13F-HR/A filed by Nalls Sherbakoff Group, LLC
Nalls Sherbakoff Group, LLC filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-02-15, with 422 holding rows worth $62,561,000.
- Accession
- 0001437749-19-002773
- Filer
- CIK 1767500
- Filed
- 2019-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type restatement, 422 entries on the cover page, a total value of $62,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,561,000 with VALUE read as thousands by filing date, 13F file number 028-19188. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 117,625 | $7,049,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 105,850 | $5,466,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 80,216 | $4,058,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 101,161 | $2,868,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 36,255 | $2,704,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 153,704 | $2,264,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 21,390 | $1,681,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 28,798 | $1,419,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 17,899 | $1,234,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 33,398 | $1,135,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9,162 | $1,097,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 44,583 | $1,049,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 12,844 | $1,044,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,449 | $982,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,070 | $959,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 555 | $834,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 15,385 | $775,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,342 | $767,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,347 | $706,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 16,088 | $688,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 33,663 | $661,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,057 | $658,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 578 | $604,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,932 | $592,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,409 | $563,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,853 | $563,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 9,959 | $530,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 13,272 | $498,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,670 | $459,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 13,485 | $443,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 33,488 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10,155 | $400,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,102 | $400,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,387 | $393,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,231 | $387,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,518 | $357,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,813 | $347,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,150 | $332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 8,578 | $328,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,887 | $298,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,692 | $294,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,550 | $277,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,846 | $276,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,725 | $266,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,769 | $238,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,640 | $228,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,405 | $227,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,600 | $221,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,310 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 6,933 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,423 | $201,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,810 | $190,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,880 | $186,000 | thousands by filing date | |
| VANGUARD SMALL CAP INDEX | 922908686 | MFD | 2,874 | $182,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 175 | $181,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,150 | $181,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,350 | $177,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,282 | $177,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 600 | $169,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,416 | $154,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,476 | $149,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,083 | $146,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,000 | $139,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 979 | $132,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 805 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,333 | $119,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 755 | $119,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,599 | $116,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,363 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 600 | $115,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 900 | $114,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,135 | $113,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,821 | $111,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,115 | $104,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,353 | $103,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,345 | $103,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 7,481 | $100,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,152 | $97,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,048 | $96,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 412 | $95,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 881 | $94,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 678 | $94,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 4,549 | $94,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 4,573 | $94,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 583 | $93,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 4,546 | $92,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 974 | $90,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,980 | $86,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 760 | $84,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 895 | $83,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,760 | $83,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,200 | $83,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,550 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 601 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,910 | $79,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 705 | $77,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,758 | $76,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,503 | $76,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 428 | $76,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 642 | $76,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 768 | $75,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 839 | $75,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 1,700 | $75,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,000 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,964 | $73,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PORTF | 921908877 | Real Assets, Listed Real Estate | 686 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 440 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 908 | $71,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,700 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 419 | $69,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 400 | $68,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,206 | $68,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 3,435 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,950 | $67,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 3,378 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 619 | $66,000 | thousands by filing date | |
| Vanguard Value Index Adm | 922908678 | VVIAX | 1,732 | $66,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,256 | $64,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,341 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 500 | $62,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 650 | $61,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,200 | $61,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 1,132 | $61,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 800 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 460 | $59,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 550 | $59,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 2,821 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 2,817 | $59,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,158 | $58,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 313 | $57,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,350 | $56,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 219 | $55,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 480 | $55,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,042 | $54,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 200 | $54,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 640 | $53,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,000 | $52,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 875 | $52,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,200 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,655 | $51,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $50,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,502 | $50,000 | thousands by filing date | |
| MORGAN STANLEY BA 1.819CD FDIC INS DUE 01/04/19US | 61747ME98 | CERTIFICATE DEPOSIT | 50,000 | $50,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 240 | $49,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,963 | $48,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 505 | $48,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 290 | $47,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,344 | $46,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,400 | $46,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 500 | $46,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 557 | $45,000 | thousands by filing date | |
| HEALTHCARE TRUST INC | 42226B105 | REAL ESTATE INVESTME | 2,151 | $44,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 497 | $43,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 1,809 | $43,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,846 | $43,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 617 | $42,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 3,143 | $42,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 363 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,664 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 239 | $40,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 291 | $39,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 300 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 750 | $38,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 653 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 650 | $37,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 821 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,235 | $36,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 270 | $35,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 285 | $35,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 201 | $35,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 800 | $35,000 | thousands by filing date | |
| Cole Credit Property Trust IV | 19326U100 | Com | 3,780 | $35,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 150 | $34,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 295 | $34,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300 | $34,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 150 | $34,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,000 | $33,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 1,769 | $33,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 513 | $32,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 693 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 284 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 1,300 | $31,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 172 | $30,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 150 | $30,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 164 | $30,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 1,264 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 1,328 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 1,262 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 380 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1,253 | $29,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 702 | $28,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 388 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 600 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 171 | $28,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 336 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 272 | $26,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 560 | $25,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $25,000 | thousands by filing date | |
| AMERIQUEST MORTG 5.2534ABS-SPCL DUE 07/25/34-0410- | 12669FC43 | PRIVATE PLACEMENT CM | 23,000 | $24,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 496 | $23,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 293 | $23,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 175 | $23,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 328 | $23,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 227 | $22,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,072 | $22,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 80 | $21,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 250 | $21,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 666 | $21,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 103 | $20,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 300 | $19,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 75 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 230 | $19,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 385 | $19,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 140 | $18,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 480 | $18,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 221 | $18,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 540 | $18,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 450 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 300 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 250 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 575 | $18,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 250 | $18,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 300 | $18,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 349 | $17,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 150 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 103 | $17,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,104 | $17,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 345 | $17,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 420 | $16,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 300 | $16,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 961 | $16,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 971 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 683 | $16,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 300 | $15,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 175 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 227 | $15,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2,000 | $15,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 200 | $14,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 236 | $14,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 120 | $14,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 600 | $14,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 145 | $14,000 | thousands by filing date | |
| MAINSTAY MACKAY US EQTY OPPTY C | 56063U737 | LOAD EQUITY FUND | 2,262 | $14,000 | thousands by filing date | |
| PGIM TOTAL RETURN BD C | 74440B306 | LOAD BOND FUND | 989 | $14,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 400 | $13,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 200 | $13,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 174 | $13,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $13,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 300 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 463 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 330 | $13,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $12,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 300 | $12,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $12,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 450 | $12,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $11,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 107 | $11,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 200 | $11,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 154 | $11,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 224 | $11,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 250 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 200 | $11,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 181 | $10,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 250 | $10,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 44 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 400 | $10,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 187 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 384 | $10,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 135 | $10,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 290 | $9,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 250 | $9,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 40 | $9,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 425 | $9,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 165 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 495 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,000 | $9,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 200 | $8,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 50 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $8,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 315 | $8,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 400 | $8,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 400 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 171 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 238 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 270 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 200 | $8,000 | thousands by filing date | |
| MFS DIVERSIFIED INCOME FD CL C | 552982829 | LOAD BOND FUND | 682 | $8,000 | thousands by filing date | |
| BROOKFIELD PR 5.25 PFDPFD SER 1 | 112827209 | PREFERRED STOCK | 310 | $8,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 21 | $7,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 35 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 100 | $7,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 140 | $7,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 80 | $7,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 100 | $7,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 300 | $7,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 118 | $6,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 55 | $6,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 118 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 800 | $6,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 350 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 101 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 48 | $5,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 59 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 176 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 400 | $5,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 400 | $5,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 700 | $5,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 130 | $5,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 30 | $5,000 | thousands by filing date | |
| IJH | 464287507 | COM | 23 | $4,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 72 | $4,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 194 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 125 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 129 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 150 | $4,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 113 | $4,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 80 | $4,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 100 | $4,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 244 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 75 | $3,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 15 | $3,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 63 | $3,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 75 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 40 | $3,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 93 | $3,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 203 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $3,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 80 | $3,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 55 | $3,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 67 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| MFS GLOBAL EQUITY FUND | 552986861 | Equity Mutual Fu | 70 | $3,000 | thousands by filing date | |
| OPPENHEIMER GLOBAL FUND CL C | 683924302 | LOAD EQUITY FUND | 43 | $3,000 | thousands by filing date | |
| FEDERATED GLOBAL ALLOC FD CL C | 314183302 | LOAD EQUITY FUND | 155 | $3,000 | thousands by filing date | |
| FEDERATED STRATEGIC VALUE DIVIDEND C | 314172578 | LOAD EQUITY FUND | 523 | $3,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 22 | $2,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 36 | $2,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 30 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 112 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 103 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 38 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 207 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 53 | $2,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 16 | $2,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 44 | $2,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $2,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 26 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 34 | $2,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 40 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 60 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 34 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 500 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 22 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 30 | $1,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13 | $1,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 20 | $1,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 30 | $1,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 100 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 28 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50 | $1,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 25 | $1,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6 | $1,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 40 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10 | $1,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 25 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 200 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 36 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $1,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 41 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 202 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 35 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 54 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 200 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 350 | $1,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 28 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 800 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 134 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 700 | $1,000 | thousands by filing date | |
| FEDERAL NTNL MO 6.625 30 | 31359MGK3 | GOVERNMENT AGENCY | 1,000 | $1,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHERS | 525ESC448 | RES | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Young Broadcasting Inc Cl A | 987434107 | COM | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC CVR-RESTRICTED NON-TAXABLE | 00182CVR1 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS CAPITAL I XXXESCROW PENDING POSSIBLE FUTURE DISTRIBUTION | 229ESC108 | ESCROW POSITION | 1,045 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA PL 256233 636 DUE 05/01/36 | 31371MSW8 | FNMA | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA PL 256236 5.521 DUE 05/01/21 | 31371MSZ1 | FNMA | 16,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA PL 725690 634 DUE 08/01/34 | 31402DF70 | FNMA | 5,669 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA PL 725793 5.519 DUE 09/01/19 | 31402DKE9 | FNMA | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA PL 745944 533 DUE 12/01/33 | 31403DWD7 | FNMA | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA PL 844801 535 DUE 10/01/35 | 31407YRW1 | FNMA | 5,493 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA PL 888129 5.537 DUE 02/01/37 | 31410FVW2 | FNMA | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA PL 934643 538 DUE 11/01/38 | 31412TZG1 | FNMA | 4,025 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-19-002464 | superseded | 2019-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001437749-19-002773 | this filing | 2019-02-15 | acceptance time not in the bulk data set |