13F-HR filed by Global Wealth Management Investment Advisory, Inc.
Global Wealth Management Investment Advisory, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 478 holding rows worth $231,178,000.
- Accession
- 0001437749-20-023966
- Filer
- CIK 1767855
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 478 entries on the cover page, a total value of $231,178,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,178,000 with VALUE read as thousands by filing date, 13F file number 028-19306. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 92,039 | $11,171,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 165,147 | $8,963,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 137,860 | $8,379,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 149,389 | $7,629,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65,229 | $7,554,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 120,004 | $6,336,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 77,389 | $6,263,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 98,861 | $5,959,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 16,685 | $5,607,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 41,303 | $4,876,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 81,067 | $4,717,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 53,517 | $4,490,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 80,843 | $4,214,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 16,251 | $3,699,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,385 | $3,657,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 12,680 | $3,523,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 43,329 | $3,503,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 86,023 | $3,471,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 52,848 | $3,257,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 78,280 | $3,202,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 53,442 | $3,179,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 43,462 | $3,063,000 | thousands by filing date | |
| IJH | 464287507 | COM | 16,338 | $3,028,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 28,663 | $2,996,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,505 | $2,917,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,343 | $2,825,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 97,778 | $2,788,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 30,308 | $2,724,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 106,401 | $2,563,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 19,536 | $2,363,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 32,882 | $2,309,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 61,526 | $2,258,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 14,078 | $2,216,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 24,142 | $2,138,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,498 | $2,083,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 72,500 | $2,068,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 36,799 | $1,995,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 23,912 | $1,986,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,534 | $1,982,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 8,814 | $1,963,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 24,373 | $1,924,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 37,960 | $1,874,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 10,614 | $1,835,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 29,477 | $1,830,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 48,255 | $1,816,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 41,384 | $1,784,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 42,412 | $1,780,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 27,756 | $1,686,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,517 | $1,675,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,221 | $1,671,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,069 | $1,661,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,018 | $1,627,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 29,672 | $1,626,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 32,068 | $1,509,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 15,133 | $1,508,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,835 | $1,506,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 17,217 | $1,479,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,807 | $1,466,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,332 | $1,446,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,117 | $1,426,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,020 | $1,387,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 49,196 | $1,378,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 39,947 | $1,371,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 21,611 | $1,305,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 71,963 | $1,256,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 23,222 | $1,251,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,474 | $979,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 302 | $951,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,809 | $944,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8,441 | $944,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 21,744 | $940,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,415 | $858,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,487 | $814,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,747 | $782,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,955 | $774,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 747 | $764,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,134 | $761,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,618 | $730,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,664 | $591,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,928 | $535,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,246 | $535,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,101 | $534,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,295 | $464,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,352 | $463,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 913 | $457,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,814 | $416,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,184 | $414,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,949 | $404,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,602 | $392,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,791 | $391,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,272 | $385,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,312 | $379,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 18,742 | $352,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,446 | $345,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,416 | $329,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,838 | $318,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,896 | $314,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 8,065 | $294,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 7,061 | $290,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,270 | $273,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,944 | $273,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 518 | $269,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 175 | $257,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,658 | $219,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,177 | $197,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,397 | $174,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,150 | $172,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 853 | $171,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,450 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 7,540 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,988 | $162,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,472 | $159,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,500 | $153,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 685 | $146,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 800 | $142,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,175 | $137,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,440 | $137,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,283 | $136,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 885 | $130,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,157 | $126,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 607 | $125,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,421 | $124,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,587 | $119,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,107 | $118,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 786 | $117,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 341 | $115,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 811 | $113,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 6,983 | $111,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 715 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,127 | $106,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 348 | $102,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 215 | $101,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,188 | $97,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,825 | $95,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,032 | $94,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,165 | $94,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 565 | $93,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,711 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,908 | $88,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,860 | $87,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 518 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,578 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,288 | $82,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 6,150 | $81,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,400 | $80,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 707 | $80,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 2,573 | $77,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 9,138 | $76,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 749 | $75,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 4,716 | $75,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1,426 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,298 | $74,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,037 | $73,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 7,475 | $73,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 4,287 | $73,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 2,573 | $72,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 2,066 | $71,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,144 | $71,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 497 | $70,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,063 | $69,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,307 | $65,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,332 | $64,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,325 | $62,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,564 | $62,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,506 | $62,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,068 | $61,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,912 | $61,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 365 | $60,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 830 | $60,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 1,694 | $57,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 673 | $56,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 862 | $56,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 853 | $55,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,080 | $53,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35 | $51,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 153 | $51,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 899 | $50,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,035 | $50,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 938 | $49,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,432 | $49,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 217 | $48,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 107 | $48,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 325 | $47,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,571 | $47,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $44,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 835 | $44,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 680 | $44,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 550 | $43,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,365 | $42,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 660 | $41,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 230 | $37,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,371 | $37,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 970 | $36,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 510 | $36,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $34,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 425 | $34,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,155 | $34,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 82 | $31,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 393 | $31,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 243 | $30,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 860 | $30,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,003 | $30,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 123 | $30,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 59 | $29,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 350 | $29,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,941 | $29,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 206 | $28,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 180 | $28,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 475 | $28,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 185 | $28,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 460 | $27,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 322 | $26,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 575 | $26,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,230 | $26,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 235 | $25,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 697 | $25,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 80 | $25,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 683 | $24,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 212 | $24,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 400 | $23,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 73 | $22,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $21,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 259 | $20,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 101 | $20,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 63 | $20,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,150 | $20,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 325 | $20,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 690 | $20,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 110 | $20,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 350 | $19,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 326 | $19,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 75 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 205 | $19,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 135 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 96 | $18,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,515 | $18,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 277 | $17,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 84 | $17,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,627 | $17,000 | thousands by filing date | |
| VTI | 922908769 | COM | 95 | $16,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 350 | $16,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 572 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 214 | $16,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 498 | $15,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 250 | $15,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 96 | $15,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 4,848 | $15,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 413 | $14,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 470 | $14,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 576 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 320 | $14,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 465 | $14,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 205 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 170 | $14,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 250 | $14,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 473 | $13,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 52 | $13,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 120 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 137 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 375 | $13,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 45 | $13,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 1,080 | $13,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 40 | $12,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 43 | $12,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 270 | $12,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 177 | $11,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 280 | $11,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 50 | $11,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 217 | $11,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 400 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 754 | $11,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 650 | $11,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,000 | $11,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 30 | $10,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 27 | $10,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 143 | $10,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 277 | $10,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 401 | $10,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 135 | $9,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 109 | $9,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 103 | $9,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 143 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 342 | $9,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 388 | $9,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,511 | $9,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 750 | $9,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 100 | $9,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 50 | $9,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 157 | $8,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 225 | $8,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 70 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 72 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 53 | $8,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 74 | $8,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 500 | $8,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 380 | $8,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 186 | $8,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,200 | $7,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 460 | $7,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 25 | $7,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 80 | $7,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 105 | $7,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $7,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 598 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,209 | $7,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 562 | $7,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $7,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 173 | $7,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 200 | $7,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 284 | $7,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 100 | $6,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 665 | $6,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 100 | $6,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $6,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 50 | $6,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 581 | $6,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 130 | $6,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 211 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 67 | $6,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,000 | $6,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 185 | $6,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 600 | $6,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 86 | $5,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 11 | $5,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 64 | $5,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 200 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 45 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 719 | $5,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 64 | $5,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 27 | $5,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 500 | $5,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 45 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 80 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 750 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 75 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 144 | $5,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 15 | $5,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 365 | $5,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 60 | $4,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $4,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 102 | $4,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 150 | $4,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 17 | $4,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 20 | $4,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 130 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 326 | $4,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 50 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 80 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 79 | $4,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,000 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 145 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 400 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 750 | $4,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 235 | $4,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 50 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 110 | $4,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 300 | $4,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 15 | $3,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 77 | $3,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 28 | $3,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 23 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 77 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 75 | $3,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 28 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 44 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 245 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 145 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 238 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 136 | $3,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 150 | $3,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 150 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 300 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 40 | $3,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 150 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 37 | $2,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 57 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12 | $2,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 10 | $2,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 575 | $2,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 85 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 37 | $2,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 30 | $2,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 429 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 31 | $2,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 34 | $2,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 56 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 66 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 78 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 25 | $2,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 112 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 205 | $2,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 60 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 250 | $2,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 36 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 98 | $2,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 150 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 800 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 60 | $2,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 88 | $2,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 105 | $2,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 250 | $2,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11 | $1,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6 | $1,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22 | $1,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 21 | $1,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 17 | $1,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 40 | $1,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 735 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 23 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 60 | $1,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 35 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 11 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 17 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 25 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 167 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 50 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 33 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 75 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 12 | $1,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 24 | $1,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 16 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 116 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 54 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 25 | $1,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 50 | $1,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 33 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 21 | $1,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 90 | $1,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 1,000 | $1,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALYS INC COM | 74758T303 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEO GROUP INC NEW | 36162J106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEYOND MEAT INC | 08862E109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS DY COM NPV | 12811V105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-20-023966 | this filing | 2020-11-16 | acceptance time not in the bulk data set |