13F-HR filed by Lake Point Wealth Management
Lake Point Wealth Management filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-18, with 464 holding rows worth $113,626,000.
- Accession
- 0001437749-20-011142
- Filer
- CIK 1768068
- Filed
- 2020-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 472 entries on the cover page, a total value of $113,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,626,000 with VALUE read as thousands by filing date, 13F file number 028-19428. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 98,560 | $25,468,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 940,665 | $14,176,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 344,904 | $12,503,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 96,172 | $11,095,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 216,157 | $10,916,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 123,651 | $7,765,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 246,426 | $7,016,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 38,491 | $4,443,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 88,236 | $3,571,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 30,484 | $3,240,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 55,659 | $2,944,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 31,621 | $1,809,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,083 | $1,127,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,885 | $647,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,356 | $344,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,332 | $339,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,378 | $326,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,457 | $295,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 6,052 | $273,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $272,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 131 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,112 | $239,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,556 | $220,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,156 | $208,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,179 | $166,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 1,000 | $148,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 709 | $130,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 777 | $123,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,500 | $114,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,200 | $108,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 698 | $80,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,226 | $73,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,700 | $72,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,864 | $71,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,795 | $69,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,000 | $69,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,000 | $66,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 8,215 | $63,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 504 | $60,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 510 | $58,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 366 | $55,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,510 | $52,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 856 | $50,000 | thousands by filing date | |
| 44107J108 | 44107J108 | Equity | 5,473 | $50,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 647 | $48,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,523 | $44,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,314 | $44,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 900 | $43,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 518 | $40,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 286 | $38,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 143 | $38,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,799 | $38,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,840 | $38,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 272 | $37,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,721 | $37,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 475 | $36,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 215 | $36,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,099 | $36,000 | thousands by filing date | |
| VTI | 922908769 | COM | 280 | $36,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 169 | $34,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 205 | $34,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 260 | $34,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 400 | $34,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,687 | $33,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 61 | $32,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 433 | $31,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 574 | $31,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 776 | $30,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 163 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 559 | $30,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 175 | $29,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 101 | $24,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 330 | $24,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 900 | $23,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,350 | $23,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 410 | $23,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 3,658 | $23,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 114 | $22,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 215 | $21,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 270 | $20,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 128 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 197 | $19,000 | thousands by filing date | |
| IJH | 464287507 | COM | 126 | $18,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,048 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 467 | $18,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 40 | $17,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 735 | $17,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 329 | $16,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,000 | $16,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 348 | $15,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,850 | $14,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 3,598 | $14,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 107 | $14,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 51 | $13,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 140 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 326 | $13,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 101 | $12,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 48 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 500 | $12,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 461 | $12,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 207 | $11,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 206 | $11,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,000 | $11,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 255 | $11,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 205 | $10,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 75 | $10,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 212 | $10,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,503 | $10,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 128 | $10,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 180 | $9,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 59 | $9,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 30 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 115 | $9,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 179 | $9,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 6 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 111 | $8,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 33 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $8,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,500 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 126 | $8,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 238 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,041 | $8,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 324 | $8,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,325 | $8,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,120 | $8,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $8,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 83 | $8,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 90 | $7,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 332 | $7,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 107 | $7,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 75 | $7,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 77 | $7,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 590 | $7,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 65 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 552 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 73 | $7,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,900 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 198 | $7,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 3 | $7,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,352 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 108 | $6,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 127 | $6,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 20 | $6,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 103 | $6,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 115 | $6,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 130 | $6,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 64 | $6,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 65 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 189 | $6,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 114 | $6,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 300 | $6,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 45 | $6,000 | thousands by filing date | |
| ALLY FINL INC | 02005N950 | PUT | 5 | $6,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 168 | $5,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 218 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 39 | $5,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 70 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 109 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 200 | $5,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 53 | $5,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 15 | $5,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 291 | $5,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 350 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 66 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 55 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 103 | $5,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 55 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,528 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 203 | $5,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 20 | $4,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 23 | $4,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 126 | $4,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 18 | $4,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 90 | $4,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 50 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 156 | $4,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 33 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50 | $4,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 45 | $4,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 72 | $4,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 70 | $4,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 170 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 53 | $4,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 95 | $4,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 72 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 67 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 42 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 139 | $4,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70 | $4,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 298 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 61 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 74 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 35 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 75 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 43 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 73 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 118 | $4,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 75 | $4,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 130 | $4,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 142 | $4,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 635 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 193 | $4,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 110 | $4,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 920 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 500 | $4,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236951 | COM | 4 | $4,000 | thousands by filing date | put |
| NSUS FLOAT PERP NUSTAR ENERGY | 67058H300 | PFD | 456 | $4,000 | thousands by filing date | |
| N1 LIQUIDATING TRUST | 629511106 | REIT | 9,576 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 60 | $3,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 24 | $3,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 35 | $3,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20 | $3,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30 | $3,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 44 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 50 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,117 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 35 | $3,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 70 | $3,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 30 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 40 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $3,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 131 | $3,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 40 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 206 | $3,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 217 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 34 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 30 | $3,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 58 | $3,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 244 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 53 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 105 | $3,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 150 | $3,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 142 | $3,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 403 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 107 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 354 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 130 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 59 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 3 | $3,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G952 | CALL | 1 | $3,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 14,500 | $3,000 | thousands by filing date | |
| AXA EQUITABLE | 054561905 | COM | 200 | $3,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 74 | $2,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 18 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 50 | $2,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 17 | $2,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 15 | $2,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 20 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 19 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $2,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 75 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 57 | $2,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 183 | $2,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 20 | $2,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 75 | $2,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 513 | $2,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 15 | $2,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 50 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 20 | $2,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 50 | $2,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 45 | $2,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 20 | $2,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 80 | $2,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 19 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 81 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 61 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 66 | $2,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 40 | $2,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 30 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 400 | $2,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $2,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 75 | $2,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 350 | $2,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 100 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $2,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 60 | $2,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 80 | $2,000 | thousands by filing date | |
| CIT GROUP INC | 125581951 | COM | 1 | $2,000 | thousands by filing date | put |
| VIACOMCBS INC | 92556H957 | PUT | 1 | $2,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 6 | $1,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 34 | $1,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 69 | $1,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 15 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 36 | $1,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 38 | $1,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 23 | $1,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 34 | $1,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30 | $1,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4 | $1,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 10 | $1,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10 | $1,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 30 | $1,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 50 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 40 | $1,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 20 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 300 | $1,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 39 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 20 | $1,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 10 | $1,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 45 | $1,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 50 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 108 | $1,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 45 | $1,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 100 | $1,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 60 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 75 | $1,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 90 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 125 | $1,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 5 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 10 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 13 | $1,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11 | $1,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 61 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 30 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 26 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $1,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 20 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 250 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 200 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 30 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 120 | $1,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 20 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 40 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 50 | $1,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 50 | $1,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 50 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 300 | $1,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 20 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 23 | $1,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 100 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 200 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 18 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 33 | $1,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 31 | $1,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 56 | $1,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 40 | $1,000 | thousands by filing date | |
| CHARLOTTES WEB HLDGS I F | 16106R109 | Equity | 125 | $1,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 400 | $1,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 200 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 3 | $1,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 182 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 623 | $1,000 | thousands by filing date | |
| ASSURED GUARANTY LTD | G0585R906 | CALL | 9 | $1,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 232 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 200 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,000 | $1,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246951 | COM | 1 | $1,000 | thousands by filing date | put |
| VENUS CONCEPT INC | 92332W105 | COM | 200 | $1,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 50 | $1,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 125 | $1,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN CMNTYS INC COM | 866674104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNAPTICS INC COM | 87157D109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NISOURCE INC COM | 65473P105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B & G FOODS INC | 05508R106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANGER INC | 875465106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WADDELL & REED FINL INC | 930059100 | CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BJS RESTAURANTS INC | 09180C106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMER CORP | 060505954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MOUNTAIN HIGH BRANDS INC NEW | 77471R207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUS MEDICAL INC | 639050103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AT&T INC | 00206R952 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T INC | 00206R902 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLEVELAND-CLIFFS INC NEW | 185899901 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTRIA GROUP INC | 02209S903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISNEY WALT CO | 254687956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BARCLAYS PLC | 06738E904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS PLC | 06738E954 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N903 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRELII INC | 357051101 | COM | 560 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700906 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telephone & Data Sys 6.625% Pfd | 879433852 | Preferred Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WELLS FARGO | 949746655 | PFD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TILT HLDGS INC F | 88688R104 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hive Blockchain Technologies L | 43366H100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAFTECH INTL LTD | 384313958 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECIBEL CANNABIS CO INC | 243437100 | Common Stocks | 1,596 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Weatherford Intl Warrants Exp | G48833126 | WT | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD HEMP INC COM | 38209G103 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIENT TECHNOLOGIES INC COM | 75034P106 | Common Stock | 455 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP COM | 165167743 | Stock | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED CANNABIS | 451063101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-20-011142 | this filing | 2020-05-18 | acceptance time not in the bulk data set |