500 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 79 | $4,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,000 | $4,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 81 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 85 | $4,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,000 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 80 | $4,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 782 | $4,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 27 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 30 | $3,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 49 | $3,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 32 | $3,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 430 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 30 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 80 | $3,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 300 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 165 | $3,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50 | $3,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 100 | $3,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 50 | $3,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 400 | $3,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 56 | $3,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 100 | $3,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 30 | $3,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 45 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 127 | $3,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,500 | $3,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 500 | $3,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 207 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 74 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $2,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 12 | $2,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 30 | $2,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 18 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 107 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 37 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 35 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 72 | $2,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 18 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 32 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 50 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 99 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 80 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 128 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 100 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 127 | $2,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 71 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 33 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 85 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 50 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 35 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 38 | $2,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 28 | $2,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 625 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 44 | $2,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 100 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 65 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 31 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 20 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 41 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $1,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 12 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 25 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 16 | $1,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 266 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 195 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 248 | $1,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 187 | $1,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 200 | $1,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 200 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 124 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 8 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 142 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 68 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 15 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 35 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 40 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 400 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 10 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 66 | $1,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE INC COM | 59156R108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OLIN CORP | 680665205 | COM PAR $1 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYCOM | 73172K104 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOSPIRA INC | 441060100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILLSHIRE BRANDS CO | 432589109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TENGASCO INC | 88033R205 | COM NEW | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-13-000011 | this filing | 2013-11-07 | acceptance time not in the bulk data set |