13F-HR filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
CONFLUENCE INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-02, with 255 holding rows worth $1,456,857,000.
- Accession
- 0001442055-13-000004
- Filer
- CIK 1442056
- Filed
- 2013-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 255 entries on the cover page, a total value of $1,456,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,456,857,000 with VALUE read as thousands by filing date, 13F file number 028-13334. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerFirst Trust Advisors L.P. 028-06487
- included managerFirst Trust Advisors L.P. 028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAPITAL CORP | 04010L103 | COM | 202,546 | $34,838,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 92290855 | REIT ETF | 48,099 | $33,054,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Johnson & Johnson | 47816010 | COM | 37,769 | $32,429,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Microsoft Corporation | 59491810 | COM | 92,345 | $31,901,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 23,640 | $27,175,000 | thousands by filing date | |
| Pepsico Inc. | 71344810 | COM | 32,227 | $26,359,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Chevron Corporation | 16676410 | COM | 22,248 | $26,329,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Emerson Electric Co | 29101110 | COM | 46,687 | $25,463,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LOCKHEED MARTIN CORP | 53983010 | COM | 22,390 | $24,285,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLUB CAP BDC INC | 38173M102 | COM | 135,409 | $23,697,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 45,056 | $22,515,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 19,169 | $22,075,000 | thousands by filing date | |
| SOUTHERN CO COM | 84258710 | COM | 49,834 | $21,992,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 39,349 | $21,984,000 | thousands by filing date | |
| RAYONIER INC | 75490710 | COM | 39,419 | $21,835,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PLUM CREEK TIMBER CO INC | 72925110 | COM | 44,885 | $20,948,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KOHLS CORP | 50025510 | COM | 41,113 | $20,766,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IRON MTN INC | 46284610 | COM | 76,620 | $20,389,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 76,477 | $20,328,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 52,578 | $20,059,000 | thousands by filing date | |
| Pfizer Inc | 71708110 | COM | 71,265 | $19,961,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DU PONT E I DE NEMOURS & CO | 26353410 | COM | 37,658 | $19,771,000 | thousands by filing date | The CUSIP as filed is malformed. |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 34,803 | $19,598,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC | 57328410 | COM | 19,775 | $19,463,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 81,376 | $19,376,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 47,251 | $19,269,000 | thousands by filing date | |
| GRACO INC | 38410910 | COM | 30,190 | $19,084,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 47,676 | $18,828,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 71329110 | COM | 93,285 | $18,806,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RLI CORP | 74960710 | COM | 24,278 | $18,551,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 16,697 | $18,258,000 | thousands by filing date | |
| IShares Tr. IBoxx High Yld Corp Bd Fd | 46428851 | COM | 19,447 | $17,674,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LINEAR TECHNOLOGY CORP | 53567810 | COM | 44,926 | $16,551,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROGRESSIVE CORP OHIO | 74331510 | COM | 64,461 | $16,386,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LANDAUER INC | 51476K103 | COM | 30,860 | $14,909,000 | thousands by filing date | |
| PAYCHEX INC | 70432610 | COM | 38,920 | $14,210,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428778 | DJ US FINL SEC | 17,008 | $12,166,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PENNANTPARK INVT CORP | 70806210 | COM | 106,563 | $11,775,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ILLINOIS TOOL WKS INC | 45230810 | COM | 16,145 | $11,168,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428772 | DJ US TECH SEC | 14,908 | $10,977,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED TECHNOLOGIES CORP | 91301710 | COM | 11,718 | $10,891,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Express Company | 2581610 | COM | 14,524 | $10,858,000 | thousands by filing date | The CUSIP as filed is malformed. |
| THL CR INC | 87243810 | COM | 70,903 | $10,770,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428864 | BARCLYS 1-3YR CR | 10,242 | $10,757,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 17,302 | $10,683,000 | thousands by filing date | |
| MARKEL CORP | 57053510 | COM | 2,005 | $10,566,000 | thousands by filing date | The CUSIP as filed is malformed. |
| W.R. Berkley Corp | 8442310 | COM | 24,869 | $10,162,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIGMA ALDRICH CORP | 82655210 | COM | 12,490 | $10,045,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WATERS CORP | 94184810 | COM | 10,039 | $10,044,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MEDLEY CAP CORP | 58503F106 | COM | 73,713 | $10,010,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC | 30213010 | COM | 26,277 | $9,996,000 | thousands by filing date | The CUSIP as filed is malformed. |
| THERMO FISHER SCIENTIFIC INC | 88355610 | COM | 11,632 | $9,845,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 38259p508 | COM | 1,093 | $9,625,000 | thousands by filing date | ||
| DISCOVERY INC | 25470F302 | COM SER C | 13,400 | $9,350,000 | thousands by filing date | |
| Berkshire Hathaway Inc. - B | 8467070 | COM | 8,168 | $9,142,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HERCULES TECH GROWTH CAP INC | 42709650 | COM | 65,186 | $9,087,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES IBOXX I G Corp Bd Fd | 46428724 | COM | 7,992 | $9,084,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Bed Bath & Beyond Inc | 7589610 | COM | 12,749 | $9,046,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LOWES COS INC COM | 54866110 | COM | 21,654 | $8,857,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WELLS FARGO & CO NEW | 94974610 | COM | 21,292 | $8,787,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TJX COS INC | 87254010 | COM | 17,432 | $8,727,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SLR INVESTMENT CORP | 83413U100 | COM | 37,298 | $8,612,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,852 | $8,498,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 92204285 | FTSE EMR MKT ETF | 21,279 | $8,255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 19,110 | $8,149,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,351 | $7,766,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 45,613 | $7,649,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 20,744 | $7,570,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,795 | $7,520,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 89584810 | COM | 26,731 | $7,354,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HALLIBURTON CO COM | 40621610 | COM | 17,202 | $7,177,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEW MTN FIN CORP | 64755110 | COM | 50,556 | $7,159,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Ishares Russell 2000 Value Index Fd | 46428763 | COM | 7,756 | $6,663,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CYS INVTS INC | 12673A108 | COM | 65,288 | $6,013,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,427 | $5,317,000 | thousands by filing date | |
| STRYKER CORP | 86366710 | COM | 8,183 | $5,293,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HOME DEPOT INC COM | 43707610 | COM | 6,704 | $5,194,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROWN & BROWN INC | 11523610 | COM | 15,634 | $5,041,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MVC CAPITAL INC | 55382910 | COM | 37,106 | $4,672,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXXON MOBIL CORP | 30231G102 | COM | 5,144 | $4,648,000 | thousands by filing date | |
| ISHARES TR | 46428764 | RUSL 2000 GROW | 4,167 | $4,648,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 33,219 | $4,564,000 | thousands by filing date | |
| ISHARES TR | 46428858 | BARCLYS MBS BD | 4,261 | $4,485,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428863 | BARCLYS INTER CR | 4,146 | $4,467,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Annaly Capital Management Inc. | 3571040 | COM | 35,471 | $4,459,000 | thousands by filing date | The CUSIP as filed is malformed. |
| APOLLO INVT CORP | 03761U106 | COM | 57,573 | $4,456,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,355 | $4,446,000 | thousands by filing date | |
| MEDALLION FINL CORP | 58392810 | COM | 31,833 | $4,428,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,108 | $4,407,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 4,521 | $4,392,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 17,642 | $4,347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 12,857 | $4,318,000 | thousands by filing date | |
| ISHARES GOLD TRUST | 46428510 | ISHARES | 35,062 | $4,204,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KCAP FINANCIAL INC | 48668E101 | COM | 36,759 | $4,139,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 27,877 | $3,942,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORP | 37653510 | COM | 47,805 | $3,906,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 21,620 | $3,790,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 71,006 | $3,699,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 24353710 | COM | 7,322 | $3,698,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ConocoPhillips | 20825C104 | COM | 5,533 | $3,348,000 | thousands by filing date | |
| GRAINGER W W INC | 38480210 | COM | 1,322 | $3,335,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LANDSTAR SYS INC | 51509810 | COM | 6,277 | $3,233,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STELLUS CAP INVT CORP | 85856810 | COM | 21,334 | $3,211,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procter & Gamble Co. | 74271810 | COM | 3,999 | $3,079,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NextEra Energy,Inc. | 65339F101 | COM | 3,770 | $3,072,000 | thousands by filing date | |
| Commerce Bancshares Inc. | 20052510 | COM | 6,942 | $3,023,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Automatic Data Processing, Inc | 5301510 | COM | 4,285 | $2,951,000 | thousands by filing date | The CUSIP as filed is malformed. |
| M & T BK CORP COM | 55261F104 | Stock | 2,616 | $2,924,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,669 | $2,903,000 | thousands by filing date | |
| NIKE INC | 65410610 | CL B | 4,550 | $2,898,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428744 | BARCLYS 7-10 YR | 2,822 | $2,893,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BlackRock Kelso Capital Corp. | 9253310 | COM | 30,815 | $2,884,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Colgate Palmolive Co. | 19416210 | COM | 4,984 | $2,856,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OCCIDENTAL PETE CORP DEL | 67459910 | COM | 3,188 | $2,845,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Becton, Dickinson and Company | 7588710 | COM | 2,875 | $2,842,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROWN FORMAN CORP CL | 11563720 | COM | 4,195 | $2,834,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,005 | $2,832,000 | thousands by filing date | |
| NORDSTROM INC | 65566410 | COM | 4,716 | $2,827,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,835 | $2,807,000 | thousands by filing date | |
| McDonalds Corp. | 58013510 | COM | 2,791 | $2,763,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WAL MART STORES INC | 93114210 | COM | 3,688 | $2,748,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Analog Devices, Inc. | 3265410 | COM | 6,092 | $2,745,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CULLEN FROST BANKERS INC | 22989910 | COM | 4,109 | $2,744,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLOROX CO DEL | 18905410 | COM | 3,300 | $2,744,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MDU RES GROUP INC | 55269010 | COM | 10,569 | $2,739,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,824 | $2,703,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 14,627 | $2,693,000 | thousands by filing date | |
| MARATHON OIL CORP | 56584910 | COM | 7,755 | $2,682,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL DYNAMICS CORP | 36955010 | COM | 3,420 | $2,679,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,540 | $2,649,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 2,842 | $2,642,000 | thousands by filing date | |
| PIEDMONT NAT GAS INC | 72018610 | COM | 7,513 | $2,535,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 40,986 | $2,512,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 20,983 | $2,497,000 | thousands by filing date | |
| Air Products & Chemicals Inc. | 915810 | COM | 2,725 | $2,496,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIDUS INVT CORP | 31650010 | COM | 13,326 | $2,493,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intl. Business Machines Corp. | 45920010 | COM | 1,300 | $2,484,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DONALDSON INC | 25765110 | COM | 6,878 | $2,453,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 19,108 | $2,421,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 4,371 | $2,219,000 | thousands by filing date | |
| NEW JERSEY RES | 64602510 | COM | 5,322 | $2,211,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLADSTONE INVT CORP | 37654610 | COM | 29,197 | $2,146,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428769 | DJ US UTILS | 2,189 | $2,071,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,349 | $2,051,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,396 | $2,048,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 20,430 | $1,965,000 | thousands by filing date | |
| PATTERSON COS INC COM | 70339510 | COM | 4,882 | $1,836,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Full Circle Capital Corp. | 35967110 | COM | 21,651 | $1,711,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 7,655 | $1,708,000 | thousands by filing date | |
| ISHARES INC | 46428640 | MSCI BRAZIL CAPP | 3,872 | $1,699,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 1,677 | $1,658,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3,236 | $1,657,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 3,399 | $1,643,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 7,968 | $1,639,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 7,987 | $1,629,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 7,928 | $1,613,000 | thousands by filing date | |
| Affiliated Managers Group Inc. | 825210 | COM | 975 | $1,599,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RITCHIE BROS AUCTIONEERS | 76774410 | COM | 8,045 | $1,546,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ZEBRA TECHNOLOGIES CORP | 98920710 | CL A | 3,473 | $1,509,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WEST PHARMACEUTICAL SVSC INC | 95530610 | COM | 1,965 | $1,381,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORWARD AIR CORP | 34985310 | COM | 3,569 | $1,367,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MORNINGSTAR INC | 61770010 | COM | 1,682 | $1,306,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 5,622 | $1,285,000 | thousands by filing date | |
| VCA ANTECH INC | 91819410 | COM | 4,859 | $1,268,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLADSTONE COML CORP | 37653610 | COM | 6,729 | $1,254,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 5,189 | $1,240,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 6,008 | $1,226,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 2,110 | $1,224,000 | thousands by filing date | |
| HAEMONETICS CORP | 40502410 | COM | 2,961 | $1,224,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 8,320 | $1,223,000 | thousands by filing date | |
| MUELLER INDS INC | 62475610 | COM | 2,358 | $1,189,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRANKLIN ELEC INC | 35351410 | COM | 3,508 | $1,181,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 5,314 | $1,173,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 5,392 | $1,147,000 | thousands by filing date | |
| TECHNE CORP | 87837710 | COM | 1,636 | $1,130,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 5,188 | $1,129,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 38431310 | COM | 15,355 | $1,118,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CUBIC CORP | 22966910 | COM | 2,306 | $1,109,000 | thousands by filing date | The CUSIP as filed is malformed. |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 5,601 | $1,085,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 7,488 | $1,084,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 10,093 | $1,055,000 | thousands by filing date | |
| ISHARES TR | 46428745 | BARCLYS 1-3 YR | 1,180 | $995,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WILEY JOHN & SONS INC | 96822320 | CL A | 2,449 | $982,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,503 | $974,000 | thousands by filing date | |
| SCOTTS MIRACLE GRO CO | 81018610 | CL A | 1,937 | $936,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Berkshire Hathaway Inc. - Clas | 8467010 | COM | 5 | $843,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428866 | BARCLYS 3-7 YR | 647 | $782,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MOHAWK INDS INC | 60819010 | COM | 654 | $736,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P AMT-Free Municipal | 46428927 | COM | 1,240 | $666,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428740 | S&P 500 VALUE | 866 | $657,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VARIAN MED SYS INC | 92220P105 | COM | 894 | $604,000 | thousands by filing date | |
| SNYDERS-LANCE INC | 83355110 | COM | 2,089 | $594,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 445 | $584,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC | 78025920 | SPONS ADR A | 854 | $545,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HEARTLAND EXPRESS INC | 42234710 | COM | 3,896 | $541,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WEYERHAEUSER CO | 96216610 | COM | 1,846 | $526,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SOUTHWESTERN ENERGY CO | 84546710 | COM | 1,423 | $520,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Manatuck Hill Mariner Offshore | 56299698 | COM | 338 | $520,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CIMAREX ENERGY CO | 17179810 | COM | 797 | $518,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 312 | $501,000 | thousands by filing date | |
| BP PLC (Adr 1:6) | 5562210 | COM | 1,186 | $495,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P AMT-Free Municipal | 46428931 | COM | 839 | $459,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4,220 | $456,000 | thousands by filing date | |
| ISHARES TR | 46428936 | 2014 S&P AMTFR | 874 | $452,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,801 | $448,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46428933 | COM | 846 | $448,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428841 | S&P NTL AMTFREE | 419 | $441,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46428730 | S&P500 GRW | 511 | $430,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 855 | $417,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 751 | $405,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 52728810 | COM | 1,522 | $399,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 19,231 | $392,000 | thousands by filing date | |
| PIONEER NAT RES CO | 72378710 | COM | 268 | $388,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Coca-Cola Company | 19121610 | COM | 951 | $382,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,673 | $378,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 985 | $376,000 | thousands by filing date | |
| IMPERIAL OIL LTD | 45303840 | COM NEW | 979 | $374,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BHP Billiton Limited - ADR | 8860610 | COM | 649 | $374,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEW GOLD INC CDA | 64453510 | COM | 5,725 | $368,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MURPHY OIL CORP | 62671710 | COM | 595 | $363,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 604 | $362,000 | thousands by filing date | |
| General Electric Company | 36960410 | COM | 1,560 | $362,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Agrium Inc. | 891610 | COM | 412 | $359,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CAMECO CORP COM | 13321L108 | Stock | 1,692 | $350,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,665 | $349,000 | thousands by filing date | |
| NEWMONT MINING CORP | 65163910 | COM | 1,156 | $346,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ELDORADO GOLD CORP NEW | 28490210 | COM | 5,585 | $345,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRANCO NEVADA CORP | 35185810 | COM | 939 | $336,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Repsol YPF SA-old ticker | 76026t205 | COM | 1,584 | $335,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 813 | $334,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 514 | $333,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,193 | $329,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 974 | $329,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 619 | $327,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,459 | $324,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 24785010 | COM | 556 | $322,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SOCIEDAD QUIMICA MINERA DE C | 83363510 | SPON ADR SER B | 782 | $316,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL GOLD INC | 78028710 | COM | 729 | $307,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARVEST CAP CR CORP | 41753F109 | COM | 2,000 | $302,000 | thousands by filing date | |
| SILVER WHEATON CORP | 82833610 | COM | 1,532 | $302,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POTLATCH CORP NEW | 73763010 | COM | 745 | $301,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 3,095 | $298,000 | thousands by filing date | |
| Barrick Gold Corp. | 6790110 | COM | 1,868 | $294,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 610 | $278,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 575 | $277,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 70454910 | COM | 1,805 | $264,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 2,000 | $256,000 | thousands by filing date | |
| Vanguard Equity-Inco | 92192130 | COM | 432 | $249,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,408 | $247,000 | thousands by filing date | |
| Bank of Marin (CA) | 6342510 | COM | 613 | $245,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 421 | $218,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,337 | $215,000 | thousands by filing date | |
| URANIUM ENERGY CORP | 91689610 | COM | 9,744 | $174,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walter Energy Inc | 93317Q105 | COM | 1,212 | $126,000 | thousands by filing date | |
| Golub Capital Inc. - 144A | 38173M995 | COM | 2,343 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001442055-13-000004 | this filing | 2013-08-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001442055-13-000005 | superseded | 2013-08-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001442055-13-000006 | base | 2013-08-15 | acceptance time not in the bulk data set |