13F-HR filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
CONFLUENCE INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-24, with 291 holding rows worth $6,250,264,000.
- Accession
- 0001442055-19-000003
- Filer
- CIK 1442056
- Filed
- 2019-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 344 entries on the cover page, a total value of $6,250,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,250,263,000 with VALUE read as thousands by filing date, 13F file number 028-13334. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerFIRST TRUST ADVISORS LP 028-06487
- included managerFIRST TRUST ADVISORS LP 028-04687
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PepsiCo,Inc. | 713448108 | COM | 1,205,376 | $158,061,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 908,415 | $156,538,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,119,568 | $149,977,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,495,268 | $145,953,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 716,153 | $143,803,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,653,703 | $136,083,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,297,654 | $134,177,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 349,833 | $127,178,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,236,803 | $123,650,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,513,535 | $120,977,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 918,628 | $117,290,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,616,868 | $117,280,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,591,836 | $117,058,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 794,124 | $116,967,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 910,872 | $113,349,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,575,425 | $112,911,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,215,067 | $109,356,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,163,071 | $106,107,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,107,994 | $105,779,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 444,204 | $102,216,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,276,772 | $98,630,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 946,421 | $97,415,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,412,917 | $97,241,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 553,384 | $95,924,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 801,109 | $94,363,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,874,416 | $92,427,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,004,767 | $91,045,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,986,065 | $89,450,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,696,092 | $88,875,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 759,931 | $85,773,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,209,052 | $81,684,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,973,474 | $78,321,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 1,293,582 | $77,809,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 259,468 | $68,637,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 810,663 | $67,958,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 313,275 | $64,403,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 55,923 | $60,934,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,954,966 | $58,199,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 621,303 | $58,179,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 1,310,125 | $57,056,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,060,531 | $56,081,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,000,946 | $53,330,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 320,136 | $48,280,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 351,992 | $45,829,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 677,412 | $44,662,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 5,247,814 | $44,292,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 150,684 | $44,253,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 519,531 | $39,001,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,148,937 | $38,489,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 179,618 | $38,289,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 781,643 | $37,347,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 357,165 | $36,042,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 607,095 | $34,586,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 31,174 | $33,696,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 449,640 | $32,959,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 275,284 | $30,287,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 174,164 | $29,160,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 510,244 | $27,436,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 117,249 | $26,542,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 140,942 | $26,042,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 123,053 | $25,553,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 122,787 | $25,536,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 341,460 | $25,357,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 200,075 | $24,697,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 95,191 | $23,989,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 193,678 | $23,760,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 236,476 | $23,030,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 197,441 | $22,903,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 171,784 | $22,815,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 161,200 | $22,779,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 455,762 | $22,683,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 205,677 | $22,552,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 205,131 | $22,505,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 266,593 | $22,381,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 360,906 | $21,532,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 183,667 | $21,436,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 420,716 | $21,398,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 139,062 | $21,292,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 230,583 | $21,055,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 121,238 | $20,619,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 260,253 | $19,743,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 490,417 | $19,710,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 86,501 | $19,573,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 347,974 | $19,521,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 166,665 | $19,428,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 107,810 | $19,324,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 119,868 | $19,115,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 476,837 | $18,950,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 103,483 | $18,815,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 124,498 | $18,008,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 616,167 | $17,857,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 187,252 | $17,538,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 227,774 | $17,454,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 159,068 | $17,116,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 624,390 | $15,647,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 445,060 | $15,546,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 519,607 | $15,365,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 247,098 | $14,023,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 647,686 | $13,705,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 500,535 | $13,592,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 502,554 | $13,431,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 416,213 | $13,261,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 882,224 | $12,325,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 839,079 | $11,957,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 457,652 | $11,666,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 647,291 | $11,522,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 712,902 | $10,144,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 782,087 | $10,026,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 67,447 | $10,024,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 460,940 | $9,795,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 464,588 | $9,645,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 448,115 | $9,587,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 450,094 | $9,538,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 52,157 | $9,518,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 383,223 | $9,429,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 450,098 | $9,241,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 908,119 | $8,936,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 367,689 | $8,420,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 139,851 | $7,965,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 262,046 | $7,717,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 59,947 | $7,261,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 177,603 | $7,108,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 137,342 | $6,886,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 257,827 | $6,734,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 260,345 | $6,712,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 40,169 | $6,701,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 556,273 | $6,675,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 93,512 | $6,499,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 468,110 | $6,474,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 250,784 | $6,432,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 326,475 | $6,399,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 104,435 | $6,346,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 687,397 | $6,276,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 105,766 | $6,191,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 287,782 | $6,106,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 514,219 | $5,867,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 154,297 | $5,848,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 911,169 | $5,758,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 357,157 | $5,718,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 360,441 | $5,695,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 61,308 | $5,568,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 155,155 | $5,567,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 410,991 | $5,548,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 436,333 | $5,529,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 90,721 | $5,366,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 127,581 | $5,234,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 110,952 | $5,194,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 75,128 | $5,074,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 163,972 | $5,026,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 114,633 | $4,999,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 191,828 | $4,978,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,748 | $4,907,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 287,528 | $4,842,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 173,743 | $4,691,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 179,667 | $4,590,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 231,036 | $4,545,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 142,575 | $4,530,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 142,324 | $4,377,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 150,168 | $4,371,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,795 | $4,120,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 158,446 | $4,070,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 56,863 | $3,625,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 130,811 | $3,520,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 133,564 | $3,507,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 135,874 | $3,495,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 78,223 | $3,216,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 63,870 | $3,174,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 36,424 | $2,820,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 24,373 | $2,756,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 42,460 | $2,484,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 115,715 | $2,424,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 15,707 | $2,418,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 453,659 | $2,309,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 24,817 | $2,112,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 173,293 | $2,003,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 32,186 | $1,997,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 25,472 | $1,990,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,829 | $1,980,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 20,395 | $1,949,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 246,474 | $1,876,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 32,167 | $1,822,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,905 | $1,778,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 67,724 | $1,734,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 318,438 | $1,726,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,794 | $1,660,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,592,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 25,296 | $1,577,000 | thousands by filing date | |
| DSV AS ADR | 26251A108 | USD | 31,768 | $1,558,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,873 | $1,463,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 33,727 | $1,455,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 172,787 | $1,448,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,208 | $1,377,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,352 | $1,324,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 47,858 | $1,216,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 15,761 | $1,210,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,759 | $1,198,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 22,814 | $1,195,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 28,490 | $1,188,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 64,045 | $1,171,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 13,998 | $1,131,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 24,610 | $1,114,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 17,934 | $1,111,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 11,825 | $1,094,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 466,714 | $1,092,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 68,055 | $1,083,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 54,785 | $1,047,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 46,905 | $1,019,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,538 | $1,008,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 142,041 | $1,003,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 25,457 | $988,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 108,500 | $906,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 38,485 | $887,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 47,667 | $881,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 19,221 | $880,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 21,328 | $838,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 39,459 | $780,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 340,472 | $766,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,324 | $750,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 30,581 | $742,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 152,763 | $726,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,419 | $718,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,844 | $693,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,886 | $674,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 17,114 | $670,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4,243 | $605,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 80,000 | $590,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,229 | $576,000 | thousands by filing date | |
| LOCALIZA RENT A CAR SPN ADR | 53956W300 | COM | 52,591 | $558,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,449 | $553,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 45,424 | $526,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,011 | $525,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,769 | $521,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,556 | $518,000 | thousands by filing date | |
| SHISEIDO LTD-SPONSORED ADR | 824841407 | COM | 6,797 | $514,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,632 | $472,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 12,383 | $449,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,887 | $440,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,517 | $429,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 684 | $418,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,773 | $409,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 41,356 | $406,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 42,977 | $405,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,481 | $391,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,222 | $388,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,470 | $386,000 | thousands by filing date | |
| Manatuck Hill Mariner Offshore | 562996983 | COM | 2,343 | $380,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,638 | $375,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,623 | $366,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 193 | $365,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,817 | $360,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 12,821 | $350,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 14,120 | $346,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 8,602 | $335,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,011 | $309,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS UNSP ADR | 26876F102 | COM | 7,886 | $307,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 19,594 | $305,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,120 | $302,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,538 | $300,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,753 | $288,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,515 | $275,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,954 | $275,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,643 | $272,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 18,145 | $272,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,972 | $270,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,400 | $266,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 567 | $266,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,422 | $262,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 7,106 | $261,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 8,730 | $253,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,583 | $245,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,755 | $242,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,375 | $242,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,293 | $237,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 19,572 | $236,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,342 | $228,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,183 | $222,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,579 | $215,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 9,486 | $215,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,581 | $212,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,576 | $210,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,356 | $209,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 37,108 | $206,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 4,699 | $202,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 18,574 | $199,000 | thousands by filing date | |
| Torex Gold Resources Inc | 891054603 | COM | 18,319 | $189,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,571 | $188,000 | thousands by filing date | |
| Leagold Mining Corp | 52176A205 | COM | 119,746 | $184,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,968 | $176,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,984 | $176,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 13,865 | $146,000 | thousands by filing date | |
| XECHEM INTERNATIONAL INC COM STK | 983895301 | COM | 32,353 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001442055-19-000003 | this filing | 2019-07-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001636661-20-000005 | base | 2020-06-02 | acceptance time not in the bulk data set |