13F-HR filed by Next Capital Management LLC
Next Capital Management LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-19, with 103 holding rows worth $137,718,000.
- Accession
- 0001437749-21-023880
- Filer
- CIK 1752762
- Filed
- 2021-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 103 entries on the cover page, a total value of $137,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $137,718,000 with VALUE read as thousands by filing date, 13F file number 028-19131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 32,558 | $14,027,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 24,667 | $8,830,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 214,692 | $8,057,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 39,019 | $5,521,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 306,946 | $4,850,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 32,541 | $4,142,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,459 | $4,099,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,000 | $3,733,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 35,065 | $3,648,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 221,041 | $3,495,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 302,016 | $3,016,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 7,880 | $2,967,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,445 | $2,856,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 269,183 | $2,711,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 26,990 | $2,702,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 535,853 | $2,438,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,708 | $2,377,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,284 | $2,215,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 156,530 | $2,091,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 347,443 | $2,035,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 144,857 | $2,003,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 129,538 | $1,956,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,530 | $1,779,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 21,946 | $1,630,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,224 | $1,448,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,059 | $1,418,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 99,496 | $1,378,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 25,605 | $1,299,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 45,653 | $1,290,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,873 | $1,282,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,109 | $1,235,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,039 | $1,179,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 355 | $1,166,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 17,483 | $1,064,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,673 | $1,054,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 13,855 | $1,024,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 9,148 | $1,011,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,160 | $922,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,450 | $916,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,247 | $915,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,429 | $890,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 200 | $823,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,305 | $793,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 31,501 | $746,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,000 | $728,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 54,800 | $697,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,433 | $662,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,780 | $659,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,160 | $658,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 13,080 | $632,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,858 | $625,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,225 | $610,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 39,784 | $586,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,029 | $585,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 14,718 | $582,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,365 | $578,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,342 | $576,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,894 | $545,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 27,520 | $526,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 196 | $524,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,450 | $499,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,254 | $471,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,975 | $456,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 30,038 | $456,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,123 | $451,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 70,619 | $428,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,370 | $426,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 147 | $392,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,000 | $387,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,567 | $382,000 | thousands by filing date | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 13,421 | $381,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 19,793 | $354,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,165 | $350,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,500 | $338,000 | thousands by filing date | |
| RREEF PROPERTY TRUST INC CLASS I | 74972X205 | RET | 21,429 | $338,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 12,355 | $335,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,573 | $330,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 21,535 | $328,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,620 | $326,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 9,223 | $312,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 13,708 | $299,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,723 | $298,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,000 | $289,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 28,597 | $282,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,649 | $280,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,000 | $280,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 500 | $270,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,794 | $264,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,412 | $256,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,500 | $248,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,750 | $248,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,331 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,917 | $230,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 373 | $228,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 8,820 | $227,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,794 | $219,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,900 | $214,000 | thousands by filing date | |
| THYSSENKRUPP AG-SPON ADR | 88629Q207 | COM | 20,000 | $211,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F125 | UNIT 01/18/2024 | 18,415 | $193,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,818 | $186,000 | thousands by filing date | |
| JUSHI HLDGS INC F | 48213Y107 | FGC | 25,000 | $106,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 37,500 | $74,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 13,083 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-21-023880 | this filing | 2021-10-19 | acceptance time not in the bulk data set |