13F-HR filed by Lloyd Advisory Services, LLC.
Lloyd Advisory Services, LLC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 383 holding rows worth $109,895,000.
- Accession
- 0001437749-20-002458
- Filer
- CIK 1802474
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 447 entries on the cover page, a total value of $109,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,895,000 with VALUE read as thousands by filing date, 13F file number 028-19912. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAE Wealth Management LLC028-17779
- included managerGlobal Financial Private Capital, Inc028-18046
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 141,350 | $19,151,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 145,697 | $6,419,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 21,287 | $6,297,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 17,389 | $5,621,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 38,133 | $5,449,000 | thousands by filing date | |
| IJH | 464287507 | COM | 21,638 | $4,453,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20,488 | $4,356,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,958 | $4,135,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 89,744 | $3,991,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 35,807 | $3,323,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 132,759 | $3,313,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 45,724 | $3,267,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 117,539 | $2,790,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 87,764 | $2,619,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 23,504 | $2,203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 65,311 | $2,096,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 17,421 | $1,266,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,393 | $943,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 7,313 | $846,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,402 | $835,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,530 | $756,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 14,845 | $749,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,227 | $712,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 12,637 | $635,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,907 | $570,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,262 | $507,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,156 | $492,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 7,631 | $445,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,833 | $441,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,182 | $435,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,217 | $434,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,727 | $419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 8,472 | $406,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,451 | $400,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 7,708 | $399,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 6,757 | $395,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,785 | $383,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,358 | $371,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,810 | $371,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,630 | $367,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,382 | $364,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,549 | $360,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,560 | $355,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,001 | $352,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 4,207 | $352,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,877 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,883 | $347,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,134 | $344,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,069 | $336,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,989 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,280 | $328,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 8,431 | $326,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,541 | $303,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,804 | $292,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,310 | $284,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,912 | $283,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,563 | $278,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,333 | $272,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,087 | $260,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,543 | $250,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,136 | $248,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,745 | $243,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,783 | $239,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,445 | $236,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,325 | $225,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,334 | $221,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,339 | $216,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,606 | $213,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,203 | $192,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,033 | $175,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 93 | $172,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,976 | $171,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,861 | $171,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,452 | $170,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,171 | $169,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,231 | $168,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,221 | $168,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,398 | $163,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,114 | $153,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 596 | $144,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 907 | $143,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,442 | $136,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,123 | $133,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 440 | $129,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,117 | $128,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,983 | $118,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 601 | $116,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 654 | $115,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 748 | $114,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,999 | $110,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,320 | $110,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 17,770 | $109,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,856 | $100,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,673 | $100,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 816 | $97,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,305 | $96,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,613 | $95,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 5,058 | $91,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 689 | $90,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 1,608 | $86,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 7,464 | $81,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 2,855 | $70,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,612 | $68,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,155 | $67,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,470 | $66,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,311 | $64,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 2,676 | $64,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 305 | $63,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1,202 | $62,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,584 | $60,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,653 | $60,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 962 | $55,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 826 | $53,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 179 | $52,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 840 | $50,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 573 | $50,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 4,000 | $50,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 337 | $49,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,618 | $49,000 | thousands by filing date | principal |
| CDW CORP COM | 12514G108 | Stock | 346 | $49,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 160 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,231 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 197 | $47,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 348 | $46,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,276 | $45,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 324 | $45,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 153 | $45,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 666 | $45,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 136 | $44,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 833 | $44,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 202 | $43,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 32 | $43,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 227 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,224 | $43,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 458 | $42,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 819 | $42,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,021 | $42,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 799 | $41,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 483 | $41,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 292 | $41,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 359 | $41,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 163 | $40,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 500 | $39,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 203 | $39,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 153 | $39,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 4,046 | $39,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 304 | $38,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 647 | $38,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 919 | $37,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,493 | $37,000 | thousands by filing date | principal |
| RAYTHEON CO | 755111507 | COM NEW | 167 | $37,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 381 | $36,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 315 | $36,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 30 | $36,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 675 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 186 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 402 | $34,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 156 | $33,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 391 | $33,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 258 | $32,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 557 | $32,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 131 | $32,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 432 | $32,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 320 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,090 | $31,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 272 | $30,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 224 | $29,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 2,164 | $29,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 459 | $28,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 600 | $28,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 578 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 652 | $27,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,000 | $27,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 500 | $26,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 452 | $26,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 186 | $25,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,500 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 476 | $25,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $24,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 212 | $24,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 933 | $23,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 96 | $22,000 | thousands by filing date | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 168 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,674 | $21,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 263 | $20,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 146 | $20,000 | thousands by filing date | principal |
| STORE CAP CORP | 862121100 | COM | 544 | $20,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 389 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 528 | $20,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 133 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 393 | $19,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 400 | $19,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 166 | $18,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 200 | $18,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 274 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 252 | $18,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $15,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 732 | $15,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,450 | $14,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 46 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 334 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 65 | $12,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 463 | $12,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 130 | $12,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 383 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 530 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 112 | $12,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 222 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 208 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,062 | $12,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 33 | $11,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 201 | $11,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 659 | $11,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 174 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 135 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 411 | $10,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 268 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 165 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 15 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 103 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 280 | $9,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 23 | $8,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 317 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 155 | $8,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 469 | $8,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 135 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 226 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,903 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 136 | $7,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 58 | $7,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 156 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 273 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 199 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 200 | $7,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 255 | $7,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 75 | $6,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15 | $6,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 21 | $6,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 22 | $6,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 63 | $6,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 67 | $6,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 112 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 101 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 321 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 127 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 181 | $6,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 47 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 212 | $6,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 78 | $5,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 61 | $5,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 126 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 20 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 126 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 181 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 39 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 109 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 88 | $5,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 177 | $5,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 123 | $4,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10 | $4,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 41 | $4,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 62 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 64 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 189 | $4,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 66 | $4,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 100 | $4,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 16 | $3,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 47 | $3,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 68 | $3,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 22 | $3,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 22 | $3,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 71 | $3,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 32 | $3,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 21 | $3,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 268 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 43 | $3,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 44 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 51 | $3,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 53 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 53 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 45 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 89 | $3,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 76 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 151 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 23 | $3,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 44 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 32 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 16 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 76 | $3,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 18 | $3,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 12 | $3,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 114 | $3,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 21 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 62 | $3,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 16 | $2,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 35 | $2,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6 | $2,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 53 | $2,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 164 | $2,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 16 | $2,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 38 | $2,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 32 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 8 | $2,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 32 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 62 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 38 | $2,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 26 | $2,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 4 | $2,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 16 | $2,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 36 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 53 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 77 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100 | $2,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 100 | $2,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 100 | $2,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4 | $1,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7 | $1,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10 | $1,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 45 | $1,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 18 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 75 | $1,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 12 | $1,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8 | $1,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 10 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 22 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10 | $1,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 8 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 21 | $1,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 10 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 13 | $1,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 14 | $1,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 16 | $1,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 18 | $1,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 50 | $1,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 16 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 153 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 20 | $1,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 42 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 15 | $1,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 16 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 12 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 110 | $1,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6 | $1,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 28 | $1,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 15 | $1,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 51 | $1,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 38 | $1,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 29 | $1,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 17 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 750 | $1,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 0 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-20-002458 | this filing | 2020-02-12 | acceptance time not in the bulk data set |