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13F-HR filed by Bay Harbor Wealth Management, LLC

Bay Harbor Wealth Management, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-02, with 199 holding rows worth $212,237,000.

Accession
0001437749-22-025523
Filed
2022-11-02
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2022

A holdings report, 199 entries on the cover page, a total value of $212,237,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,237,000 with VALUE read as thousands by filing date, 13F file number 028-19245. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerDana Investment Advisors, Inc. 028-13023
  • included managerState Street Global Advisors Trust Co. 028-18135

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ISHARES TR CORE S&P 500 ETF464287200SHS59,238$21,246,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS481,657$17,513,000thousands by filing date
Vanguard Growth922908736COM80,825$17,293,000thousands by filing date
Vanguard Value ETF922908744SHS128,680$15,889,000thousands by filing date
Vanguard Total International Bond Index Fund ETF92203J407SHS322,732$15,404,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS191,964$14,363,000thousands by filing date
ISHARES TR46435G425COM171,262$13,667,000thousands by filing date
iShares Core Total USD Bond Market ETF46434V613SHS305,126$13,578,000thousands by filing date
iShares U.S. Treasury Bond ETF46429B267SHS512,182$11,657,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C771SHS168,091$7,579,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS99,936$7,343,000thousands by filing date
VANGUARD BD INDEX FDS921937793LONG TERM BOND95,299$6,857,000thousands by filing date
VWO922042858SHS171,137$6,245,000thousands by filing date
iShares MSCI EAFE Value ETF464288877SHS126,906$4,890,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS27,636$4,723,000thousands by filing date
ISHARES MSCI EAFE GROWTH ETF464288885ETF63,304$4,593,000thousands by filing date
ISHARES INC464286533MSCI EMERG MRKT67,930$3,443,000thousands by filing date
iShares TIPS Bond ETF464287176SHS29,325$3,076,000thousands by filing date
ISHARES TR46429B663CORE HIGH DV ETF23,323$2,129,000thousands by filing date
iShares MBS ETF464288588SHS18,498$1,694,000thousands by filing date
ISHARES FALLEN ANGELS USD BOND ETF46435G474ETF67,831$1,621,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS18,147$1,582,000thousands by filing date
ISHARES TR46428865310-20 YR TRS ETF14,417$1,571,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS19,128$1,271,000thousands by filing date
ISHARES TR46435G102CONV BD ETF17,105$1,179,000thousands by filing date
SPDR SERIES TRUST78464A649ST STR AGGRE ETF43,422$1,083,000thousands by filing date
iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF46431W853SHS22,840$816,000thousands by filing date
VGT92204A702SHS2,495$769,000thousands by filing date
iShares U.S. Infrastructure ETF46435U713SHS17,046$550,000thousands by filing date
ISHARES TR464287796U.S. ENERGY ETF9,772$389,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS2,670$361,000thousands by filing date
ISHARES TR464289875CORE 40 MODE ETF8,740$320,000thousands by filing date
ISHARES TR464289883CORE 30 70 ETF8,453$276,000thousands by filing date
ISHARES INC46434G863COM9,001$249,000thousands by filing date
iShares Global Tech ETF464287291SHS5,597$236,000thousands by filing date
ISHARES U S ETF TR46431W648U.S. TECH INDEPD5,846$231,000thousands by filing date
Vanguard Consumer Discretionary ETF92204A108SHS949$224,000thousands by filing date
ISHARES TR464287523COM694$221,000thousands by filing date
SPY78462F103SHS609$218,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS2,036$209,000thousands by filing date
ISHARES TR464288281JPMORGAN USD EMG2,327$185,000thousands by filing date
Apple Inc037833100COM1,224$169,000thousands by filing date
ISHARES TR46432F388MSCI USA VALUE1,804$149,000thousands by filing date
iShares Core Aggressive Allocation ETF464289859SHS2,559$142,000thousands by filing date
Microsoft Corp594918104COM527$123,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM1,234$118,000thousands by filing date
Amazon.com, Inc023135106COM984$111,000thousands by filing date
iShares 0-5 Year High Yield Corporate Bond ETF46434V407COM2,789$111,000thousands by filing date
SPDR SER TR STATE STR SPDR PORT S&P 500 ETF78464A854SHS2,398$101,000thousands by filing date
CVS Health Corporation126650100COM976$93,000thousands by filing date
SSGA ACTIVE ETF TR78467V848ST STR TOTAL ETF2,262$91,000thousands by filing date
Merck & Co.,Inc.58933Y105COM1,004$87,000thousands by filing date
SPDW78463X889COM3,147$81,000thousands by filing date
UnitedHealth Group Inc91324P102COM158$80,000thousands by filing date
CDW CORP COM12514G108Stock504$79,000thousands by filing date
MCKESSON CORP COM58155Q103Stock232$79,000thousands by filing date
AbbVie,Inc.00287Y109COM575$77,000thousands by filing date
Accenture Plc Class AG1151C101COM283$73,000thousands by filing date
KEURIG DR PEPPER INC COM49271V100Stock2,014$73,000thousands by filing date
TE CONNECTIVITY LTDH84989104SHS657$73,000thousands by filing date
Bristol-Myers Squibb Company110122108COM990$70,000thousands by filing date
Morgan Stanley617446448COM890$70,000thousands by filing date
Visa Inc92826C839COM392$70,000thousands by filing date
ALLSTATE CORP COM020002101Stock560$70,000thousands by filing date
Deere & Company244199105COM203$68,000thousands by filing date
FISERV INC337738108COM726$68,000thousands by filing date
Walmart Inc.931142103COM526$68,000thousands by filing date
American Express Company025816109COM495$67,000thousands by filing date
D R HORTON INC COM23331A109Stock994$67,000thousands by filing date
ULTA BEAUTY INC COM90384S303Stock166$67,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM310$67,000thousands by filing date
INTERPUBLIC GROUP COS460690100COM2,617$67,000thousands by filing date
Analog Devices,Inc.032654105COM473$66,000thousands by filing date
Cisco Systems,Inc.17275R102COM1,654$66,000thousands by filing date
Wells Fargo & Company949746101COM1,648$66,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock1,700$65,000thousands by filing date
TAPESTRY INC COM876030107Stock2,273$65,000thousands by filing date
Bank of America Corp060505104COM2,111$64,000thousands by filing date
Mondelez International,Inc. Class A609207105COM1,143$63,000thousands by filing date
NextEra Energy,Inc.65339F101COM800$63,000thousands by filing date
Abbott Laboratories002824100COM640$62,000thousands by filing date
Home Depot, Inc437076102COM225$62,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock296$62,000thousands by filing date
DOVER CORP COM260003108Stock532$62,000thousands by filing date
STANLEY BLACK & DECKER INC COM854502101Stock807$61,000thousands by filing date
SPDR Bloomberg 1-3 Month T-Bill ETF78468R663SHS659$60,000thousands by filing date
ARK ETF TR00214Q104INNOVATION ETF1,560$59,000thousands by filing date
Verizon Communications Inc92343V104COM1,510$57,000thousands by filing date
PARKER-HANNIFIN CORP COM701094104Stock227$55,000thousands by filing date
EVERSOURCE ENERGY COM30040W108Stock705$55,000thousands by filing date
Comcast Corp20030N101COM1,798$53,000thousands by filing date
Broadcom Inc.11135F101COM118$52,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock460$52,000thousands by filing date
Adobe Inc00724F101COM185$51,000thousands by filing date
IRON MTN INC DEL COM46284V101REIT1,095$49,000thousands by filing date
DIMENSIONAL ETF TRUST25434V104US CORE EQT MKT1,919$48,000thousands by filing date
VTI922908769COM261$47,000thousands by filing date
ISHARES TR464289867CORE 60 BALA ETF1,023$46,000thousands by filing date
SPDR Portfolio S&P 600 Small Cap ETF78468R853SHS1,328$45,000thousands by filing date
NEWELL BRANDS INC COM651229106Stock3,146$44,000thousands by filing date
CHENIERE ENERGY INC COM NEW16411R208Stock258$43,000thousands by filing date
Energy Select Sector SPDR Fund81369Y506SHS590$42,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS1,399$42,000thousands by filing date
Utilities Select Sector SPDR Fund81369Y886SHS621$41,000thousands by filing date
AVERY DENNISON CORP COM053611109Stock255$41,000thousands by filing date
LAM RESEARCH CORP512807108COM112$41,000thousands by filing date
Raytheon Technologies Corporation75513E101COM494$40,000thousands by filing date
WORKDAY INC CL A98138H101Stock260$40,000thousands by filing date
ConocoPhillips20825C104COM372$39,000thousands by filing date
AT&T Inc00206R102COM2,379$36,000thousands by filing date
SPDR Portfolio Long Term Treasury ETF78464A664SHS1,141$34,000thousands by filing date
Vanguard High Dividend Yield ETF921946406SHS346$33,000thousands by filing date
INVESCO ACTVELY MNGD ETC FD46090F100OPTIMUM YIELD2,039$33,000thousands by filing date
SPDR Portfolio Emerging Markets ETF78463X509SHS1,017$32,000thousands by filing date
PACKAGING CORP AMER COM695156109Stock275$31,000thousands by filing date
GAMING & LEISURE P COM36467J108REIT693$31,000thousands by filing date
OVINTIV INC69047Q102COM672$31,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock476$29,000thousands by filing date
SPDR SERIES TRUST78468R861STATE STRET SPDR1,493$27,000thousands by filing date
SPDR Portfolio S&P 1500 Composite Stock Market ETF78464A805SHS560$25,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V282S&P500 EQL TEC105$24,000thousands by filing date
SSGA ACTIVE ETF TR78467V608BLACKSTONE SENR583$24,000thousands by filing date
American Tower Corporation03027X100COM96$21,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS175$21,000thousands by filing date
VAIL RESORTS INC COM91879Q109Stock97$21,000thousands by filing date
SPDR SERIES TRUST78464A672ST INTER ETF736$21,000thousands by filing date
iShares S&P Small-Cap 600 Value ETF464287879SHS238$20,000thousands by filing date
ALBEMARLE CORP012653101COM75$20,000thousands by filing date
Vanguard FTSE Pacific ETF922042866SHS333$19,000thousands by filing date
SPDR Portfolio S&P 400 Mid Cap ETF78464A847SHS481$19,000thousands by filing date
SPDR Bloomberg Emerging Markets Local Bond ETF78464A391SHS876$17,000thousands by filing date
iShares U.S. Technology ETF464287721SHS201$15,000thousands by filing date
DIMENSIONAL ETF TRUST25434V203INTL CORE EQT MK700$15,000thousands by filing date
SPDR INDEX SHS FDS78463X871ST INTL CAP ETF479$12,000thousands by filing date
DIMENSIONAL ETF TRUST25434V872CORE FIXE IN ETF235$10,000thousands by filing date
DIMENSIONAL ETF TRUST25434V864SHOR DUR FIX ETF212$10,000thousands by filing date
VANGUARD HEALTH CARE ETF92204A504ETF39$9,000thousands by filing date
SPDR INDEX SHS FDS78463X103ST STR EUROP ETF320$9,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM27$8,000thousands by filing date
INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF46137V357COM52$7,000thousands by filing date
PENN ENTERTAINMENT INC COM707569109Stock265$7,000thousands by filing date
WARNER BROS DISCOVERY INC COM SER A934423104Stock575$7,000thousands by filing date
VANECK ETF TRUST92189H805RARE EAR STR ETF86$7,000thousands by filing date
Palantir Technologies Inc. Class A69608A108COM689$6,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock65$6,000thousands by filing date
DIMENSIONAL ETF TRUST25434V302EMGR CRE EQT MNG319$6,000thousands by filing date
JPMorgan Chase & Co46625H100COM52$5,000thousands by filing date
Boeing Company097023105COM30$4,000thousands by filing date
META PLATFORMS INC CL A30303M102COM30$4,000thousands by filing date
Cigna Corporation125523100COM10$3,000thousands by filing date
Vanguard S&P 500 ETF922908363COM8$3,000thousands by filing date
SNOWFLAKE INC COM SHS833445109Stock18$3,000thousands by filing date
KRATOS DEFENSE & SEC SOLUTIO50077B207COM NEW325$3,000thousands by filing date
UNDER ARMOUR INC904311206CL C500$3,000thousands by filing date
NVIDIA Corp67066G104COM16$2,000thousands by filing date
Procter & Gamble Co742718109COM18$2,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS24$2,000thousands by filing date
COGNIZANT TECHNOLOGY SOLUTIONS CL A192446102Stock30$2,000thousands by filing date
WW GRAINGER INC COM384802104Stock4$2,000thousands by filing date
ZOETIS INC CL A98978V103Stock13$2,000thousands by filing date
DARLING INGREDIENTS INC COM237266101Stock27$2,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock10$2,000thousands by filing date
IQVIA HLDGS INC COM46266C105Stock12$2,000thousands by filing date
STERIS PLC SHS USDG8473T100Stock12$2,000thousands by filing date
CADENCE DESIGN SYSTEM INC COM127387108Stock12$2,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock61$2,000thousands by filing date
GENERAL MILLS INC COM370334104Stock29$2,000thousands by filing date
TRUIST FINL CORP COM89832Q109Stock43$2,000thousands by filing date
BEST BUY INC COM086516101Stock27$2,000thousands by filing date
HUMANA INC COM444859102Stock5$2,000thousands by filing date
ARK ETF TR00214Q708BLOC FIN INN ETF100$2,000thousands by filing date
ARK ETF TR00214Q203AUTNMUS TECHNLGY50$2,000thousands by filing date
DIMENSIONAL ETF TRUST25434V823US REAL ESTA ETF100$2,000thousands by filing date
ADVANCE AUTO PARTS INC00751Y106COM11$2,000thousands by filing date
HA SUSTAINABLE INFRA CAP INC41068X100COM63$2,000thousands by filing date
REGAL REXNORD CORPORATION758750103COM16$2,000thousands by filing date
HORIZON THERAPEUTICS PLCG46188101SHS28$2,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C599VNG RUS3000IDX10$2,000thousands by filing date
ARK ETF TR00214Q302GENOMIC REV ETF50$2,000thousands by filing date
ISHARES TR46435U366CMN50$2,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM20$1,000thousands by filing date
Tesla Motors, Inc88160R101COM3$1,000thousands by filing date
ISHARES TR464287689RUSSELL 3000 ETF3$1,000thousands by filing date
RIVIAN AUTOMOTIVE INC COM CL A76954A103Stock40$1,000thousands by filing date
ROBLOX CORP CL A771049103Stock25$1,000thousands by filing date
DROPBOX INC CL A26210C104Stock49$1,000thousands by filing date
QUANTUMSCAPE CORP COM CL A74767V109Stock130$1,000thousands by filing date
ARK ETF TR00214Q401NEXT GNRTN INTER26$1,000thousands by filing date
COUPANG INC22266T109CL A50$1,000thousands by filing date
ENVISTA HOLDINGS CORPORATION29415F104COM17$1,000thousands by filing date
LABORATORY CORP OF AMERICA50540R409COM NEW4$1,000thousands by filing date
NIKOLA CORP654110105COM150$1,000thousands by filing date
TWITTER INC90184L102COM30$1,000thousands by filing date
Coca-Cola Company191216100COM6$0thousands by filing dateValue filed as zero, left out of ratios.
ADVISORSHARES TR00768Y453PURE US CANNABIS50$0thousands by filing dateValue filed as zero, left out of ratios.
COLGATE PALMOLIVE CO COM194162103Stock2$0thousands by filing dateValue filed as zero, left out of ratios.
PIMCO ETF TR72201R775ACTIVE BD ETF1$0thousands by filing dateValue filed as zero, left out of ratios.
CANOPY GROWTH CORP138035100COM26$0thousands by filing dateValue filed as zero, left out of ratios.
ATLANTIC PWR & INFRASTRU04879A107Common Stock31$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001437749-22-025523this filing2022-11-02acceptance time not in the bulk data set