13F-HR filed by Next Capital Management LLC
Next Capital Management LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-18, with 115 holding rows worth $223,194,195.
- Accession
- 0001437749-23-028509
- Filer
- CIK 1752762
- Filed
- 2023-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 115 entries on the cover page, a total value of $223,194,195 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,194,195 with VALUE read as dollars as filed, 13F file number 028-19131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 1,811,695 | $25,150,866 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 49,407 | $21,220,268 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 154,128 | $19,592,751 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 963,176 | $14,129,795 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 24,823 | $8,893,761 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 52,855 | $6,804,589 | dollars as filed | |
| Apple Inc | 037833100 | COM | 34,825 | $5,962,422 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,328 | $5,202,038 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 372,214 | $5,002,556 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 590,327 | $4,854,038 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 74,296 | $4,781,002 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 16,837 | $4,478,473 | dollars as filed | |
| VTI | 922908769 | COM | 18,810 | $3,995,512 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 296,321 | $3,452,139 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 62,847 | $3,450,300 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 45,650 | $3,123,373 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 19,196 | $2,916,153 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,054 | $2,821,316 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 29,545 | $2,787,500 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 82,641 | $2,741,201 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 51,780 | $2,620,108 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 238,364 | $2,619,620 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 54,531 | $2,595,138 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 10,369 | $2,594,531 | dollars as filed | |
| TESLA INC | 88160R951 | PUT | 9,400 | $2,352,068 | dollars as filed | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,490 | $2,156,229 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 52,044 | $2,155,662 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,817 | $2,148,890 | dollars as filed | |
| IJH | 464287507 | COM | 8,590 | $2,142,219 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 9,723 | $1,909,826 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 7,579 | $1,780,382 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 32,281 | $1,619,860 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 14,104 | $1,511,153 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,530 | $1,466,618 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 32,763 | $1,344,265 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 152,705 | $1,177,882 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,595 | $1,166,885 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 93,219 | $1,147,525 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,541 | $1,086,226 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 17,483 | $1,076,952 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 14,224 | $1,076,187 | dollars as filed | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 200 | $1,062,954 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 27,557 | $1,045,788 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 6,462 | $1,033,467 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,918 | $1,032,157 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 17,450 | $976,851 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 18,318 | $936,416 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 33,496 | $884,964 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 9,824 | $881,802 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 50,351 | $869,561 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,429 | $866,711 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 70,612 | $828,984 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 2,608 | $823,704 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,925 | $798,682 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 5,204 | $675,479 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 7,038 | $651,578 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,366 | $645,504 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,869 | $634,245 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 66,704 | $630,352 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 6,894 | $629,766 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 13,838 | $613,576 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,992 | $601,902 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,586 | $600,123 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 31,165 | $588,083 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 11,000 | $570,900 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 8,000 | $507,440 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 63,896 | $505,417 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,827 | $497,510 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 12,487 | $464,891 | dollars as filed | |
| VWO | 922042858 | SHS | 11,768 | $461,423 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,800 | $449,424 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 8,975 | $447,762 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,500 | $439,320 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,987 | $438,357 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 27,520 | $423,532 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,685 | $423,428 | dollars as filed | |
| SCHD | 808524797 | COM | 5,768 | $408,143 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,045 | $407,048 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,075 | $405,438 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 39,784 | $384,711 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 19,594 | $376,008 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 826 | $363,596 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,512 | $361,560 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 3,141 | $348,839 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 2,462 | $339,583 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 10,500 | $328,335 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 54,800 | $321,676 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,752 | $316,246 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 10,941 | $316,194 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 830 | $313,408 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,123 | $312,612 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 14,557 | $302,785 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,744 | $295,433 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,250 | $286,937 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 11,500 | $284,740 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,500 | $260,865 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,750 | $260,855 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 1,742 | $256,788 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 18,275 | $254,388 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,656 | $253,726 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 18,146 | $234,083 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,500 | $231,960 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,596 | $229,983 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,904 | $228,765 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,370 | $226,241 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,331 | $220,951 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,750 | $211,370 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,166 | $161,199 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 14,265 | $157,770 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,818 | $111,533 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 24,295 | $110,299 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 31,503 | $97,029 | dollars as filed | |
| Wise Plc | G97229101 | COM | 11,116 | $93,241 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 100,049 | $56,927 | dollars as filed | |
| JUSHI HLDGS INC F | 48213Y107 | FGC | 15,000 | $12,598 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-23-028509 | this filing | 2023-10-18 | acceptance time not in the bulk data set |