13F-HR filed by Bay Harbor Wealth Management, LLC
Bay Harbor Wealth Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-25, with 163 holding rows worth $237,821,032.
- Accession
- 0001437749-23-028870
- Filer
- CIK 1767989
- Filed
- 2023-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 163 entries on the cover page, a total value of $237,821,032 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,821,032 with VALUE read as dollars as filed, 13F file number 028-19245. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDana Investment Advisors, Inc.028-13023
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 69,616 | $30,033,545 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 72,774 | $19,817,087 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 437,573 | $19,130,691 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 401,800 | $17,564,725 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 123,606 | $17,048,975 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 301,140 | $14,403,526 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 179,021 | $13,457,008 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 152,685 | $7,470,899 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 54,222 | $7,173,593 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 227,801 | $6,822,659 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 154,905 | $6,781,740 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 91,488 | $6,615,497 | dollars as filed | |
| VWO | 922042858 | SHS | 162,079 | $6,355,117 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 89,151 | $5,978,466 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 68,129 | $5,879,554 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 62,635 | $5,561,988 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 105,110 | $5,333,281 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 24,619 | $4,654,714 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 38,406 | $3,406,228 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 61,992 | $2,950,199 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 59,037 | $2,738,140 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 32,614 | $2,373,230 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 78,207 | $2,041,999 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 19,303 | $2,026,986 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 21,441 | $2,013,575 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 87,997 | $1,939,453 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 27,393 | $1,880,331 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17,750 | $1,810,855 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 43,855 | $1,770,447 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,627 | $1,309,672 | dollars as filed | |
| IJH | 464287507 | COM | 4,259 | $1,066,829 | dollars as filed | |
| VGT | 92204A702 | SHS | 2,495 | $1,037,374 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 22,875 | $842,092 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 35,216 | $794,826 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,762 | $640,520 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 694 | $329,869 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 5,847 | $312,171 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,656 | $298,048 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,703 | $265,924 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 949 | $256,316 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 975 | $243,964 | dollars as filed | |
| SPY | 78462F103 | SHS | 498 | $213,196 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 10,797 | $210,766 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,163 | $199,129 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,408 | $184,250 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,644 | $167,867 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 6,878 | $167,410 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 500 | $157,875 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 3,817 | $129,629 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 922 | $117,204 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1,526 | $105,141 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 219 | $95,367 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 102 | $84,719 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,560 | $83,865 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 213 | $82,967 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 360 | $82,803 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 268 | $82,305 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 160 | $81,584 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 753 | $79,757 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 156 | $78,653 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 179 | $77,876 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 899 | $77,817 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 191 | $76,294 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 1,717 | $76,131 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 3,026 | $75,105 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 722 | $74,856 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 409 | $74,613 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 499 | $74,380 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 949 | $74,069 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 262 | $71,526 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 959 | $71,167 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 356 | $69,975 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,608 | $68,581 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 155 | $67,490 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 548 | $66,872 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 288 | $66,110 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 334 | $65,714 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 323 | $65,497 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 933 | $65,146 | dollars as filed | |
| FISERV INC | 337738108 | COM | 570 | $64,387 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 2,226 | $63,997 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 968 | $63,936 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 1,559 | $63,700 | dollars as filed | |
| American Express Company | 025816109 | COM | 421 | $62,808 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,035 | $62,203 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 288 | $61,876 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,559 | $61,865 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 1,373 | $61,441 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 379 | $57,357 | dollars as filed | |
| VTI | 922908769 | COM | 261 | $55,447 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,891 | $54,196 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 268 | $52,777 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,322 | $51,966 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,040 | $51,386 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 166 | $49,834 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 308 | $47,971 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 898 | $47,414 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 771 | $44,833 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 260 | $44,314 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 881 | $44,279 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 609 | $43,829 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 758 | $43,425 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 352 | $42,380 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 1,495 | $40,933 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 840 | $38,262 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 263 | $38,184 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 498 | $28,804 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 618 | $21,827 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 689 | $11,024 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 39 | $9,203 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 27 | $8,985 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 594 | $8,203 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 53 | $7,774 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 52 | $7,367 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 43 | $6,271 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 65 | $6,167 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 265 | $6,081 | dollars as filed | |
| Boeing Company | 097023105 | COM | 30 | $5,750 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 86 | $5,704 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 325 | $4,881 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8 | $3,153 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 16 | $3,051 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 50 | $2,769 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 18 | $2,749 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 50 | $2,643 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11 | $2,577 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 9 | $2,574 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 8 | $2,417 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 77 | $2,367 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 16 | $2,291 | dollars as filed | |
| Deere & Company | 244199105 | COM | 6 | $2,264 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 13 | $2,261 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 56 | $2,257 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 32 | $2,234 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 18 | $2,223 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 8 | $2,193 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 54 | $2,179 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 62 | $2,108 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 24 | $2,081 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 33 | $1,936 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 100 | $1,936 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 21 | $1,896 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 50 | $1,859 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 28 | $1,791 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 56 | $1,788 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 34 | $1,774 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 73 | $1,547 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 50 | $1,401 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 25 | $1,391 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 49 | $1,334 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 33 | $1,142 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3 | $1,050 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 40 | $971 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 50 | $850 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 11 | $816 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4 | $804 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 25 | $724 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 50 | $397 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 150 | $235 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 4 | $114 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 26 | $20 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 65 | $4 | dollars as filed | |
| ATLANTIC PWR & INFRASTRU | 04879A107 | Common Stock | 31 | $1 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-23-028870 | this filing | 2023-10-25 | acceptance time not in the bulk data set |