13F-HR filed by First City Capital Management, Inc.
First City Capital Management, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-12-06, with 164 holding rows worth $120,925,000.
- Accession
- 0001427350-13-000010
- Filer
- CIK 1427350
- Filed
- 2013-12-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 164 entries on the cover page, a total value of $120,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,925,997 with VALUE read as dollars, detected, 13F file number 028-13020. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 80,062 | $6,888,534 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 121,980 | $4,620,604 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 107,688 | $3,093,332 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 127,046 | $3,035,142 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 36,347 | $2,756,932 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 53,809 | $2,578,527 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 55,588 | $2,572,692 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 71,783 | $2,427,695 | dollars, detected | |
| Altria Group | 02208S103 | COM | 63,546 | $2,182,813 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 27,408 | $2,071,791 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 15,077 | $1,831,858 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 38,247 | $1,820,901 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 20,775 | $1,800,999 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 35,320 | $1,648,561 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 12,760 | $1,627,538 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 33,500 | $1,579,860 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 31,398 | $1,575,238 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 30,939 | $1,566,442 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 50,150 | $1,512,023 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 36,925 | $1,500,632 | dollars, detected | |
| Southern Company | 842587107 | COM | 35,493 | $1,461,617 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 28,854 | $1,452,222 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 18,759 | $1,445,787 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 42,802 | $1,424,451 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,582 | $1,270,644 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 14,769 | $1,226,418 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 38,077 | $1,196,419 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 15,650 | $1,193,626 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 6,125 | $1,134,274 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,542 | $1,071,265 | dollars, detected | |
| Intel Corp | 458140100 | COM | 46,301 | $1,061,273 | dollars, detected | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 78,298 | $997,522 | dollars, detected | |
| AVERY DENNISON CORP | 53611109 | COM | 22,750 | $990,080 | dollars, detected | The CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 70,472 | $972,518 | dollars, detected | The CUSIP as filed is malformed. |
| SEALED AIR CORP NEW | 81211K100 | COM | 34,850 | $947,572 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 10,631 | $920,538 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,612 | $898,188 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 15,664 | $888,932 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 16,534 | $860,930 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 18,986 | $849,244 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 20,527 | $848,176 | dollars, detected | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 8,896 | $847,433 | dollars, detected | |
| CERNER CORP | 156782104 | COM | 16,028 | $842,271 | dollars, detected | |
| ABB LTD SPONS ADR | 375204 | COM | 35,600 | $839,804 | dollars, detected | The CUSIP as filed is malformed. |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 10,122 | $808,057 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 9,450 | $764,411 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,275 | $721,895 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,586 | $716,661 | dollars, detected | |
| VODAFONE GP PLC | 92857W209 | ADR | 20,352 | $715,983 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,625 | $714,308 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 8,895 | $707,141 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 6,769 | $706,481 | dollars, detected | |
| HARRIS CORP INC | 413875105 | COM | 11,875 | $704,188 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 16,699 | $693,009 | dollars, detected | |
| SIEMENS A G - ADR | 826197501 | COM | 5,675 | $683,894 | dollars, detected | |
| BASF ADR | 55262505 | ADR | 7,121 | $683,616 | dollars, detected | The CUSIP as filed is malformed. |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 12,854 | $674,615 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,368 | $641,909 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 9,184 | $638,380 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 7,100 | $637,793 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 13,326 | $634,451 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,656 | $624,041 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 5,167 | $616,979 | dollars, detected | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 53,158 | $615,564 | dollars, detected | The CUSIP as filed is malformed. |
| Chubb Corporation | 171232101 | Equity | 6,740 | $601,612 | dollars, detected | |
| Becton Dickinson | 75887109 | COM | 5,995 | $599,662 | dollars, detected | The CUSIP as filed is malformed. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 27,505 | $595,226 | dollars, detected | |
| ACUITY INC COM | 00508Y102 | Stock | 6,422 | $590,952 | dollars, detected | |
| AMGEN INC. | 31162100 | COM | 5,210 | $583,129 | dollars, detected | The CUSIP as filed is malformed. |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 23,662 | $565,758 | dollars, detected | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,075 | $555,002 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,750 | $534,100 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 20,650 | $527,814 | dollars, detected | |
| SCBT FINANCIAL CORP | 78401V102 | COM | 9,513 | $524,737 | dollars, detected | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 25,462 | $517,894 | dollars, detected | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 10,791 | $505,339 | dollars, detected | |
| ASTRAZENECA PLC | 46353108 | ADR | 9,675 | $502,423 | dollars, detected | The CUSIP as filed is malformed. |
| Eaton Corp. | 278058102 | COM | 7,150 | $492,206 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,304 | $479,727 | dollars, detected | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,000 | $471,000 | dollars, detected | |
| ABBOTT LABORATORIES | 2824100 | COM | 14,011 | $465,025 | dollars, detected | The CUSIP as filed is malformed. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,396 | $462,102 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,708 | $461,846 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,290 | $460,992 | dollars, detected | |
| MFS MASSACHUSETTS INVESTORS TR A | 575736103 | NTF EQUITY FUNDS | 17,888 | $459,014 | dollars, detected | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,250 | $456,075 | dollars, detected | |
| Lineage, Inc. | 536020100 | COM | 17,594 | $456,042 | dollars, detected | |
| CITICORP MORTGAG 5point25percent35 MBS CMO DUE 08 25 35 FACTOR 1point000000000000 | 172973Y45 | gm | 431,000 | $440,639 | dollars, detected | |
| American Express | 25816109 | COM | 5,816 | $439,224 | dollars, detected | The CUSIP as filed is malformed. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,356 | $436,221 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,832 | $435,009 | dollars, detected | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 6,155 | $415,647 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 7,801 | $415,403 | dollars, detected | |
| TEXTRON INC COM | 883203101 | Stock | 14,800 | $408,628 | dollars, detected | |
| FLIR SYS INC | 302445101 | COM | 12,753 | $400,444 | dollars, detected | |
| Thornburg International Equity I | 885215566 | MF | 12,971 | $398,986 | dollars, detected | |
| CAREFUSION CORP | 14170T101 | COM | 10,760 | $397,044 | dollars, detected | |
| SPY | 78462F103 | SHS | 2,359 | $396,336 | dollars, detected | |
| ENCANA CORP | 292505104 | COM | 22,118 | $383,305 | dollars, detected | |
| INTL SHIPHOLDING 9 PFD | 460321508 | ps | 3,825 | $382,883 | dollars, detected | |
| MUTUAL SER FD INC | 628380107 | SHS FD CL Z | 13,996 | $372,164 | dollars, detected | |
| HARMAN INTL INDS INC | 413086109 | COM | 5,550 | $367,577 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,569 | $357,296 | dollars, detected | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,600 | $351,804 | dollars, detected | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,138 | $350,052 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,681 | $343,972 | dollars, detected | |
| BAXTER INTERNATIONAL | 71813109 | COM | 5,226 | $343,296 | dollars, detected | The CUSIP as filed is malformed. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,664 | $338,541 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,550 | $326,859 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,373 | $317,804 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 4,658 | $309,012 | dollars, detected | |
| Aberdeen Asia-Pacific Inc. Fnd | 3009107 | COM | 50,649 | $306,933 | dollars, detected | The CUSIP as filed is malformed. |
| KKR FINL HLDGS LLC | 48248A306 | COM | 29,375 | $303,444 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,475 | $294,366 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,000 | $289,800 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,500 | $289,630 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,605 | $284,074 | dollars, detected | |
| SPECTRA ENERGY CORP | 847560109 | COM | 8,137 | $278,530 | dollars, detected | |
| Franklin High Yield Tax Free A | 354723702 | Com | 28,097 | $278,162 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 5,906 | $266,449 | dollars, detected | |
| TECHNE CORP | 878377100 | COM | 3,300 | $264,198 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,290 | $263,726 | dollars, detected | |
| CORNING INC | 219350105 | COM | 18,042 | $263,233 | dollars, detected | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,500 | $260,715 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,560 | $259,507 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,900 | $258,597 | dollars, detected | |
| LOOMIS SAYLES INCOME INSTL | 543495840 | COM | 17,037 | $257,086 | dollars, detected | |
| LORD ABBETT AFFILIATED FUND | 544001100 | Common, Large Cap Value | 17,906 | $255,697 | dollars, detected | |
| VANGUARD INDEX FDS | 922908488 | TTL STMKTIDSIG | 6,191 | $254,768 | dollars, detected | |
| APACHE CORP | 37411105 | COM | 2,977 | $253,462 | dollars, detected | The CUSIP as filed is malformed. |
| Berkshire Hathaway - Class B | 84670207 | COM | 2,229 | $253,014 | dollars, detected | The CUSIP as filed is malformed. |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 4,750 | $251,180 | dollars, detected | |
| APPLE INC | 37833100 | COM | 521 | $248,097 | dollars, detected | The CUSIP as filed is malformed. |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 1,625 | $245,375 | dollars, detected | |
| WALGREEN CO | 931422109 | COM | 4,475 | $240,755 | dollars, detected | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 7,900 | $240,555 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,691 | $236,743 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 2,653 | $234,419 | dollars, detected | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 57,450 | $230,949 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,450 | $229,482 | dollars, detected | |
| HARBOR INTERNATIONAL FD - INV | 411511645 | COMMON | 3,347 | $229,122 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,170 | $227,004 | dollars, detected | |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 16,213 | $223,259 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 17,290 | $222,868 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,314 | $219,652 | dollars, detected | |
| Olstein Fds Allcap Val Adv | 681383204 | COM | 10,867 | $215,158 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 3,263 | $214,738 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 3,270 | $210,882 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 998 | $209,181 | dollars, detected | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,500 | $206,470 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,050 | $206,414 | dollars, detected | |
| BOEING CO. | 97023105 | COM | 1,751 | $205,743 | dollars, detected | The CUSIP as filed is malformed. |
| NUCOR CORP COM | 670346105 | Stock | 4,100 | $200,982 | dollars, detected | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 7,929 | $200,363 | dollars, detected | |
| TRUIST FINL CORP | 823014105 | COM | 25,300 | $180,642 | dollars, detected | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 13,022 | $168,765 | dollars, detected | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,250 | $167,288 | dollars, detected | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 62,614 | $147,143 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,657 | $127,947 | dollars, detected | |
| APOLLO INVT CORP | 03761U106 | COM | 14,825 | $120,839 | dollars, detected | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,250 | $106,265 | dollars, detected | |
| FIDELITY FLOATING RATE HIGH INCOME | 315916783 | BOND FUNDS | 10,436 | $103,527 | dollars, detected | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,500 | $93,840 | dollars, detected | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,650 | $92,442 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001427350-13-000010 | this filing | 2013-12-06 | acceptance time not in the bulk data set |