13F-HR/A filed by Lake Point Wealth Management
Lake Point Wealth Management filed this 13F-HR/A for the quarter ended 2019-03-31, filed 2019-08-07, with 769 holding rows worth $287,927,000.
- Accession
- 0001437749-19-015727
- Filer
- CIK 1768068
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, amendment of type restatement, 770 entries on the cover page, a total value of $287,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,927,000 with VALUE read as thousands by filing date, 13F file number 028-19428. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 111,137 | $32,758,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 2,310,034 | $24,671,000 | thousands by filing date | |
| FIRST PACIFIC ADVISORS | 302544101 | MUTUAL FUNDS - | 2,427,981 | $24,231,000 | thousands by filing date | |
| FIDELITY GOVERNMENT (CASH RESERVES) | 316067107 | SHS | 0 | $23,894,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| FMI Funds Inc Stock Inst | 302933601 | ETF | 733,560 | $19,571,000 | thousands by filing date | |
| Litman Gregory Master Alter St | 53700T801 | COM | 1,577,721 | $18,286,000 | thousands by filing date | |
| mfus45070a206 | 45070a206 | MUTUAL FUND | 855,111 | $14,785,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 984,361 | $13,289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 322,784 | $12,198,000 | thousands by filing date | |
| BARON EMERGING MARKETS FUND INST'L CLASS | 06828M876 | Mutual Fund | 808,476 | $11,319,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 126,859 | $9,535,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 80,723 | $8,989,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 176,114 | $8,881,000 | thousands by filing date | |
| EVERMORE GLOBALVALUE FUND | 300397122 | COMMON | 626,579 | $8,377,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 50,897 | $7,974,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 236,653 | $7,199,000 | thousands by filing date | |
| BBH INTERM MUNI BND-I | 05528C824 | COM | 547,257 | $5,834,000 | thousands by filing date | |
| VANGUARD SHORT-TERM TAX-EXEMPT FUND ADMIRAL SHARES | 922907803 | SHS | 366,587 | $5,803,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 88,611 | $4,558,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 48,976 | $2,599,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 24,057 | $2,563,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,374 | $368,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,136 | $351,000 | thousands by filing date | |
| Sb One Bk Franklin New Jersey Cd 2.3519 08/21/2019 2.350 | 78414TAX0 | CDs | 348,000 | $348,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 2,486 | $326,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $318,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 6,445 | $312,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,796 | $307,000 | thousands by filing date | |
| Astor Dynamic Allocation Institutional | 66537V732 | Mutual Funds | 19,981 | $269,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,314 | $260,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 875 | $256,000 | thousands by filing date | |
| INVSTMNT CO OF AMER CL-A | 461308108 | MFD | 6,614 | $252,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,314 | $248,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,500 | $235,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 889 | $218,000 | thousands by filing date | |
| KBS STRATEGIC OPPORTUNITY COM | 48242N106 | REIT | 21,471 | $213,000 | thousands by filing date | |
| VANGUARD DIVIDEND APPRECIATION | 921908828 | Equity Mutual Fu | 6,593 | $206,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,645 | $203,000 | thousands by filing date | |
| PHILLIPS EDISON GROCERY CENT | 71844V102 | COM | 18,248 | $203,000 | thousands by filing date | |
| HARTMAN SHORT TERM INCOME PROPERTIES | 417997103 | User-Defined | 16,174 | $203,000 | thousands by filing date | |
| FIDELITY BALANCED | 316345206 | EQUITY FUNDS | 8,436 | $199,000 | thousands by filing date | |
| T. ROWE PRICE MID-CAP GROWTH | 779556109 | NTF EQUITY FUNDS | 2,076 | $197,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 9,845 | $196,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 99 | $187,000 | thousands by filing date | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 3,674 | $185,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 14,881 | $180,000 | thousands by filing date | |
| VANGUARD MID CAP GRTH INDEX | 922908546 | FUND | 2,967 | $174,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,624 | $173,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 923 | $172,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 821 | $170,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 1,000 | $160,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,700 | $158,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 5,148 | $152,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 679 | $145,000 | thousands by filing date | |
| FUNDAMENTAL INVESTORS | 360802102 | MFD | 2,348 | $139,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 22,322 | $137,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 587 | $135,000 | thousands by filing date | |
| VANGUARD GROWTH INDEX (ADM) | 922908660 | MFD | 1,576 | $133,000 | thousands by filing date | |
| CNL HEALTHCARE PROPERTIES INC | 12612C108 | COMMON STOCK-CL | 16,349 | $131,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 15,430 | $122,000 | thousands by filing date | |
| JANUS HENDERSON BALANCED FUND CLASS T | 471023879 | OPEN END TAXABLE NO LOAD FUND | 3,495 | $121,000 | thousands by filing date | |
| Lodging Opportunity Fund Reit 01/01/2099 | 54022B106 | Unit Trusts | 10,888 | $120,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,521 | $118,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,058 | $117,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 319 | $116,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,057 | $115,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,500 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,133 | $113,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838657 | OAKMRK SM INST | 7,600 | $112,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,500 | $111,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,786 | $111,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 792 | $111,000 | thousands by filing date | |
| Navigator Tactical Fixed Income I | 66538B578 | Mutual Fund | 10,923 | $111,000 | thousands by filing date | |
| FIDELITY CASH FUND | 315994103 | SHS | 0 | $107,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| FIDELITY SELECT SOFTWARE & IT SVCS PORT | 316390822 | Mutual Fund | 5,772 | $107,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,500 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,000 | $105,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 100 | $102,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 7,702 | $102,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 815 | $101,000 | thousands by filing date | |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 8,425 | $101,000 | thousands by filing date | |
| Citizens Bk Na Providence Ri Cd 2.3519 10/23/2019 2.350 | 75524KLZ5 | CDs | 100,000 | $100,000 | thousands by filing date | principal |
| PRIMECAP ODYSSEY GROWTH | 74160Q103 | EQUITY FUNDS | 2,511 | $99,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,105 | $98,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 697 | $98,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 2,188 | $98,000 | thousands by filing date | |
| FIDELITY INSTL FREEDOM 2030 | 31617R704 | MUTUAL FUNDS | 5,634 | $97,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,929 | $95,000 | thousands by filing date | |
| Cole Credit Property Trust IV | 19326U100 | Com | 10,863 | $94,000 | thousands by filing date | |
| T. Rowe Price Retirement 2010 | 74149P101 | Mutual Funds | 5,248 | $94,000 | thousands by filing date | |
| Triton Pac Invt Corp 2inc | 89678V105 | User-Defined | 8,616 | $90,000 | thousands by filing date | |
| FIDELITY OTC PORTFOLIO | 316389105 | Common, Large Cap Growth | 7,310 | $89,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 540 | $88,000 | thousands by filing date | |
| HINES GLOBAL REIT INC COM | 433240108 | COM | 14,225 | $88,000 | thousands by filing date | |
| BARON PARTNERS FUND RETAIL SHARES | 06828M108 | SHS | 1,459 | $87,000 | thousands by filing date | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 1,830 | $84,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 787 | $83,000 | thousands by filing date | |
| VIRTUS KAR SMALLCAP GROWTH I | 92828N593 | PXSGX | 2,102 | $82,000 | thousands by filing date | |
| FIDELITY 500 INDEX | 315911750 | MFD | 781 | $80,000 | thousands by filing date | |
| AMERICAN CENTURY ULTRA INV | 025083882 | NTF EQUITY FUNDS | 1,604 | $78,000 | thousands by filing date | |
| RESOURCE REAL ESTATE OPPORTUNITY ORD | 76123W101 | ORD | 8,626 | $76,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,034 | $75,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,466 | $72,000 | thousands by filing date | |
| Fidelity Freedom 2020 | 31617R605 | EQUITY FUNDS | 4,559 | $72,000 | thousands by filing date | |
| VANGUARD WNDSR AD II | 922018304 | Mutual Funds | 1,122 | $71,000 | thousands by filing date | |
| MATTHEWS ASIA DIVIDEND FUND | 577125107 | COMMON | 4,077 | $69,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,787 | $68,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 795 | $67,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 985 | $66,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,072 | $66,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,482 | $63,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 467 | $63,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,742 | $62,000 | thousands by filing date | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 7,723 | $61,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,419 | $59,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 900 | $59,000 | thousands by filing date | |
| FIDELITY CAPITAL & INCOME | 316062108 | BOND FUNDS | 5,939 | $59,000 | thousands by filing date | |
| Princeton Private Investment Fund Cl Ii | 74234P404 | Mutual Funds | 5,335 | $59,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 553 | $58,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 504 | $58,000 | thousands by filing date | |
| FMI INTERNATIONAL INVEST | 302933304 | NTF EQUITY FUNDS | 1,807 | $58,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,314 | $57,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,570 | $57,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 814 | $56,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 3,598 | $56,000 | thousands by filing date | |
| FIDELITY GOVERNMENT MONEY MARKET | 31617H102 | SHS | 0 | $56,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| JANUS HENDERSON GLOBAL R | 471023309 | NTF EQUITY FUNDS | 685 | $55,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 940 | $54,000 | thousands by filing date | |
| Fidelity Money Market Premium | 31617H805 | Mutual Fund | 0 | $53,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,207 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 505 | $50,000 | thousands by filing date | |
| 44107J108 | 44107J108 | Equity | 5,473 | $50,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 963 | $49,000 | thousands by filing date | |
| INCOME FUND OF AMERICA INC | 453320103 | Mixed Assets, World Allocation | 2,184 | $49,000 | thousands by filing date | |
| Credit Suisse Ag London Brh Me 02/26/2021 0.000 | 22548QU60 | Fixed Income | 40,000 | $49,000 | thousands by filing date | principal |
| FS INVESTMENT CORP III COM | 30282X103 | Stock | 6,279 | $48,000 | thousands by filing date | |
| Credit Suisse Ag London Brh Me 02/28/2022 0.000 | 22548QU78 | Fixed Income | 40,000 | $48,000 | thousands by filing date | principal |
| Jpmorgan Chase Fin 02/28/2022 0.000 | 46646QZR9 | Fixed Income | 40,000 | $48,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 772 | $47,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 260 | $47,000 | thousands by filing date | |
| FIDELITY SELECT TECH | 316390202 | MFD | 2,765 | $47,000 | thousands by filing date | |
| Jpmorgan Chase Fin 02/26/2021 0.000 | 46646QZD0 | Fixed Income | 40,000 | $47,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 428 | $46,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 240 | $46,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,424 | $46,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,079 | $46,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 3,658 | $46,000 | thousands by filing date | |
| T Rowe Price Health Sciences Fund Inv | 741480107 | MF | 585 | $46,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 272 | $45,000 | thousands by filing date | |
| FIDELITY PURITAN | 316345107 | EQUITY FUNDS | 2,024 | $45,000 | thousands by filing date | |
| AMERICAN BALANCED FD | 024071102 | MFD | 1,611 | $44,000 | thousands by filing date | |
| BlackRock Health Sciences Opps Instl | 091937540 | Equities | 700 | $44,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 956 | $43,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 249 | $43,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,348 | $43,000 | thousands by filing date | |
| Fidelity Spartan Money Market | 31617H201 | COM | 0 | $43,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| Lord Abbett Mid Cap Stock A | 543919104 | Mutual Funds | 1,555 | $43,000 | thousands by filing date | |
| STEADFAST INCOME REIT INC COM ACCREDITED INVS | 793848102 | User-Defined | 4,540 | $43,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 203 | $42,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 119 | $42,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 389 | $42,000 | thousands by filing date | |
| Fidelity Mid-Cap Stock | 316128404 | MF | 1,179 | $42,000 | thousands by filing date | |
| JPMORGAN INVESTOR GROWTH A | 4812C2809 | NTF EQUITY FUNDS | 2,104 | $42,000 | thousands by filing date | |
| 82632T100 | 82632T100 | Equity | 6,198 | $42,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,076 | $41,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 806 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 796 | $41,000 | thousands by filing date | |
| T. ROWE PRICE COMM & TECH INVESTOR | 741454102 | NTF EQUITY FUNDS | 353 | $41,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 795 | $40,000 | thousands by filing date | |
| KBS REAL ESTATE INV TRUST II | 48243C109 | COMMON STOCK | 8,163 | $40,000 | thousands by filing date | |
| Cottonwood Multifamily REIT I Inc Com | 221887102 | User-Defined | 3,500 | $40,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 818 | $39,000 | thousands by filing date | |
| ARTISAN MID CAP FUND INVESTORS CLASS | 04314H303 | Com | 1,000 | $39,000 | thousands by filing date | |
| Fidelity Freedom 2010 | 31617R506 | Mutual Funds | 2,529 | $39,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 233 | $38,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 615 | $38,000 | thousands by filing date | |
| United States Treas Bills 08/15/2019 0.000 | 912796QV4 | Fixed Income | 37,000 | $37,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,245 | $36,000 | thousands by filing date | |
| FS GLOBAL CR OPPORTUNITIE FDA | 30291b100 | LP | 4,715 | $36,000 | thousands by filing date | |
| AMG YACKTMAN I | 00170K588 | EQUITY FUNDS | 1,635 | $35,000 | thousands by filing date | |
| FIDELITY SELECT FINANCIALS PORT | 316390608 | Mutual Fund | 3,488 | $35,000 | thousands by filing date | |
| VAN ECK INTL GOLD CL A | 921075503 | COM | 3,724 | $35,000 | thousands by filing date | |
| IVZ Investment Grade Muni-Interm 23 M 01/01/2099 | 46136A545 | Unit Trusts | 67 | $35,000 | thousands by filing date | |
| VTI | 922908769 | COM | 229 | $34,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,500 | $34,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,120 | $34,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 400 | $34,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 13,925 | $34,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 192 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,090 | $33,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 2,995 | $33,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 585 | $33,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC A | 140543109 | LOAD EQUITY FUND | 676 | $33,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,040 | $32,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 607 | $32,000 | thousands by filing date | |
| AMERICAN BALANCED FD CL F | 024071409 | MF | 1,167 | $32,000 | thousands by filing date | |
| CIM INCOME NAV INC COM CL D | 12588C108 | Stock | 1,801 | $32,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 624 | $31,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 471 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 647 | $31,000 | thousands by filing date | |
| FIDELITY SELECT TECH HARDWARE PORT | 316390871 | SHS | 430 | $31,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 541 | $30,000 | thousands by filing date | |
| USAA SCIENCE & TECHNOLOGY FUND | 903288876 | Com | 1,087 | $30,000 | thousands by filing date | |
| Credit Suisse Ag London Brh Me 01/31/2022 0.000 | 22548QRD9 | Fixed Income | 25,000 | $30,000 | thousands by filing date | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 246 | $29,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 364 | $29,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 106 | $29,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 673 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 749 | $29,000 | thousands by filing date | |
| VANGUARD INTL GROWTH-ADM | 921910501 | MFD | 309 | $29,000 | thousands by filing date | |
| FIDELITY SELECT | 316390863 | Common, Sector, Information Technology, Large Cap Growth | 2,789 | $28,000 | thousands by filing date | |
| OAKMARK INTL FD | 413838202 | Equity Mutual Fu | 1,227 | $28,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 127 | $27,000 | thousands by filing date | |
| Fidelity Small Cap Value | 316389832 | Mutual Funds | 1,795 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 238 | $26,000 | thousands by filing date | |
| AMERICAN FUNDS SMALLCAP WORLD A | 831681101 | LOAD EQUITY FUND | 459 | $26,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 368 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 590 | $25,000 | thousands by filing date | |
| Israel St 08/01/2022 3.500 | 46513AH78 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| Luther Burbank Svgs Man Beach 2.319 08/08/2019 2.300 | 550551DW2 | CDs | 25,000 | $25,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 411 | $23,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 428 | $23,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 270 | $23,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,500 | $23,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 293 | $23,000 | thousands by filing date | |
| LORD ABBETT AFFILIATED FUND | 544001100 | Common, Large Cap Value | 1,550 | $23,000 | thousands by filing date | |
| FDIC BANK DEPOSIT SWEEP NOT COVERED BY SIPC | FDIC33309 | COM | 0 | $23,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| Nh Aggressive Growth Hport (fidelity Indx | NHX100901 | Mutual Funds | 1,031 | $23,000 | thousands by filing date | |
| Wells Fargo Precious Metals A | 94985D533 | Mutual Funds | 607 | $23,000 | thousands by filing date | |
| Fidelity Export and Multinational | 316448877 | Mutual Funds | 1,086 | $23,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 376 | $22,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 113 | $22,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,750 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 475 | $22,000 | thousands by filing date | |
| AMERICAN FUNDS NEW ECONOMY A | 643822109 | LOAD EQUITY FUND | 476 | $22,000 | thousands by filing date | |
| GENERAL ELECTRIC 61537 DUE 080737 | 36962G3A0 | Treas | 19,000 | $22,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 226 | $21,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 256 | $21,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 714 | $20,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 383 | $20,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 714 | $20,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 177 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 197 | $20,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 300 | $20,000 | thousands by filing date | |
| Ford Motor Credit Co Llc 11/04/2019 2.597 | 345397WY5 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400 | $19,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2,900 | $19,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 735 | $19,000 | thousands by filing date | |
| AIM TAX EXEMPT FDS INVESCO TAX | 001419555 | MUTUAL FUNDS | 1,389 | $19,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 140 | $18,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 150 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 367 | $18,000 | thousands by filing date | |
| VANGUARD WINDSOR II INV | 922018205 | EQUITY FUNDS | 511 | $18,000 | thousands by filing date | |
| JOHN HANCOCK INTERNATIONAL GROWTH FUND CLASS I | 47803T627 | Mutual Fund | 653 | $18,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL W | 140543307 | LOAD EQUITY FUND | 382 | $18,000 | thousands by filing date | |
| Federated Clover Small Value A | 314172289 | Mutual Funds | 896 | $18,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 335 | $17,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 289 | $17,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,000 | $17,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 1,092 | $17,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,233 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 283 | $17,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,325 | $17,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 203 | $17,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 335 | $16,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 171 | $16,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 771 | $16,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 158 | $16,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 298 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 349 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 70 | $16,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 338 | $16,000 | thousands by filing date | |
| Pioneer Fund VCT | 723682100 | MF | 549 | $16,000 | thousands by filing date | |
| FIDELITY COMWLTH TR II | 31606X209 | Mfo | 1,214 | $16,000 | thousands by filing date | |
| Ford Motor Credit Co Llc 02/01/2021 5.750 | 345397VR1 | Fixed Income | 15,000 | $16,000 | thousands by filing date | principal |
| Hsbc Usa Inc Plus Lkd 19 | 40434B487 | Equities | 1,300 | $16,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $15,000 | thousands by filing date | |
| JANUS HENDERSON SMALL CAP VALUE T | 471023572 | ETF | 701 | $15,000 | thousands by filing date | |
| 08181T100 | 08181T100 | Equity | 775 | $15,000 | thousands by filing date | |
| PGIM Jennison Focused Growth A | 74440K504 | Mutual Funds | 970 | $15,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 113 | $14,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 82 | $14,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $14,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 187 | $14,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 104 | $14,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,719 | $14,000 | thousands by filing date | |
| APOLLO DIVERSIFIED RE FD CL I | 39822J300 | EQUITY FUNDS | 518 | $14,000 | thousands by filing date | |
| FIDELITY SELECT HEALTH CARE PORTFOLIO | 316390301 | OPEN END TAXABLE NO LOAD FUND | 541 | $14,000 | thousands by filing date | |
| HEALTHCARE TRUST INC | 42226B105 | REAL ESTATE INVESTME | 800 | $14,000 | thousands by filing date | |
| Wells Fargo International Equity Institutional | 94984B348 | Mutual Funds | 1,189 | $14,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 231 | $13,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 551 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 204 | $13,000 | thousands by filing date | |
| FIDELITY SELECT MEDICAL | 316390475 | Common, Sector, Health Care, Mid Cap | 221 | $13,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 359 | $13,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 394 | $13,000 | thousands by filing date | |
| Presidio Property Trust Inc (NV) | 64117N204 | User-Defined | 3,583 | $13,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 40 | $12,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 90 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 130 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 336 | $12,000 | thousands by filing date | |
| TEMPLETON GROWTH FD INC COM | 880199104 | MUTUAL | 520 | $12,000 | thousands by filing date | |
| FIDELITY SELECT BIOTECHNOLOGY | 316390772 | EQUITY FUNDS | 579 | $12,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 207 | $11,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 78 | $11,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 73 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 127 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 81 | $11,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 400 | $11,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 346 | $11,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 200 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 237 | $11,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 151 | $11,000 | thousands by filing date | |
| Dell Inc. | 247025AE9 | COM | 10,000 | $11,000 | thousands by filing date | principal |
| NORTHSTAR HEALTHCARE INCOME INC | 66705T105 | STOK | 1,548 | $11,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUN | 302999248 | CLOSED END MUTL FUND | 1,869 | $11,000 | thousands by filing date | |
| North Ft Bend Wtr Auth Tex Wtr 12/15/2035 6.018 Call 12/15/2020 100.000 | 65944RBR2 | Fixed Income | 10,000 | $11,000 | thousands by filing date | principal |
| Rydex Nova Inv | 783554108 | Mutual Funds | 129 | $11,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 326 | $10,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 118 | $10,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 201 | $10,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 138 | $10,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,041 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 112 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 54 | $10,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 125 | $10,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 185 | $10,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 255 | $10,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 395 | $10,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 260 | $10,000 | thousands by filing date | |
| 0 | 000000000 | 0 | 2 | $10,000 | thousands by filing date | |
| LOOMIS SAYLES CORE PLUS BOND Y | 63872R764 | Mutual Fund | 728 | $10,000 | thousands by filing date | |
| PUTNAM GLOBAL HEALTH CARE A | 746778109 | NTF EQUITY FUNDS | 195 | $10,000 | thousands by filing date | |
| Eaton Vance Floating Rate A | 277911129 | Com | 1,121 | $10,000 | thousands by filing date | |
| PGIM QMA International Equity A | 743969859 | Mutual Funds | 1,360 | $10,000 | thousands by filing date | |
| Wells Fargo Bank Natl Assn Cd 2.6520 02/10/2020 2.650 | 949763WN2 | CDs | 10,000 | $10,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 168 | $9,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 33 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 156 | $9,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 135 | $9,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 238 | $9,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 64 | $9,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 353 | $9,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 25 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200 | $9,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 218 | $9,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,528 | $9,000 | thousands by filing date | |
| Fidelity Total Market Index Fu | 315911693 | COM | 102 | $9,000 | thousands by filing date | |
| FIDELITY SELECT IT SERVICES | 316390483 | MUTUAL | 120 | $9,000 | thousands by filing date | |
| LORD ABBETT INVT TR | 543916688 | SHS | 2,170 | $9,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 1,681 | $9,000 | thousands by filing date | |
| NSUS FLOAT PERP NUSTAR ENERGY | 67058H300 | PFD | 418 | $9,000 | thousands by filing date | |
| Discover Bk Cd 321 08/23/2021 3.000 | 254673TD8 | CDs | 9,000 | $9,000 | thousands by filing date | principal |
| Oppenheimer Intermediate Term Muni A | 001419290 | Mutual Funds | 2,028 | $9,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 105 | $8,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 136 | $8,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 95 | $8,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 57 | $8,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 230 | $8,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 120 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 200 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 189 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 320 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 203 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 195 | $8,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,023 | $8,000 | thousands by filing date | |
| CATALYST/MILLBURN HEDGE STRATEGY FUND CLASS I | 62827P816 | SHS | 248 | $8,000 | thousands by filing date | |
| JANUS HENDERSON RESEARCH FUND CLASS T | 471023853 | OPEN END TAXABLE NO LOAD FUND | 154 | $8,000 | thousands by filing date | |
| FIDELITY DIVIDEND GROWTH | 316389402 | EQUITY FUNDS | 271 | $8,000 | thousands by filing date | |
| MORGAN STANLEY INST GLOBAL OPP A | 61756E685 | NTF EQUITY FUNDS | 299 | $8,000 | thousands by filing date | |
| T ROWE PRICE INTEGRATED US SMA | 779917509 | XXX | 544 | $8,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 68 | $7,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 30 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 39 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 83 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 258 | $7,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 33 | $7,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50 | $7,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 217 | $7,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 166 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 139 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 244 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 240 | $7,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 460 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 313 | $7,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 350 | $7,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 920 | $7,000 | thousands by filing date | |
| GATEWAY Y | 367829884 | EQUITY FUNDS | 209 | $7,000 | thousands by filing date | |
| Hartford Capital Appr Fund Cl A | 416645406 | MF | 202 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 81 | $7,000 | thousands by filing date | |
| Wells Fargo WealthBuilder Mod Bal C | 94990B761 | Mutual Funds | 665 | $7,000 | thousands by filing date | |
| Morgan Stanley Bk N A Utah Cd 2.7520 05/26/2020 2.750 | 61747MZ61 | CDs | 7,000 | $7,000 | thousands by filing date | principal |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 127 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 72 | $6,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 108 | $6,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 133 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 70 | $6,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,208 | $6,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 74 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 139 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 66 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 198 | $6,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 45 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 130 | $6,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 150 | $6,000 | thousands by filing date | |
| CENTER COAST BROOKFIELD MIDSTREAM FOC I | 112740626 | EQUITY FUNDS | 884 | $6,000 | thousands by filing date | |
| FIDELITY SELECT GOLD PORTFOLIO | 316390780 | OPEN END TAXABLE NO LOAD FUND | 277 | $6,000 | thousands by filing date | |
| INVESCO EQUITY AND INCOME A | 00142J479 | NTF EQUITY FUNDS | 570 | $6,000 | thousands by filing date | |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, REV BDS | 7092233A7 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| mfus592905749 | 592905749 | MUTUAL FUND | 519 | $6,000 | thousands by filing date | |
| Invesco Mid Cap Growth A | 00143M596 | Mutual Funds | 155 | $6,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 77 | $5,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 101 | $5,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 85 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $5,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 15 | $5,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 65 | $5,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 67 | $5,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 36 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 61 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 43 | $5,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 205 | $5,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 76 | $5,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 130 | $5,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 87 | $5,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 400 | $5,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 280 | $5,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $5,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 400 | $5,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 129 | $5,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 160 | $5,000 | thousands by filing date | |
| FIDELITY MUNICIPAL MONEYMARKET | 316048107 | COM | 0 | $5,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| PIMCO HIGH YIELD CL A | 693390379 | Common | 509 | $5,000 | thousands by filing date | |
| INVESCO COMSTOCK A | 00143M711 | MFA | 193 | $5,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD BOND FUND CLASS A | 09260B663 | M | 710 | $5,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 912828MP2 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| Alaska Indl Dev & Expt Auth Re 10/01/2041 5.500 Call 10/01/2021 100.000 | 011903DZ1 | Fixed Income | 5,000 | $5,000 | thousands by filing date | principal |
| Rydex US Government Money Mkt MMkt | 78356C679 | Cash and Money Funds | 0 | $5,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| Power Dividend Mid-Cap Index I | 66538J746 | Mutual Funds | 488 | $5,000 | thousands by filing date | |
| Wells Fargo Bank Natl Assn Cd 2.4519 09/30/2019 2.450 | 949763TJ5 | CDs | 5,000 | $5,000 | thousands by filing date | principal |
| Schwab US TIPS ETF | 808524870 | SHS | 66 | $4,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 39 | $4,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 69 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 40 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 384 | $4,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 31 | $4,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $4,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200 | $4,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 261 | $4,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 204 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 201 | $4,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200 | $4,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 25 | $4,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 110 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 103 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 37 | $4,000 | thousands by filing date | |
| FIDELITY SELECT INDUSTRIALS PORTFOLIO | 316390517 | Mutual Fund | 121 | $4,000 | thousands by filing date | |
| JPMORGAN HIGH YLD BD | 4812C0803 | FIMF | 498 | $4,000 | thousands by filing date | |
| INVESCO FLOATING RATE ESG A | 00141A867 | NTF BOND FUNDS | 526 | $4,000 | thousands by filing date | |
| BLACKROCK TECHNOLOGY OPP | 091929570 | NTF EQUITY FUNDS | 143 | $4,000 | thousands by filing date | |
| N1 LIQUIDATING TRUST | 629511106 | REIT | 9,576 | $4,000 | thousands by filing date | |
| JPMorgan Government Bond A | 4812C0399 | Mutual Funds | 417 | $4,000 | thousands by filing date | |
| Calvert Ultra-Short Duration Income A | 131582611 | Mutual Funds | 410 | $4,000 | thousands by filing date | |
| Invesco Limited Term Municipal Income C | 001419449 | Mutual Funds | 373 | $4,000 | thousands by filing date | |
| Albert Lea Minn Indpt Sch Dist 02/01/2030 0.000 Call 02/01/2027 91.211 | 012806LK9 | Fixed Income | 5,000 | $4,000 | thousands by filing date | principal |
| Mb Finl Bk Na Chic Il Cd 2.720 09/10/2020 2.700 | 55266CJZ0 | CDs | 4,000 | $4,000 | thousands by filing date | principal |
| Power Dividend Index I | 66538B826 | Mutual Funds | 523 | $4,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 43 | $3,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 28 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 78 | $3,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 48 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 50 | $3,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 23 | $3,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25 | $3,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 57 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 196 | $3,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 40 | $3,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 95 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 34 | $3,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 20 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 30 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 20 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 45 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $3,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 250 | $3,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 50 | $3,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 149 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 43 | $3,000 | thousands by filing date | |
| AMERICAN MUTUAL FUND | 027681105 | MFD | 73 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 102 | $3,000 | thousands by filing date | |
| FIDELITY NASDAQ COMPOSITE | 315912709 | Common, Large Cap Growth | 31 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 500 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-19-011217 | superseded | 2019-06-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001437749-19-015727 | this filing | 2019-08-07 | acceptance time not in the bulk data set |