13F-HR filed by Next Capital Management LLC
Next Capital Management LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 257 holding rows worth $149,175,000.
- Accession
- 0001437749-19-022246
- Filer
- CIK 1752762
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 257 entries on the cover page, a total value of $149,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,175,000 with VALUE read as thousands by filing date, 13F file number 028-19131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 170,608 | $12,101,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 31,501 | $9,187,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 173,342 | $8,741,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 100,850 | $6,964,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 113,463 | $6,929,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,480,876 | $6,860,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 111,098 | $5,679,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 783,993 | $4,412,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 53,453 | $4,161,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,315 | $3,440,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 254,990 | $3,387,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 79,278 | $3,061,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 241,487 | $2,997,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 120,546 | $2,820,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,234 | $2,753,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 7,880 | $2,677,000 | thousands by filing date | |
| IJH | 464287507 | COM | 13,738 | $2,655,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 60,768 | $2,597,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 264,588 | $2,524,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 15,519 | $2,127,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,860 | $1,984,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 147,096 | $1,980,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 332,836 | $1,921,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 147,594 | $1,901,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,023 | $1,877,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 183,610 | $1,785,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 108,460 | $1,568,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 18,889 | $1,523,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 125,123 | $1,483,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 36,898 | $1,389,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,588 | $1,366,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,224 | $1,326,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,624 | $1,053,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 40,967 | $1,048,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 70,632 | $995,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 300 | $935,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,120 | $906,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,565 | $902,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,290 | $891,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 17,065 | $837,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 9,455 | $833,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 56,497 | $758,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,906 | $752,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,511 | $745,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 101,400 | $702,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 48,525 | $692,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 398 | $691,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,733 | $684,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,351 | $605,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,429 | $604,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 75,583 | $603,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,101 | $585,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,302 | $573,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 469 | $572,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,530 | $520,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,849 | $504,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 18,500 | $497,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 30,043 | $435,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 30,038 | $430,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,812 | $364,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,654 | $317,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 27,322 | $314,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,000 | $310,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,272 | $302,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 20,105 | $289,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,000 | $288,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,295 | $266,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,387 | $258,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,500 | $256,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,584 | $236,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,067 | $231,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,865 | $231,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,630 | $226,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,311 | $226,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,316 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,186 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,203 | $206,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,331 | $205,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,177 | $184,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,771 | $184,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,014 | $178,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 653 | $177,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,625 | $165,000 | thousands by filing date | |
| REMY COINTREAU SA ORDF | F7725A100 | UFO | 1,212 | $161,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,045 | $156,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 918 | $154,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,287 | $152,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,660 | $144,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,270 | $138,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 500 | $133,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,400 | $129,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,500 | $121,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 3,233 | $116,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,000 | $114,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,059 | $114,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 2,500 | $112,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,208 | $107,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,239 | $105,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 677 | $104,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,704 | $103,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 7,390 | $101,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,011 | $99,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 421 | $98,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 860 | $98,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 600 | $97,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 5,500 | $97,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 7,103 | $95,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,250 | $93,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,587 | $92,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 18,805 | $92,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,291 | $91,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,400 | $90,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,685 | $88,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,000 | $87,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,850 | $85,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 20,000 | $83,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,340 | $81,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,175 | $80,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,545 | $77,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,000 | $76,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 451 | $76,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,857 | $76,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,135 | $74,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 37 | $73,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 273 | $73,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 771 | $73,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 378 | $73,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,160 | $72,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,080 | $71,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 820 | $67,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,034 | $66,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,260 | $66,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 787 | $65,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,027 | $64,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 530 | $63,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,738 | $62,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 6,980 | $62,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,257 | $58,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,900 | $58,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 557 | $57,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,090 | $56,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 530 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 920 | $55,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 858 | $54,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,137 | $54,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 191 | $53,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 450 | $53,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 359 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 781 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 785 | $49,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 4,400 | $48,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 335 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,373 | $44,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,055 | $44,000 | thousands by filing date | |
| GUANGDONG INVESTMENT LTD | 400654208 | COM | 437 | $43,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,440 | $40,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 983 | $38,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 715 | $38,000 | thousands by filing date | |
| LUKOIL PJSC | 69343P105 | COM | 451 | $38,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,240 | $35,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 350 | $33,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 410 | $33,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 180 | $33,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 130 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,840 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,040 | $31,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 95 | $31,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 120 | $30,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 105 | $29,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 465 | $29,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 225 | $28,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 434 | $28,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 601 | $28,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,420 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 914 | $28,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 5,168 | $28,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 137 | $27,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,100 | $27,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,000 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,458 | $27,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 172 | $25,000 | thousands by filing date | |
| CRESCO LABS INC | 22587m106 | COM | 4,182 | $25,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 402 | $24,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 438 | $24,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 299 | $23,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 250 | $21,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 142 | $21,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 250 | $21,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 145 | $21,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 78 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 950 | $21,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 2,191 | $21,000 | thousands by filing date | |
| ABCAM PLC ADR | 000380105 | ADR | 1,442 | $21,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 225 | $20,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 517 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 908 | $20,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 567 | $19,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 500 | $19,000 | thousands by filing date | |
| HARVEST HEALTH & REC INC COM SUB VTG | 41755M102 | Common Stock | 5,994 | $19,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 112 | $18,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 70 | $18,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 232 | $18,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 75 | $17,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,598 | $16,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 52 | $15,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 500 | $15,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 304 | $15,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 90 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 205 | $15,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 66 | $14,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 115 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 350 | $14,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,038 | $14,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 345 | $14,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 100 | $13,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 45 | $13,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 30 | $13,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 820 | $13,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,816 | $13,000 | thousands by filing date | |
| BANK AMER CORP 6.45per PFD INCM CAP OBLIG NT SR K DUE 12/15/66 CALL 111918 | 060505179 | Preferred | 500 | $13,000 | thousands by filing date | |
| WORLDLINE | F9867T103 | COM | 200 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 80 | $12,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 200 | $12,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 96 | $12,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 155 | $12,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 274 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,082 | $12,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 796 | $12,000 | thousands by filing date | |
| FEVERTREE DRINKS ORDF | G33929103 | UFO | 410 | $12,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $11,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 13,083 | $11,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 75 | $9,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 43 | $9,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 95 | $9,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 95 | $8,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30 | $8,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 350 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 158 | $8,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 400 | $8,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 995 | $7,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 313 | $7,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 77 | $6,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 120 | $5,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 73 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 30 | $4,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 392 | $4,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 47 | $3,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13 | $2,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 13 | $2,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19 | $2,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5 | $1,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 30 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 1,139 | $1,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINOGEN INC | 918641101 | COM | 28,999 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-19-022246 | this filing | 2019-11-12 | acceptance time not in the bulk data set |