13F-HR filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
CONFLUENCE INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-12, with 312 holding rows worth $5,692,344,000.
- Accession
- 0001442055-18-000005
- Filer
- CIK 1442056
- Filed
- 2018-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 366 entries on the cover page, a total value of $5,692,344,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,690,377,000 with VALUE read as thousands by filing date, 13F file number 028-13334. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOWDUPONT INC | 26078J100 | COM | 2,202,498 | $145,189,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 975,401 | $140,468,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,410,977 | $139,136,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,132,105 | $138,321,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,135,858 | $137,825,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,199,068 | $130,543,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,194,006 | $122,851,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,050,862 | $121,308,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,763,199 | $120,515,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 753,557 | $119,175,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,472,425 | $118,998,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,043,052 | $117,735,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 915,778 | $115,782,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 2,158,644 | $115,595,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 550,932 | $108,379,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,832,739 | $103,064,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,221,714 | $102,888,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 893,232 | $102,811,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,243,192 | $101,437,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 444,093 | $99,179,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 778,543 | $98,890,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,519,578 | $98,484,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,652,310 | $92,857,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,428,545 | $91,362,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,446,990 | $90,900,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,456,219 | $89,112,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,217,269 | $86,231,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 5,229,989 | $86,034,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,315,637 | $84,428,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 444,640 | $75,082,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 65,388 | $70,903,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 621,289 | $69,323,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 2,201,529 | $66,728,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 305,406 | $60,018,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 355,849 | $59,327,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 6,991,231 | $58,866,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,444,856 | $58,242,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 608,395 | $57,907,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,086,700 | $57,617,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 476,027 | $45,661,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 460,245 | $45,104,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 378,515 | $41,360,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 616,303 | $41,311,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 328,846 | $41,116,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 290,663 | $40,268,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 491,976 | $40,155,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 779,491 | $38,078,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 440,267 | $37,357,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 163,663 | $33,901,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 181,170 | $33,815,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 466,667 | $33,791,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 960,674 | $33,143,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 341,960 | $32,681,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 27,885 | $31,109,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,046,917 | $29,031,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 263,371 | $26,998,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 585,507 | $25,797,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 121,032 | $23,613,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 134,330 | $21,843,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 405,877 | $21,370,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 128,396 | $21,004,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 177,979 | $20,662,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 85,827 | $20,561,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 308,534 | $19,965,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 243,097 | $19,370,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 183,451 | $19,112,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 726,906 | $18,536,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 409,412 | $18,321,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 210,747 | $18,042,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 761,347 | $17,937,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 144,539 | $17,593,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 111,888 | $17,532,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 280,157 | $17,515,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 136,524 | $17,509,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 102,266 | $17,401,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 600,506 | $17,223,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 123,544 | $16,709,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 369,212 | $16,659,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 56,355 | $16,649,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 151,628 | $16,412,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 156,401 | $16,223,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 806,377 | $16,183,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 102,526 | $15,966,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 214,372 | $15,671,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 82,586 | $15,395,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 179,861 | $14,880,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 191,144 | $14,800,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 434,157 | $14,453,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 612,887 | $14,293,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 180,789 | $14,112,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 124,029 | $13,659,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 178,954 | $13,518,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 490,695 | $12,585,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 916,771 | $12,468,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 670,737 | $12,274,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,002,514 | $11,529,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 496,017 | $11,245,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 57,215 | $10,811,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 748,156 | $10,811,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 204,003 | $10,563,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 825,654 | $10,445,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 486,980 | $9,954,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 375,909 | $9,150,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 188,693 | $9,053,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 449,054 | $8,914,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 695,171 | $8,641,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,070,037 | $8,367,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 156,413 | $7,555,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 33,340 | $7,494,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 45,238 | $7,386,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 68,660 | $7,294,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 552,736 | $7,064,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 932,172 | $6,991,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 274,762 | $6,987,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 271,724 | $6,934,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 163,957 | $6,919,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 141,147 | $6,758,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 22,510 | $6,747,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 359,982 | $6,458,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 919,748 | $6,442,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 108,381 | $6,205,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 78,320 | $6,144,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 125,173 | $5,914,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 72,262 | $5,842,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 262,904 | $5,520,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 260,648 | $5,489,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 239,978 | $5,488,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 262,768 | $5,454,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 263,346 | $5,438,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 146,430 | $5,431,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 141,238 | $5,430,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 258,561 | $5,249,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 32,288 | $5,232,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 98,826 | $5,183,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 428,542 | $5,151,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 165,027 | $5,127,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 262,994 | $5,054,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 440,200 | $5,045,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 198,752 | $5,044,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 105,457 | $5,020,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 84,896 | $5,016,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 486,456 | $5,006,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 93,099 | $4,870,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 80,860 | $4,836,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 52,643 | $4,680,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 31,060 | $4,595,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 350,763 | $4,543,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 185,938 | $4,531,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 80,521 | $4,520,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 40,669 | $4,435,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 580,432 | $4,266,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 751,435 | $4,186,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,632 | $3,969,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 71,680 | $3,764,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 99,547 | $3,668,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 181,020 | $3,582,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 219,482 | $3,571,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 145,441 | $3,570,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 116,221 | $3,533,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 171,918 | $3,521,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 25,901 | $3,336,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 86,101 | $3,277,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 122,518 | $3,111,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 55,763 | $2,928,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 105,344 | $2,558,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 107,699 | $2,543,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 106,213 | $2,542,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 19,097 | $2,531,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,213 | $2,499,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 16,340 | $2,384,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,571 | $2,147,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 228,413 | $2,033,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 27,969 | $1,936,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 33,611 | $1,865,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 24,755 | $1,864,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 38,301 | $1,850,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 20,744 | $1,817,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 118,277 | $1,694,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 67,901 | $1,694,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 486,714 | $1,689,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 33,025 | $1,660,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 111,356 | $1,657,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 32,018 | $1,641,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 17,651 | $1,617,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 20,514 | $1,612,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,521 | $1,605,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 27,575 | $1,597,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 75,540 | $1,552,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 30,742 | $1,541,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 43,699 | $1,531,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 33,131 | $1,513,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 193,790 | $1,506,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 22,713 | $1,506,000 | thousands by filing date | |
| SYSMEX COR | 87184P109 | USD | 32,279 | $1,498,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 12,711 | $1,490,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 310,809 | $1,486,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 30,187 | $1,441,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 36,538 | $1,441,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 56,154 | $1,429,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,410,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 18,353 | $1,394,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 21,645 | $1,365,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 23,985 | $1,326,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 22,605 | $1,313,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 228,182 | $1,289,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 61,301 | $1,226,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,716 | $1,221,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 88,312 | $1,206,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 60,465 | $1,199,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,995 | $1,191,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 75,931 | $1,186,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 14,510 | $1,146,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 340,472 | $1,107,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 38,802 | $1,105,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 172,787 | $1,104,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 66,573 | $1,086,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 7,565 | $1,005,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 24,591 | $1,003,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 111,062 | $994,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 182,018 | $972,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,453 | $940,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 19,360 | $900,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,746 | $899,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 31,507 | $882,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 31,129 | $796,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,857 | $793,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,268 | $780,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 19,976 | $730,000 | thousands by filing date | |
| DSV AS ADR | 26251A108 | USD | 17,545 | $705,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 13,916 | $701,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 80,000 | $685,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,572 | $645,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,767 | $642,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,305 | $612,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,486 | $610,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,002 | $583,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 12,721 | $534,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,538 | $526,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,325 | $475,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 12,790 | $471,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,543 | $421,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,443 | $418,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,282 | $407,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,314 | $400,000 | thousands by filing date | |
| Manatuck Hill Mariner Offshore | 562996983 | COM | 2,479 | $389,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,026 | $375,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,573 | $375,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,373 | $372,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,339 | $371,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,557 | $368,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,382 | $368,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,503 | $365,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 9,295 | $362,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 725 | $362,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 14,273 | $360,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,836 | $356,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,455 | $353,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,561 | $351,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 16,307 | $346,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,470 | $338,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 12,791 | $338,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,779 | $335,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,952 | $334,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,006 | $325,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,758 | $322,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,509 | $315,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,739 | $312,000 | thousands by filing date | |
| LOCALIZA RENT A CAR SPN ADR | 53956W300 | COM | 51,287 | $309,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,207 | $307,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,056 | $306,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 29,363 | $305,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,112 | $304,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,557 | $303,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,639 | $300,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,724 | $299,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 6,764 | $297,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 987 | $295,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 13,088 | $289,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,520 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,196 | $287,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,755 | $283,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,169 | $259,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 7,935 | $256,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,969 | $254,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 147 | $250,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,042 | $246,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,716 | $245,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,755 | $243,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,375 | $241,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,089 | $241,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,643 | $236,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,035 | $231,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,197 | $231,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,897 | $230,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 33,501 | $230,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 18,302 | $227,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 942 | $223,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,000 | $222,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 22,598 | $214,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,084 | $213,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,449 | $209,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,514 | $203,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,876 | $180,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 16,699 | $176,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,152 | $175,000 | thousands by filing date | |
| Leagold Mining Corp | 52176A205 | COM | 77,752 | $156,000 | thousands by filing date | |
| Torex Gold Resources Inc | 891054603 | COM | 17,029 | $150,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 15,243 | $135,000 | thousands by filing date | |
| BELO SUN MINING CORP | 080558109 | COM | 711,910 | $129,000 | thousands by filing date | |
| Sabina Gold & Silver | 785246109 | COM | 108,120 | $127,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,905 | $119,000 | thousands by filing date | |
| XECHEM INTERNATIONAL INC COM STK | 983895301 | COM | 32,353 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001442055-18-000005 | this filing | 2018-07-12 | acceptance time not in the bulk data set |