13F-HR filed by Cutter & CO Brokerage, Inc.
Cutter & CO Brokerage, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-03, with 226 holding rows worth $269,068,000.
- Accession
- 0001437749-22-025737
- Filer
- CIK 1406995
- Filed
- 2022-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 226 entries on the cover page, a total value of $269,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,068,000 with VALUE read as thousands by filing date, 13F file number 028-12698. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 145,883 | $38,954,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 542,840 | $12,909,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 104,995 | $10,095,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 52,388 | $6,819,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 44,350 | $6,385,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,623 | $5,940,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,108 | $5,266,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 56,088 | $5,094,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 46,084 | $4,591,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 35,974 | $4,374,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 15,916 | $4,291,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 93,605 | $3,873,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 8,131 | $3,824,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 117,306 | $3,769,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 12,288 | $3,558,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,517 | $3,350,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,079 | $3,316,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 19,525 | $3,315,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 40,777 | $3,293,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 196,643 | $3,272,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 12,219 | $3,202,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 44,502 | $3,172,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 12,028 | $3,097,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 109,624 | $2,993,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 36,855 | $2,968,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,251 | $2,709,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 43,827 | $2,693,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,778 | $2,684,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 124,923 | $2,631,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 33,759 | $2,458,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 83,516 | $2,391,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 37,389 | $2,301,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 10,881 | $2,261,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,201 | $2,143,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 17,712 | $2,001,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,317 | $1,968,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 139,509 | $1,939,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 56,261 | $1,802,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,766 | $1,732,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,640 | $1,657,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 22,214 | $1,579,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 15,244 | $1,548,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 136,812 | $1,509,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,745 | $1,459,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 17,890 | $1,436,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,595 | $1,392,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 54,575 | $1,313,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,804 | $1,284,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 19,277 | $1,283,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 83,118 | $1,275,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 72,967 | $1,187,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 108,744 | $1,186,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 23,566 | $1,173,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,700 | $1,168,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,591,941 | $1,162,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,103 | $1,136,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 65,965 | $1,113,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 270,480 | $1,104,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 61,064 | $1,069,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 27,635 | $1,064,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,105 | $1,055,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,077 | $1,028,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,302 | $949,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,911 | $935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 12,869 | $924,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 13,648 | $911,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,928 | $870,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 10,369 | $856,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 17,545 | $834,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 762,932 | $832,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 2,959,832 | $799,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,150 | $796,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 32,948 | $795,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,840 | $784,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 23,227 | $751,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,680 | $748,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,014 | $656,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 17,415 | $641,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,477 | $634,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,567 | $628,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,412 | $627,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,908 | $624,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,112 | $620,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 25,504 | $593,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,326 | $569,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,476 | $558,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 48,334 | $556,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 8,879 | $553,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,549 | $540,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,320 | $540,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,322 | $536,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,744 | $532,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,443 | $529,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 12,787 | $525,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 90,500 | $523,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 22,800 | $522,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,182 | $521,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,720 | $515,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,557 | $507,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,051 | $496,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 37,275 | $483,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 21,525 | $483,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 42,277 | $474,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 406,529 | $468,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 10,519 | $466,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 8,509 | $466,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 838 | $423,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,643 | $414,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 21,533 | $410,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $406,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,199 | $404,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,919 | $398,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 14,343 | $394,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 204,650 | $389,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,949 | $388,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,369 | $388,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,405 | $385,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,123 | $385,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 22,125 | $379,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 28,712 | $378,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 737 | $374,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,365 | $370,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,933 | $368,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,468 | $366,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 13,588 | $362,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 930 | $359,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 7,300 | $359,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,261 | $358,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 21,396 | $357,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,378 | $356,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 8,900 | $356,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,740 | $353,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 21,255 | $351,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,356 | $351,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,444 | $351,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,185 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 14,577 | $341,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,197 | $332,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 24,751 | $330,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 20,740 | $329,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,696 | $327,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,520 | $327,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,855 | $323,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,818 | $323,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,182 | $322,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,783 | $318,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,202 | $312,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 29,800 | $309,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,900 | $296,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,015 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 6,542 | $284,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,076 | $281,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 169,578 | $276,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 851 | $275,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,365 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,311 | $265,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,466 | $265,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,340 | $261,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,617 | $260,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,197 | $258,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,080 | $258,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 16,560 | $258,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,538 | $257,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 28,500 | $253,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 11,960 | $247,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 6,900 | $243,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 36,600 | $242,000 | thousands by filing date | |
| ALPINE SUMMIT ENRGY PRTNRS INC CL A | 021009105 | COM | 46,500 | $237,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 26,000 | $233,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,441 | $229,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 24,600 | $228,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 16,169 | $227,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 73,400 | $227,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 6,800 | $224,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,912 | $222,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 21,300 | $219,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 5,997 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 8,508 | $216,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,562 | $215,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,050 | $214,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,172 | $213,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,250 | $213,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,153 | $207,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,025 | $207,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 15,825 | $207,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,000 | $206,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,101 | $205,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,580 | $204,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,307 | $202,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 11,970 | $202,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 9,391 | $200,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 15,182 | $188,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,075 | $155,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,400 | $154,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 75,416 | $152,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 64,700 | $151,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10,828 | $151,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,170 | $136,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 16,513 | $134,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27,100 | $133,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,682 | $131,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 13,350 | $130,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,193 | $130,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 109,100 | $128,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 45,945 | $119,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 56,700 | $104,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 23,100 | $91,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,010 | $78,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 27,500 | $76,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 12,369 | $71,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 15,500 | $69,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 10,000 | $58,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,905 | $54,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 49,300 | $49,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 21,777 | $49,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 19,800 | $34,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 16,570 | $30,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 198,400 | $28,000 | thousands by filing date | |
| ZENTEK LTD | 98942X102 | COM | 15,000 | $25,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,775 | $21,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 19,100 | $17,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 18,667 | $17,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 18,350 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,000 | $12,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,000 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 28,500 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-22-025737 | this filing | 2022-11-03 | acceptance time not in the bulk data set |