13F-HR filed by Lake Point Wealth Management
Lake Point Wealth Management filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-07, with 770 holding rows worth $287,927,000.
- Accession
- 0001437749-19-015728
- Filer
- CIK 1768068
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 770 entries on the cover page, a total value of $287,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,927,000 with VALUE read as thousands by filing date, 13F file number 028-19428. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apollo Global Management | 037612306 | COM | 100 | $3,000 | thousands by filing date | |
| LORD ABBETT HIGH YIELD FUND CLASS I | 54400N409 | SHS | 376 | $3,000 | thousands by filing date | |
| Vanguard Equity Income Adml | 921921300 | ETF | 34 | $3,000 | thousands by filing date | |
| Ab High Income Advisor | 01859M408 | MF | 338 | $3,000 | thousands by filing date | |
| FIDELITY SELECT FINTECH PORT | 316390723 | Mutual Fund | 184 | $3,000 | thousands by filing date | |
| FIDELITY SELECT RETAILING | 316390731 | Mutual Fund | 164 | $3,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 382 | $3,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,200 | $3,000 | thousands by filing date | |
| NH Spartan 500 Index | NHFSMKX98 | Balanced | 124 | $3,000 | thousands by filing date | |
| NH Intermediate Treasury Index | NHXTMI907 | Alternatives | 193 | $3,000 | thousands by filing date | |
| PRINCIPAL SAM STRATEGIC GROWTH A | 74254V414 | NTF EQUITY FUNDS | 170 | $3,000 | thousands by filing date | |
| CANNAROYALTY CORP | 137644100 | COM | 385 | $3,000 | thousands by filing date | |
| Nh Total Market Index | NHFSTMX97 | Mutual Funds | 122 | $3,000 | thousands by filing date | |
| Tillamook & Yamhill Cntys Ore 06/15/2038 0.000 Call 06/15/2028 66.510 | 886791BS0 | Fixed Income | 5,000 | $3,000 | thousands by filing date | principal |
| IVZ Investment Grade Muni-Interm 17 M 01/01/2099 | 46136A420 | Unit Trusts | 5 | $3,000 | thousands by filing date | |
| Washington St 08/01/2021 5.000 Pre-Refunded 08/01/2019 100.00 | 93974CLB4 | Fixed Income | 3,000 | $3,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 60 | $2,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 31 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 34 | $2,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 93 | $2,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8 | $2,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 39 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 23 | $2,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 10 | $2,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 34 | $2,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10 | $2,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 15 | $2,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 90 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 40 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 100 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 43 | $2,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8 | $2,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 45 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 108 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 100 | $2,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6 | $2,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 100 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 30 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 20 | $2,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 100 | $2,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 100 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 35 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 56 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 25 | $2,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 12 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 26 | $2,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 20 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 40 | $2,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 70 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 154 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 17 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 57 | $2,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 31 | $2,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 75 | $2,000 | thousands by filing date | |
| CHARLOTTES WEB HLDGS I F | 16106R109 | Equity | 125 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 78 | $2,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| PIMCO FDS INCOME FD CL A | 72201F474 | MUTUAL | 133 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,400 | $2,000 | thousands by filing date | |
| NYLI MACKAY HIGH YIELD CORPORATE BD CL I | 56062X708 | COM | 320 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 233 | $2,000 | thousands by filing date | |
| FIDELITY SELECT UTILITIES | 316390509 | Mutual Fund | 27 | $2,000 | thousands by filing date | |
| JANUS INVT FD | 471023804 | ENTRPIRSE FD T | 12 | $2,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 300 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $2,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 100 | $2,000 | thousands by filing date | |
| FRANKLIN MANAGED INCOME | 353612682 | NTF EQUITY FUNDS | 151 | $2,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 50 | $2,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 125 | $2,000 | thousands by filing date | |
| CENTRAL PUGET SOUND WA REGL TRAN AUTH SALES TAX & MOTOR VEHICLE EXCISE TAX | 155048BB6 | Revenue Supported Bonds - non-taxable | 2,000 | $2,000 | thousands by filing date | principal |
| INVESCO AMERICAN VALUE FUND | 00143M844 | Equity Mutual Fu | 50 | $2,000 | thousands by filing date | |
| Neuberger Berman High Income Bond A | 64128K702 | Mutual Funds | 213 | $2,000 | thousands by filing date | |
| Dreyfus Active MidCap A | 05587K105 | Mutual Funds | 29 | $2,000 | thousands by filing date | |
| Alger Health Sciences A | 015565765 | Mutual Funds | 87 | $2,000 | thousands by filing date | |
| ICON LEASING FUND TWELVE LIQ TRUST | 45113N108 | User-Defined | 30 | $2,000 | thousands by filing date | |
| United States Treas Nts 05/15/2021 3.125 | 912828QN3 | Fixed Income | 2,000 | $2,000 | thousands by filing date | principal |
| Fnma Remic Series Tr 1999-29 06/20/2029 6.400 Factor 1.00000000 | 31359VQ48 | Mortgage-Backed | 2,000 | $2,000 | thousands by filing date | principal |
| IVZ Investment Grade Income 10-20Y 25 M 01/01/2099 | 46136E588 | Unit Trusts | 2 | $2,000 | thousands by filing date | |
| Exelon Generation Co Llc 10/01/2019 5.200 | 30161MAF0 | Fixed Income | 2,000 | $2,000 | thousands by filing date | principal |
| Palm Beach Cnty Fla Solid Wast 10/01/2020 5.500 Pre-Refunded 10/01/2019 100.00 | 696560KT7 | Fixed Income | 2,000 | $2,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 6 | $1,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8 | $1,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5 | $1,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 20 | $1,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 19 | $1,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30 | $1,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 10 | $1,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 17 | $1,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 20 | $1,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 10 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25 | $1,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3 | $1,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 14 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 20 | $1,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 32 | $1,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 45 | $1,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7 | $1,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 60 | $1,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 98 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 63 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 21 | $1,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 25 | $1,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10 | $1,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 10 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 10 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 13 | $1,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 10 | $1,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5 | $1,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 75 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 37 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 30 | $1,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 40 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 60 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 30 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 300 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 20 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 18 | $1,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 20 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100 | $1,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 40 | $1,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 200 | $1,000 | thousands by filing date | |
| Vanguard Small Cap Value Index Admiral | 921937686 | Mutual Fund | 12 | $1,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PORTF | 921908877 | Real Assets, Listed Real Estate | 9 | $1,000 | thousands by filing date | |
| PIMCO INVESTMENT GRADE CREDIT BOND A | 722008307 | NTF BOND FUNDS | 63 | $1,000 | thousands by filing date | |
| MFS TOTAL RETURN I | 552981805 | NTF EQUITY FUNDS | 68 | $1,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 40 | $1,000 | thousands by filing date | |
| DOUBLELINE TOTAL RETURN BOND N | 258620202 | Mutual Fund | 66 | $1,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 60 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 139 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $1,000 | thousands by filing date | |
| AMERICAN CENTURY EQUI | 025076100 | MUTUAL | 88 | $1,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE BACKED SEC A | 52469F366 | Com | 57 | $1,000 | thousands by filing date | |
| Franklin US Government Securities Fund Class A1 | 353496607 | COM | 96 | $1,000 | thousands by filing date | |
| TILT HLDGS INC F | 88688R104 | COM | 1,500 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,330 | $1,000 | thousands by filing date | |
| ARTISAN HIGH INCOME INVE | 04314H725 | BOND | 152 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GLOBAL EQUITY INCOME A | 47103X534 | HFQAX | 203 | $1,000 | thousands by filing date | |
| PRINCIPAL SPECTRUM PREFERRED SECURITIES | 74254T252 | ETF | 56 | $1,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 1,000 | $1,000 | thousands by filing date | |
| Gnma Remic Trust 2002-51 07/20/2032 6.000 Factor 0.05017120 | 38373XX92 | Mortgage-Backed | 15,000 | $1,000 | thousands by filing date | principal |
| Westleaf Inc | 960563104 | Equities | 1,596 | $1,000 | thousands by filing date | |
| NCR Corp | 06288E108 | Equities | 30 | $1,000 | thousands by filing date | |
| Rhode Island Clean Wtr Fin Agy 10/01/2025 4.400 Pre-Refunded 07/29/2019 100.00 | 76218RCY2 | Fixed Income | 1,000 | $1,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VWO | 922042858 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN CMNTYS INC COM | 866674104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNAPTICS INC COM | 87157D109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NISOURCE INC COM | 65473P105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCOR PLC | G0250X107 | ORD | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B & G FOODS INC | 05508R106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MOUNTAIN HIGH BRANDS INC NEW | 77471R207 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUS MEDICAL INC | 639050103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTURY INFLATION ADJS BOND INV | 025081704 | NTF BOND FUNDS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REIT INC ESCROW | 64ESC1997 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERATED HRMS PRIME CS OBL WS | 60934N625 | SHS | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO STEELPATH MLP INCOME A | 00143K343 | NTF EQUITY FUNDS | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM GLOBAL TOTAL RETURN A | 74439A103 | NTF BOND FUNDS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SHORT DURATI | 277923561 | BOND FUNDS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46637G124 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIMCO FDS PAC INVT MGMT SER | 693391245 | INTL BD FD CL A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRELII INC | 357051101 | COM | 560 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Prime Money Market Fund | 922906201 | Com | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE INTERACTIVE INC-CL A | 29088W301 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ***SEASPAN CORPORATION CUM RED | Y75638208 | PRD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 313 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telephone & Data Sys 6.625% Pfd | 879433852 | Preferred Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TERRA INVENTIONS CORP | 88103B106 | INDUSTRIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC766 | PRF | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTERIZED THERMAL IMAGING | 20557C108 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLS FARGO | 949746655 | PFD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IAHL CORP | 450722103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTROCK COFFEE CO | 033355108 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hive Blockchain Technologies L | 43366H100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ER URGENT CARE HLDGS INC | 26884H207 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 3,124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Harvest Oil & Gas Warrants | 41755V110 | WT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Harvest Oil & Gas Corp | 41755V102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIENT TECHNOLOGIES INC COM | 75034P106 | Common Stock | 455 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA SERIES 93001 HA | 31358R3V3 | CMOs | 6,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fidelity Tax-Exempt Money Market | 650914609 | Mutual Fund | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC COM | 24661P708 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN SMALL CAP EQUITY FUND CLASS A | 4812A1365 | M | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED CANNABIS CO INC | 45827L109 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Electric & Gas Technology Inc(nv) | 284853306 | Equities | 1,061 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Earful Of Books Inc (NV) | 270086101 | Equities | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Coattec Industries Inc. (NV) | 190744201 | Equities | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citation Growth Corp | 17289C109 | Equities | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Channell Commercial Corporation (NV) | 159186105 | Equities | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| American Heritage Intl Inc Com New (NV) | 02650U201 | Equities | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo Short-Term Bond A | 949917637 | Mutual Funds | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DoubleLine Long Duration Total Ret Bd N | 258620731 | Mutual Funds | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEVELOPMENT FUNDING V (NV) | 91018V100 | User-Defined | 2,298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lehman Bros Hldg Inc Escrow (NV) 12/31/9999 19.250 | 524ESC9H5 | Fixed Income | 8,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Barclays Bk Plc 06/03/2021 0.000 | 06746K200 | Fixed Income | 300 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Gnma Pass-Thru M Single Family 04/20/2023 8.500 Factor 0.00083470 | 36202BEZ4 | Mortgage-Backed | 100,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fnma Series 92027 03/25/2022 8.000 Factor 0.00280910 | 31358L5F9 | Mortgage-Backed | 10,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fnma Series 9112 02/25/2021 7.000 Factor 0.00017870 | 31358FM55 | Mortgage-Backed | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fnma Series 90109 09/25/2020 7.000 Factor 0.00039300 | 31358E7W6 | Mortgage-Backed | 2,500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fhlmc Series 1128 08/15/2021 7.000 Factor 0.00052950 | 312906G79 | Mortgage-Backed | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fhlmc Series 1068 04/15/2021 7.000 Factor 0.00036710 | 312905RG9 | Mortgage-Backed | 2,500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Magnum Energy Inc (NV) | 559708102 | Equities | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Intelligent Living America Inc | 45825R207 | Equities | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Green Organic Dutchman Hld Ltd Wt Exp 022821 | 393210125 | Equities | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Eyecashnetworks Inc (NV) | 30232F103 | Equities | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 2-Infinity Inc (NV) | 90206R103 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE STAR GOLD INC COM NEW | 542281209 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Emerging Markets Dbt A | 38143H803 | Mutual Funds | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Brandes International Small Cap Equity A | 105262729 | Mutual Funds | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-19-015728 | this filing | 2019-08-07 | acceptance time not in the bulk data set |