13F-HR filed by MBL Wealth, LLC
MBL Wealth, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-25, with 74 holding rows worth $289,146,000.
- Accession
- 0001437749-21-024215
- Filer
- CIK 1845785
- Filed
- 2021-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 74 entries on the cover page, a total value of $289,146,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,146,000 with VALUE read as thousands by filing date, 13F file number 028-20875. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBaird Financial Group, Inc. 028-16981
- included managerCapital Wealth Planning, LLC 028-15439
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerMBL Advisors 028-20875
- included managerParametric Portfolio Associates LLC 028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 103,696 | $44,500,000 | thousands by filing date | |
| IJH | 464287507 | COM | 64,364 | $16,932,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 247,333 | $15,275,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 200,383 | $14,878,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 253,611 | $13,010,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 115,614 | $12,624,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 178,683 | $9,125,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 222,905 | $8,410,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 422,247 | $7,372,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 219,075 | $7,154,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 257,717 | $6,989,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 140,870 | $6,982,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 136,644 | $6,947,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 248,930 | $6,938,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 344,045 | $5,893,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 64,745 | $5,305,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 78,197 | $5,225,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 36,441 | $5,156,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 28,574 | $4,281,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 117,547 | $4,105,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 114,624 | $4,025,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 137,720 | $3,928,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 130,174 | $3,861,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,455 | $3,793,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 70,597 | $3,411,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 87,752 | $3,324,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 57,288 | $3,229,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 28,125 | $3,025,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 41,470 | $3,020,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,065 | $2,847,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11,795 | $2,793,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,905 | $2,703,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 29,390 | $2,653,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 43,211 | $2,620,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 14,453 | $2,538,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 24,090 | $2,506,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 728 | $2,392,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,088 | $2,192,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,044 | $2,142,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 16,079 | $2,118,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 26,203 | $1,926,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 15,092 | $1,536,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 96,745 | $1,502,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 13,986 | $1,279,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 11,055 | $1,222,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 81,957 | $1,164,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,747 | $1,008,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,165 | $858,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 11,350 | $843,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 42,000 | $811,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 93,328 | $717,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 11,631 | $714,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 33,494 | $705,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 12,965 | $696,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 19,200 | $682,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,540 | $679,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,091 | $670,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 23,041 | $585,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,386 | $565,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 12,205 | $551,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 14,960 | $510,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 19,005 | $475,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,479 | $451,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 30,000 | $440,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,560 | $422,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 50,000 | $407,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 11,500 | $285,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,285 | $283,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 20,554 | $239,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 10,000 | $220,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 10,000 | $193,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 20,000 | $138,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 86,240 | $83,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 21,283 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-21-024215 | this filing | 2021-10-25 | acceptance time not in the bulk data set |