13F-HR filed by Cutter & CO Brokerage, Inc.
Cutter & CO Brokerage, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-05, with 235 holding rows worth $265,236,000.
- Accession
- 0001437749-20-009379
- Filer
- CIK 1406995
- Filed
- 2020-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 235 entries on the cover page, a total value of $265,236,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,236,000 with VALUE read as thousands by filing date, 13F file number 028-12698. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 111,362 | $20,360,000 | thousands by filing date | |
| Symrise AG | D827A1108 | ADR | 81,750 | $7,744,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 122,250 | $7,457,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 170,332 | $7,411,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 53,927 | $6,447,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 403,872 | $5,775,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,746 | $5,519,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 127,793 | $5,442,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 320,100 | $4,456,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 106,942 | $4,353,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 61,347 | $4,267,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 212,891 | $3,985,000 | thousands by filing date | |
| CHUGAI PHARMACEUTICALS CO LTD | 171269103 | COM | 17,305 | $3,940,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 52,151 | $3,891,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 286,262 | $3,842,000 | thousands by filing date | |
| LAFARGEHOLCIM LTD | H4768E105 | COM | 102,092 | $3,777,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 26,725 | $3,774,000 | thousands by filing date | |
| CHR HANSEN HOLDING -SPON ADR | 12545M207 | COM | 192,445 | $3,593,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 39,627 | $3,574,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 56,443 | $3,398,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 145,575 | $3,085,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 23,986 | $3,051,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 248,985 | $3,000,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 106,100 | $2,987,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,679 | $2,970,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,447 | $2,936,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 22,606 | $2,874,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 34,955 | $2,855,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,802 | $2,833,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,653 | $2,778,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 94,759 | $2,762,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 48,686 | $2,714,000 | thousands by filing date | |
| Groupe Bruxelles Lambert S.A. | B4746J115 | COM | 34,360 | $2,680,000 | thousands by filing date | |
| TRANSALTA RENEWABLES INC | 893463109 | COM | 241,870 | $2,523,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,223,525 | $2,508,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 24,707 | $2,439,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 13,226 | $2,288,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,016 | $2,259,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 133,352 | $2,235,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 10,814 | $2,174,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7,893 | $2,156,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 27,354 | $2,065,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 58,829 | $1,997,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 34,668 | $1,922,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 71,227 | $1,912,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 37,126 | $1,900,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 33,386 | $1,882,000 | thousands by filing date | |
| BOLLORE | F10659260 | SHS NEW | 705,454 | $1,869,000 | thousands by filing date | |
| CORBION NV | 218333102 | COM | 60,450 | $1,746,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 10,057 | $1,709,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 33,810 | $1,708,000 | thousands by filing date | |
| Croda | g25536155 | COM | 31,291 | $1,596,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,750 | $1,362,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 54,550 | $1,307,000 | thousands by filing date | |
| ALTAGAS LTD | 021361100 | COM | 140,130 | $1,264,000 | thousands by filing date | |
| CORNING NATURAL GAS HOLDING CO | 219387107 | COM | 81,430 | $1,262,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,451 | $1,255,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 34,846 | $1,216,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 485,600 | $1,176,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 20,868 | $1,158,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 26,225 | $1,158,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 42,424 | $1,156,000 | thousands by filing date | |
| IMCD GRP NV | N4447S106 | COM | 16,090 | $1,154,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,776 | $1,146,000 | thousands by filing date | |
| Kerry Group PLC | G52416107 | Ordinary Shares | 10,235 | $1,136,000 | thousands by filing date | |
| PROBI AB | W6740R131 | COM | 69,560 | $1,130,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,242 | $1,093,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,392 | $1,084,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 30,164 | $1,074,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 95,386 | $1,032,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,515 | $1,028,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 11,289 | $968,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 14,775 | $946,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 202,610 | $933,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 69,076 | $913,000 | thousands by filing date | |
| Lanxess Ag Ord F | d5032b102 | COM | 22,385 | $890,000 | thousands by filing date | |
| FAIRFAX INDIA | 303897102 | COM | 134,770 | $885,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 151,117 | $848,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,975 | $822,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 36,545 | $821,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 149,461 | $785,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 20,949 | $764,000 | thousands by filing date | |
| C C GROUP PLC | 124651100 | COM | 111,020 | $764,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,220 | $740,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,678 | $700,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 53,090 | $699,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,126 | $685,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 62,247 | $671,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,567 | $666,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,147 | $661,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,781 | $659,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 33,124 | $640,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 10,665 | $630,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,756 | $624,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,075 | $621,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 15,810 | $588,000 | thousands by filing date | |
| Tomra Systems ASA | 889905204 | ADR | 20,450 | $579,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 9,675 | $575,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,759 | $556,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 11,507 | $552,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,676 | $547,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 30,448 | $546,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 211,543 | $544,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,380 | $537,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,517 | $524,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,348 | $506,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,323 | $500,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 9,876 | $494,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 37,730 | $492,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 21,125 | $489,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 53,202 | $486,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,150 | $479,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,909 | $471,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,898 | $465,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 230 | $448,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,421 | $438,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,691 | $438,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 11,559 | $429,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,087,500 | $424,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,444 | $412,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 88,620 | $408,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,728 | $402,000 | thousands by filing date | |
| PARTNERRE LT 5.875 PFD | G68603151 | COM | 17,130 | $401,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 20,949 | $395,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 28,340 | $387,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,364 | $385,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,601 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 14,715 | $378,000 | thousands by filing date | |
| AUMANN AG | D0R9AW106 | COM | 46,165 | $377,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,670 | $374,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 9,958 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 14,243 | $367,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 18,271 | $363,000 | thousands by filing date | |
| Kkr & Co. Inc. Pfd | 48251W302 | PFDs, REITs, | 14,300 | $355,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 8,519 | $350,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 29,725 | $349,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,460 | $332,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,998 | $330,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 12,572 | $329,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 78,813 | $329,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,137 | $321,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,360 | $319,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,441 | $316,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,804 | $314,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 41,208 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,172 | $298,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 19,850 | $298,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,658 | $295,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 60,532 | $292,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,933 | $287,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,489 | $287,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,565 | $285,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,765 | $283,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,638 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,230 | $276,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $272,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,279 | $271,000 | thousands by filing date | |
| BUTLER NATIONAL CORP | 123720104 | COMM | 621,136 | $267,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,190 | $266,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,553 | $264,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,934 | $263,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 12,082 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,410 | $258,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,036 | $252,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,446 | $250,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,840 | $249,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,122 | $244,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 21,800 | $244,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,620 | $241,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,361 | $235,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,092 | $230,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,957 | $229,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,527 | $228,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 931 | $225,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 2,180 | $225,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,817 | $220,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 6,027 | $217,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,473 | $213,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 8,058 | $212,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 16,650 | $211,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 14,180 | $211,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,130 | $210,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,408 | $208,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,867 | $207,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,265 | $205,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,208 | $201,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 35,164 | $186,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 113,200 | $186,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 11,926 | $179,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 23,097 | $177,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17,550 | $173,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 22,389 | $169,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,781 | $162,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 78,300 | $160,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 13,783 | $141,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 16,465 | $137,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,193 | $134,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 25,741 | $133,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 11,400 | $127,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 35,000 | $114,000 | thousands by filing date | |
| TEMPLETON GLOBAL SMALLER COMP A | 88022L102 | NTF EQUITY FUNDS | 16,132 | $108,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,700 | $106,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 136,100 | $102,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 70,751 | $101,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,808 | $98,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,604 | $92,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 20,323 | $83,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,671 | $74,000 | thousands by filing date | |
| MEGGITT PLC ORD F | G59640105 | COM | 21,050 | $70,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 29,013 | $62,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 32,800 | $60,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,675 | $58,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 21,827 | $55,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 13,125 | $48,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 25,029 | $44,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,519 | $43,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 50,000 | $39,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,000 | $37,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,102 | $36,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 50,000 | $28,000 | thousands by filing date | |
| CLEAN TECH BIOFUELS INC | 18450W106 | COM | 2,403,642 | $24,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 123,332 | $21,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 13,799 | $18,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,650 | $16,000 | thousands by filing date | |
| SHANDONG WEIGAO | Y76810103 | COM | 11,700 | $14,000 | thousands by filing date | |
| WELLNESS CTR USA INC | 94973A103 | COM | 280,000 | $11,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,650 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 30,000 | $8,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 20,000 | $8,000 | thousands by filing date | |
| MIDAS GOLD CORP COM | 59562B101 | Stock | 17,800 | $6,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 17,000 | $5,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 54,750 | $3,000 | thousands by filing date | |
| FIRST MNG GOLD CORP | 320890106 | COM | 12,100 | $1,000 | thousands by filing date | |
| PETVIVO HOLDINGS INC | 716817309 | COM | 10,000 | $1,000 | thousands by filing date | |
| CARD ACTIVATION TECHNOLOGIES COM | 14139L108 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-20-009379 | this filing | 2020-05-05 | acceptance time not in the bulk data set |