13F-HR filed by Global Wealth Management Investment Advisory, Inc.
Global Wealth Management Investment Advisory, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 627 holding rows worth $236,472,000.
- Accession
- 0001437749-20-002732
- Filer
- CIK 1767855
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 627 entries on the cover page, a total value of $236,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,472,000 with VALUE read as thousands by filing date, 13F file number 028-19306. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 48 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 221 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 185 | $3,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50 | $2,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 23 | $2,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 18 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 13 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 15 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 43 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12 | $2,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 100 | $2,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 40 | $2,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 21 | $2,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 27 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 57 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 31 | $2,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 40 | $2,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 56 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 42 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 66 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 59 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 25 | $2,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 170 | $2,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 131 | $2,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 167 | $2,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 132 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 205 | $2,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 60 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 101 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 119 | $2,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 24 | $2,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 75 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 64 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 98 | $2,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 112 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 40 | $2,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 500 | $2,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 5 | $1,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11 | $1,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 44 | $1,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11 | $1,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 20 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 23 | $1,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 16 | $1,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 15 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 300 | $1,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 17 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 15 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 23 | $1,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 20 | $1,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 10 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 60 | $1,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15 | $1,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 21 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 17 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5 | $1,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 25 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 71 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 31 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 50 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 48 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 36 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 40 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 12 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 8 | $1,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17 | $1,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 57 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 21 | $1,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 91 | $1,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 30 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 21 | $1,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 15 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 51 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 150 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 24 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 13 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 100 | $1,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 23 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 143 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 54 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 25 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 14 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 100 | $1,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 33 | $1,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 200 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 40 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO LTD SHS | G491BT108 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY INC COM | 876030107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURODRY LTD | Y23508107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEO GROUP INC NEW | 36162J106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUPANION INC | 898202106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS DY COM NPV | 12811V105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240M108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592135 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERSTATE BK CORP | 15201P109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC | 395330103 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-20-002732 | this filing | 2020-02-14 | acceptance time not in the bulk data set |