13F-HR filed by Bay Harbor Wealth Management, LLC
Bay Harbor Wealth Management, LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-05, with 192 holding rows worth $221,503,000.
- Accession
- 0001437749-22-019102
- Filer
- CIK 1767989
- Filed
- 2022-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 192 entries on the cover page, a total value of $221,503,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $221,503,000 with VALUE read as thousands by filing date, 13F file number 028-19245. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAstor Investor Management, LLC 028-16121
- included managerDana Investment Advisors, Inc. 028-13023
- included managerState Street Global Advisors Trust Co. 028-18135
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 55,577 | $21,072,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 466,995 | $19,053,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 704,473 | $18,563,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 79,601 | $17,742,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 125,445 | $16,544,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 167,052 | $14,016,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 258,295 | $12,796,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 248,155 | $11,619,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 151,172 | $11,608,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 318,544 | $7,613,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 165,081 | $6,876,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 153,897 | $6,679,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 133,628 | $6,389,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 78,589 | $6,102,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 75,179 | $5,993,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 27,631 | $4,866,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 64,361 | $3,568,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 31,124 | $3,545,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 42,491 | $3,420,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 22,537 | $2,263,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 83,158 | $2,047,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 19,015 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 12,116 | $1,456,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 13,830 | $1,348,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 16,493 | $1,158,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 16,612 | $1,152,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 29,236 | $1,114,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 21,692 | $888,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,495 | $815,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 16,779 | $571,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,670 | $383,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,740 | $341,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,672 | $300,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 9,125 | $295,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,097 | $279,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 715 | $271,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 5,846 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 694 | $243,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 949 | $216,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,460 | $198,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,837 | $166,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,928 | $164,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,187 | $162,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,556 | $153,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 63 | $137,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 525 | $135,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 981 | $104,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,572 | $104,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,516 | $101,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,006 | $93,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,004 | $92,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 595 | $91,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 977 | $91,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 169 | $87,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 574 | $84,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 661 | $84,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 528 | $83,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,910 | $80,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,035 | $79,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,510 | $77,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 392 | $77,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 2,398 | $75,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 946 | $75,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 338 | $75,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,602 | $72,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,143 | $71,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,054 | $71,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,698 | $71,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2,008 | $71,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 166 | $71,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 640 | $70,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,648 | $70,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,793 | $70,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,955 | $70,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 610 | $69,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 493 | $68,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 295 | $67,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,109 | $66,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 994 | $66,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 719 | $66,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,561 | $66,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 532 | $65,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 235 | $64,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 567 | $64,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 530 | $64,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,094 | $63,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 460 | $63,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 255 | $63,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 800 | $62,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,560 | $62,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 203 | $61,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,146 | $60,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 694 | $59,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 156 | $57,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 542 | $57,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 1,883 | $57,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 2,733 | $57,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,090 | $54,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 312 | $51,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 172 | $51,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 715 | $50,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 686 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 366 | $49,000 | thousands by filing date | |
| VTI | 922908769 | COM | 261 | $49,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 659 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,023 | $49,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 282 | $48,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 492 | $47,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,185 | $47,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,369 | $45,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 575 | $44,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 449 | $41,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,311 | $41,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 595 | $39,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,005 | $35,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 346 | $35,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,865 | $34,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 127 | $33,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 691 | $32,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 643 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 726 | $32,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 647 | $32,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 322 | $29,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 661 | $29,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 303 | $28,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 474 | $28,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 584 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,415 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 105 | $25,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 175 | $22,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 97 | $21,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 73 | $19,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 846 | $17,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 201 | $16,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 150 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 484 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 355 | $10,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 39 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 311 | $9,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 27 | $8,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 265 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 86 | $7,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 689 | $6,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 717 | $6,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 30 | $5,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 325 | $5,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 30 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 500 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 46 | $4,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18 | $3,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8 | $3,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 24 | $3,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 18 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 50 | $3,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7 | $2,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 39 | $2,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 16 | $2,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 13 | $2,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 27 | $2,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10 | $2,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 11 | $2,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14 | $2,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 60 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 30 | $2,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 39 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 100 | $2,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 11 | $2,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 62 | $2,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 53 | $2,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 16 | $2,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 33 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 50 | $2,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 50 | $1,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 40 | $1,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 25 | $1,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 49 | $1,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 130 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 26 | $1,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 50 | $1,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 50 | $1,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4 | $1,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 150 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 30 | $1,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-22-019102 | this filing | 2022-08-05 | acceptance time not in the bulk data set |