13F-HR filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
CONFLUENCE INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-04, with 238 holding rows worth $2,741,695,000.
- Accession
- 0001442055-15-000010
- Filer
- CIK 1442056
- Filed
- 2015-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 238 entries on the cover page, a total value of $2,741,695,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,741,694,000 with VALUE read as thousands by filing date, 13F file number 028-13334. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFirst Trust Advisors L.P. 028-06487
- included managerFirst Trust Advisors L.P. 028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PepsiCo,Inc. | 713448108 | COM | 744,081 | $70,167,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 696,951 | $65,060,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 552,454 | $59,549,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,194,778 | $52,881,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 726,428 | $49,513,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 735,822 | $49,322,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 323,429 | $49,145,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 342,906 | $48,614,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,075,534 | $48,076,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 607,469 | $47,917,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 857,958 | $47,488,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 987,627 | $47,041,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 739,150 | $46,906,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,218,809 | $46,608,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,503,904 | $46,080,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 643,242 | $45,400,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,113,564 | $44,932,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 460,239 | $43,309,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 659,741 | $43,094,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,207,424 | $42,827,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 622,650 | $42,203,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,325,481 | $41,116,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,268,361 | $39,839,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,573,443 | $39,682,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 386,749 | $39,394,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 48,780 | $39,115,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 981,691 | $37,746,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 944,235 | $37,307,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 955,023 | $34,963,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 426,711 | $34,547,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 604,650 | $34,356,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,541,499 | $34,021,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,190,094 | $32,942,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,306,356 | $31,731,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 677,049 | $31,354,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 339,513 | $30,597,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 634,349 | $30,576,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 401,952 | $28,707,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 600,769 | $28,266,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 368,953 | $27,351,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,252,311 | $26,374,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 450,901 | $25,710,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 368,852 | $25,421,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 436,410 | $23,728,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 752,829 | $23,315,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 276,348 | $22,746,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 238,563 | $21,230,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 159,024 | $20,737,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 167,566 | $20,490,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 2,534,973 | $19,638,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 380,380 | $19,533,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 230,912 | $18,533,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 113,117 | $17,770,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 29,086 | $17,697,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 198,352 | $17,576,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 143,754 | $16,688,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 129,676 | $14,958,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 422,570 | $14,938,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 163,427 | $14,060,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 208,253 | $12,710,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 350,645 | $12,616,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 99,016 | $12,232,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 757,911 | $12,111,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 802,736 | $10,909,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 92,868 | $10,725,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 103,603 | $10,246,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 890,809 | $9,728,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 112,581 | $9,618,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 98,586 | $9,485,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 679,569 | $9,215,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 40,471 | $8,390,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 72,485 | $8,374,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 146,556 | $8,358,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 171,213 | $8,258,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 58,335 | $8,047,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 259,811 | $7,802,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 170,929 | $7,788,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 228,618 | $7,762,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 78,443 | $7,759,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 58,451 | $7,754,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,190,865 | $7,705,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 190,410 | $7,630,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 133,041 | $7,505,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 104,624 | $7,503,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 80,339 | $7,385,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 464,579 | $7,350,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 97,507 | $7,336,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 74,184 | $7,309,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 70,257 | $7,265,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 109,332 | $7,232,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 59,295 | $7,231,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 97,061 | $7,208,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 513,195 | $7,205,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,284 | $7,203,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 367,935 | $7,186,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 56,102 | $7,157,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 58,137 | $7,149,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 95,015 | $7,064,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 99,810 | $6,937,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 81,094 | $6,821,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 396,161 | $6,814,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 64,490 | $6,760,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 409,508 | $6,749,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 61,534 | $6,638,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 91,796 | $6,604,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 646,260 | $6,534,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 48,475 | $6,494,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 96,966 | $6,491,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 29,818 | $6,411,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 98,084 | $6,236,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 51,882 | $6,233,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 103,846 | $6,157,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 90,947 | $6,023,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 49,255 | $5,990,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 50,462 | $5,943,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 78,243 | $5,910,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 203,776 | $5,722,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 553,463 | $5,612,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 699,266 | $5,203,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 697,215 | $5,062,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 40,351 | $4,949,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 49,206 | $4,855,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 784,396 | $4,298,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 46,726 | $4,210,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 82,576 | $4,120,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 86,779 | $4,095,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 248,804 | $4,088,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 36,274 | $3,939,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 36,842 | $3,861,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 88,177 | $3,814,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 59,819 | $3,797,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 151,690 | $3,657,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 368,007 | $3,632,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 328,574 | $3,365,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 276,483 | $3,362,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 125,950 | $3,358,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 359,832 | $3,354,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 91,839 | $3,275,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 39,215 | $3,266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 130,869 | $2,969,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 27,037 | $2,964,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 139,519 | $2,960,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 139,981 | $2,959,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 34,286 | $2,954,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 138,658 | $2,951,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 194,447 | $2,946,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 139,932 | $2,918,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 57,567 | $2,896,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 140,528 | $2,896,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 143,125 | $2,875,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 271,621 | $2,735,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 287,936 | $2,551,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 48,106 | $2,533,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 551,090 | $2,485,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 95,123 | $2,435,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 88,135 | $2,423,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 148,200 | $2,389,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 259,069 | $2,345,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 60,847 | $2,327,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 64,499 | $2,176,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 9,355 | $2,149,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 44,234 | $1,971,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 40,116 | $1,925,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 35,541 | $1,903,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 25,851 | $1,888,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 24,852 | $1,834,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 270,029 | $1,812,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 78,920 | $1,810,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 175,268 | $1,795,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 59,809 | $1,769,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 29,077 | $1,748,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 28,552 | $1,747,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 41,600 | $1,726,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 97,469 | $1,717,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 53,063 | $1,715,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 153,705 | $1,692,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 81,869 | $1,682,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,687 | $1,665,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 141,920 | $1,645,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 63,051 | $1,612,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 14,677 | $1,608,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 17,154 | $1,586,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 54,916 | $1,495,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 103,670 | $1,474,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 193,353 | $1,466,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 86,302 | $1,463,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 102,791 | $1,450,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 50,151 | $1,426,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 42,530 | $1,364,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 24,472 | $1,324,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 187,996 | $1,323,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 113,662 | $1,225,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 43,786 | $1,119,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 108,755 | $1,076,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 129,045 | $1,049,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 82,874 | $990,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $976,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 34,389 | $917,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 34,725 | $899,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 145,579 | $898,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 109,670 | $710,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 45,000 | $699,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 50,922 | $606,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 50,733 | $563,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 12,977 | $518,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 17,459 | $491,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 45,000 | $484,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,112 | $443,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,767 | $443,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,384 | $368,000 | thousands by filing date | |
| Manatuck Hill Mariner Offshore | 562996983 | COM | 2,814 | $361,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,821 | $301,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,837 | $296,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,982 | $290,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,690 | $286,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,557 | $279,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,701 | $277,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,945 | $262,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,330 | $245,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 20,343 | $244,000 | thousands by filing date | |
| Vanguard Equity Income Adml | 921921300 | ETF | 3,889 | $235,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,621 | $235,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 7,664 | $227,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,026 | $226,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,803 | $219,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,525 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,695 | $207,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,400 | $201,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 16,370 | $175,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 57,201 | $153,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 204,234 | $149,000 | thousands by filing date | |
| DETOUR GOLD CORP F | 250669108 | COM | 13,612 | $146,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 396,124 | $115,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 28,059 | $90,000 | thousands by filing date | |
| GLENCORE PLC | 37827X100 | UNSP ADR | 30,083 | $83,000 | thousands by filing date | |
| TOREX GOLD RESOURCES | 891054108 | COM | 77,235 | $72,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,051 | $70,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 13,405 | $59,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001442055-15-000010 | this filing | 2015-11-04 | acceptance time not in the bulk data set |