13F-HR filed by Bay Harbor Wealth Management, LLC
Bay Harbor Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-18, with 410 holding rows worth $161,275,000.
- Accession
- 0001437749-19-014231
- Filer
- CIK 1767989
- Filed
- 2019-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 410 entries on the cover page, a total value of $161,275,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,275,000 with VALUE read as thousands by filing date, 13F file number 028-19245. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAstor Investment Management LLC028-16121
- included managerDana Investment Advisors, Inc.028-13023
- included managerState Street Global Advisors Trust Co028-18135
- included managerFEDERATED INVESTORS INC /PA/028-04375
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 312,745 | $13,045,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 103,841 | $11,518,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 68,664 | $11,219,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 193,817 | $11,106,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 123,666 | $9,959,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 102,883 | $5,435,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 59,780 | $5,171,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,536 | $4,579,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 46,931 | $4,555,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,894 | $4,364,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 123,343 | $3,650,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 85,637 | $3,642,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,850 | $3,266,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 59,086 | $2,974,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 40,410 | $2,692,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 99,874 | $2,578,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 38,173 | $2,356,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 20,743 | $2,260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 63,603 | $2,222,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,050 | $2,187,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 40,889 | $2,006,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 27,574 | $1,693,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 15,531 | $1,534,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 26,034 | $1,473,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,799 | $1,467,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 40,729 | $1,458,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 24,700 | $1,407,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 27,208 | $1,400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 38,006 | $1,109,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,719 | $1,048,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 20,245 | $1,020,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $955,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 23,762 | $921,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,974 | $893,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,409 | $854,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 27,193 | $837,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14,178 | $750,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 19,255 | $681,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,475 | $649,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,379 | $640,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,178 | $633,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,371 | $602,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,506 | $592,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 19,063 | $584,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,389 | $583,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,261 | $580,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 10,321 | $552,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 14,107 | $550,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 10,468 | $533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,927 | $515,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 9,921 | $513,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 18,672 | $508,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 16,350 | $490,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,534 | $474,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,841 | $459,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,705 | $437,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,273 | $407,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 10,625 | $405,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,067 | $404,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,612 | $396,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,037 | $389,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,255 | $386,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,555 | $385,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,197 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,299 | $374,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 195 | $369,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,076 | $360,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,787 | $348,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,320 | $333,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,024 | $332,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,981 | $331,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7,547 | $326,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 9,567 | $326,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,522 | $324,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,402 | $320,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,960 | $319,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,610 | $313,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,844 | $303,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,269 | $302,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,241 | $294,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,584 | $283,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,065 | $277,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,956 | $277,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,650 | $268,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,620 | $266,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,562 | $265,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,789 | $259,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,802 | $255,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,211 | $246,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,392 | $244,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,095 | $241,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 807 | $238,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,874 | $234,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,784 | $233,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,601 | $230,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,828 | $221,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,808 | $221,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,603 | $201,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,691 | $186,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,411 | $185,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,177 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,698 | $165,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,737 | $159,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,176 | $151,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,060 | $149,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,424 | $144,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 713 | $138,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,155 | $133,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,352 | $130,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 772 | $121,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 5,881 | $120,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,746 | $119,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 807 | $117,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,692 | $114,000 | thousands by filing date | |
| VTI | 922908769 | COM | 737 | $111,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,112 | $111,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $108,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 797 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 927 | $104,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6,853 | $102,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,478 | $102,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 699 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,411 | $94,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 532 | $93,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 485 | $87,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 739 | $86,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,853 | $83,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 935 | $81,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 439 | $79,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 497 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,007 | $78,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 8,722 | $76,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 893 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,104 | $73,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,259 | $69,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 227 | $67,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 592 | $66,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,336 | $64,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 307 | $64,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 855 | $64,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 352 | $61,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 433 | $60,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 743 | $60,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 501 | $58,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 523 | $58,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 691 | $57,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 465 | $56,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 535 | $56,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,155 | $55,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 700 | $54,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 204 | $54,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,031 | $54,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 266 | $53,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 4,573 | $53,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 659 | $53,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 298 | $52,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 275 | $51,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 609 | $51,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 462 | $51,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 738 | $51,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 238 | $49,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 980 | $49,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 166 | $48,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 228 | $48,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 382 | $47,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 828 | $47,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 990 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,073 | $46,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,078 | $46,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 360 | $46,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 608 | $45,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 391 | $45,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,000 | $44,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 209 | $43,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 229 | $42,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,174 | $42,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,846 | $42,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 573 | $41,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 37 | $40,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 164 | $40,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 366 | $40,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 501 | $40,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 850 | $39,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 235 | $38,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 745 | $38,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,366 | $37,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 444 | $36,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 95 | $35,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 625 | $34,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 241 | $34,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,163 | $33,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 120 | $33,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,451 | $32,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,275 | $32,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 455 | $31,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 200 | $30,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 346 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 324 | $28,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 566 | $28,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 475 | $27,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 176 | $27,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 264 | $27,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 276 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 517 | $24,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 110 | $23,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 630 | $23,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 498 | $23,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 740 | $22,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 130 | $22,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,197 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 193 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 766 | $21,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 546 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 112 | $19,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 136 | $19,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 600 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 274 | $19,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 96 | $18,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 68 | $18,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 549 | $17,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 90 | $16,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 172 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 147 | $15,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 360 | $14,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 280 | $14,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 79 | $13,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 100 | $13,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 361 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 82 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 415 | $12,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 392 | $12,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 70 | $11,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 118 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 46 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 228 | $10,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 188 | $10,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 407 | $10,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 50 | $9,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 57 | $9,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $9,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 50 | $9,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 72 | $8,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 271 | $8,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 94 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 208 | $8,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 640 | $8,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 54 | $7,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 187 | $7,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 141 | $7,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 156 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 111 | $7,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 128 | $7,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 77 | $7,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 131 | $7,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 84 | $6,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 31 | $6,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 25 | $6,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 21 | $6,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 13 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 109 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 100 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 260 | $6,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 128 | $6,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 142 | $6,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 8 | $6,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 117 | $5,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 36 | $5,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 465 | $5,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 212 | $5,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 30 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 691 | $5,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 36 | $4,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 50 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 75 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 33 | $4,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 565 | $4,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 80 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 55 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20 | $3,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 19 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 39 | $3,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 21 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 26 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 269 | $3,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 48 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 211 | $3,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 75 | $3,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6 | $2,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26 | $2,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 20 | $2,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 39 | $2,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8 | $2,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 44 | $2,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 11 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 152 | $2,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 59 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 22 | $2,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 25 | $2,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 39 | $2,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 25 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 42 | $2,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 43 | $2,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6 | $2,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 22 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100 | $2,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3 | $2,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 33 | $2,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 40 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 37 | $2,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 48 | $2,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 38 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 13 | $2,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 6 | $2,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 70 | $2,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 125 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 247 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 155 | $2,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 12 | $1,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 16 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14 | $1,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 21 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 133 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 13 | $1,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5 | $1,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 39 | $1,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 19 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50 | $1,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 17 | $1,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 49 | $1,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 111 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 29 | $1,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 51 | $1,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8 | $1,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 50 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 18 | $1,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 144 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 59 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 300 | $1,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 16 | $1,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 44 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard Real Estate | 922908553 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMERICAINC | 200340107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MKS INC. COM | 55306N104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QORVO INC COM | 74736K101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST SOLAR INC COM | 336433107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223206 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cyber Security ETF | 26924G201 | Common | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 7,398 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q Biomed Inc Com | 74736N105 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioscience Neutraceuticals Inc | 09075H202 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Microbest Inc | 59500X108 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Profitable Developments Inc | 74317C106 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Baristas Coffee Co Inc | 067594309 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Berkshire Hathaway Inc Del Cl A Frmly Common (convert)from Cusip# 084670108 | 084CNV901 | Common Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-19-014231 | this filing | 2019-07-18 | acceptance time not in the bulk data set |