13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-30, with 826 holding rows worth $249,544,000.
- Accession
- 0001445065-13-000007
- Filer
- CIK 1445065
- Filed
- 2013-07-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 826 entries on the cover page, a total value of $249,544,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $249,544,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIRECTV | 25490A309 | COM | 256 | $16,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $16,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 700 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 340 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 500 | $16,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 235 | $15,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 200 | $15,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 400 | $15,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 487 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 145 | $15,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,000 | $15,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 750 | $15,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 250 | $15,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 300 | $15,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 575 | $15,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 300 | $15,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 250 | $14,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 251 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $14,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 136 | $14,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 234 | $14,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 302 | $14,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 190 | $14,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 286 | $14,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 600 | $14,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,652 | $14,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 300 | $14,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,054 | $14,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 850 | $13,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 700 | $13,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 470 | $13,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 405 | $13,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 200 | $13,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 661 | $13,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $13,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 200 | $13,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 650 | $13,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 500 | $13,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 250 | $12,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 100 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 483 | $12,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 484 | $12,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 300 | $12,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,200 | $12,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 138 | $11,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 100 | $11,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 300 | $11,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,037 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 113 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 500 | $11,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 285 | $11,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $11,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $11,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 725 | $11,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,000 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 635 | $11,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 354 | $11,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $11,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 500 | $11,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 3,000 | $11,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 300 | $11,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 131 | $10,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 200 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $10,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 200 | $10,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 159 | $10,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 706 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $10,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 143 | $10,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 900 | $10,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 200 | $10,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 300 | $10,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,000 | $10,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 145 | $10,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 106 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $10,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 125 | $9,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 500 | $9,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $9,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 259 | $9,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200 | $9,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 204 | $9,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 300 | $9,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 180 | $9,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 300 | $9,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,075 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,000 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,200 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 306 | $9,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 152 | $9,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 507 | $9,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 900 | $9,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,050 | $9,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 110 | $9,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 390 | $9,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $9,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,000 | $9,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 400 | $9,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 600 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 84 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 152 | $8,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 112 | $8,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 227 | $8,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 70 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 169 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,590 | $8,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 600 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 324 | $8,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 389 | $8,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 250 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 800 | $8,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 450 | $8,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 900 | $8,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 294 | $7,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 166 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $7,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $7,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 127 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250 | $7,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,000 | $7,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 100 | $7,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 143 | $7,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 152 | $7,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100 | $7,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 312 | $7,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 200 | $7,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 390 | $7,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 421 | $7,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 100 | $7,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 237 | $7,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 65 | $6,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 131 | $6,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 500 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 137 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 250 | $6,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 634 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 500 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 346 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 250 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 264 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 500 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 240 | $6,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 550 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 147 | $6,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 290 | $6,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 231 | $6,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 50 | $6,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,000 | $6,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 62 | $5,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 100 | $5,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 100 | $5,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 200 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 105 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 59 | $5,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 135 | $5,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $5,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 110 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 300 | $5,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 130 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $5,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 85 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 150 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 675 | $5,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 65 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $5,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 200 | $5,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 125 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 100 | $5,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 70 | $5,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 2,000 | $5,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 60 | $5,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 165 | $5,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 2,500 | $5,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 5,831 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 103 | $4,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 200 | $4,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 57 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,100 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 121 | $4,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 430 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 250 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 106 | $4,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 190 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $4,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 97 | $4,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $4,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $4,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 553 | $4,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 500 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 93 | $4,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $3,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 49 | $3,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $3,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 61 | $3,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 80 | $3,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 37 | $3,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 300 | $3,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50 | $3,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 400 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,500 | $3,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 56 | $3,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100 | $3,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 100 | $3,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 30 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 127 | $3,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,000 | $3,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,000 | $3,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 81 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 85 | $3,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,500 | $3,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,000 | $3,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 203 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 80 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $2,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 27 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 30 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 107 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 30 | $2,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 80 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 35 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 72 | $2,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 18 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 50 | $2,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 45 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 99 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 668 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 128 | $2,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 59 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 100 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 127 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 44 | $2,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 500 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 86 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $2,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 47 | $2,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 30 | $1,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 18 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 25 | $1,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 266 | $1,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 13 | $1,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 27 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 40 | $1,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 16 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 195 | $1,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 187 | $1,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 200 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 33 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 50 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 35 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 38 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 68 | $1,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 28 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 800 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 15 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 35 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 40 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 400 | $1,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 100 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $1,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 39 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 10 | $1,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADYNE INC COM | 880770102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLIN CORP | 680665205 | COM PAR $1 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYCOM | 73172K104 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERIFONE SYS INC | 92342Y109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILLSHIRE BRANDS CO | 432589109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837409 | COM NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENGASCO INC | 88033R205 | COM NEW | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-13-000007 | this filing | 2013-07-30 | acceptance time not in the bulk data set |