13F-HR filed by Investors Capital Advisory Services
Investors Capital Advisory Services filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-02, with 717 holding rows worth $521,328,000.
- Accession
- 0001427271-16-000007
- Filer
- CIK 1427271
- Filed
- 2016-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,061 entries on the cover page, a total value of $521,328,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $521,328,000 with VALUE read as thousands by filing date, 13F file number 028-12993. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerADVISORS CAPITAL MANAGEMENT, LLC 028-11543
- included managerCAMBRIDGE INVESTMENTS LTD 028-06432
- included managerDIVIDEND ASSET CAPITAL, LLC 028-11952
- included managerSENTINEL ADVISORS CO 028-03768
- included managerVALUEWORKS LLC 028-11180
- included managerABNER HERRMAN & BROCK, LLC 028-06312
- included managerWELLESLEY INVESTMENT ADVISORS 028-14868
- included managerTIMECAPITAL INVESTOR ADVISORY SERVICES, INC.
- included managerTOWER SQUARE INVESTMENT MANAGEMENT
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 91,526 | $8,747,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 243,864 | $7,675,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 177,137 | $7,653,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 84,527 | $7,443,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 74,174 | $5,318,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 73,656 | $5,077,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 44,561 | $4,792,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 51,108 | $4,788,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 104,712 | $4,540,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 80,738 | $4,507,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,387 | $4,480,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 178,337 | $4,455,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 92,731 | $4,203,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 117,716 | $4,143,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 33,242 | $4,030,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 32,002 | $3,926,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 31,633 | $3,571,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 68,717 | $3,513,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 24,085 | $3,486,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 117,975 | $3,451,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 44,446 | $3,377,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 50,009 | $3,319,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 44,050 | $3,267,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 31,679 | $3,097,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,428 | $3,019,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 55,446 | $2,981,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,830 | $2,950,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 26,027 | $2,930,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 551,058 | $2,926,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 39,669 | $2,917,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 329,413 | $2,905,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 66,978 | $2,864,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 26,889 | $2,851,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 26,787 | $2,836,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 213,214 | $2,827,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 33,134 | $2,804,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 35,445 | $2,803,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 35,946 | $2,803,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 32,762 | $2,793,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 63,284 | $2,663,000 | thousands by filing date | |
| VTI | 922908769 | COM | 24,602 | $2,635,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 86,551 | $2,487,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 274,559 | $2,484,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 21,991 | $2,417,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 43,687 | $2,408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 31,389 | $2,408,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,425 | $2,405,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 15,327 | $2,381,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 42,369 | $2,337,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 42,135 | $2,272,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 18,099 | $2,221,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 27,675 | $2,178,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 37,713 | $2,171,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 52,661 | $2,100,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 19,585 | $2,099,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,623 | $2,075,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 58,621 | $2,074,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 317,262 | $2,062,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 93,269 | $1,992,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,811 | $1,890,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,811 | $1,866,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 21,959 | $1,866,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 234,152 | $1,861,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 16,015 | $1,852,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 56,162 | $1,815,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 38,871 | $1,813,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,804 | $1,790,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 17,015 | $1,759,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,323 | $1,758,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 22,327 | $1,723,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 28,943 | $1,652,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 71,811 | $1,649,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 24,152 | $1,648,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 160,834 | $1,630,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 129,329 | $1,625,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 19,492 | $1,622,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 15,675 | $1,617,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 31,734 | $1,576,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,137 | $1,539,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 16,754 | $1,538,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 18,161 | $1,524,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,910 | $1,453,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 20,279 | $1,449,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 12,187 | $1,444,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,006 | $1,428,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 26,064 | $1,395,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 8,646 | $1,395,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 31,961 | $1,393,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 31,102 | $1,391,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 71,770 | $1,377,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 16,827 | $1,375,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,920 | $1,373,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 16,419 | $1,368,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 47,643 | $1,366,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 13,282 | $1,360,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,078 | $1,332,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 135,619 | $1,324,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 20,857 | $1,321,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 117,837 | $1,304,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,135 | $1,299,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,206 | $1,285,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 34,268 | $1,285,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,341 | $1,274,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 87,978 | $1,266,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 12,147 | $1,265,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14,825 | $1,264,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 93,812 | $1,260,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 65,679 | $1,256,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 13,777 | $1,248,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 40,262 | $1,240,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 86,157 | $1,232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 31,789 | $1,231,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 14,501 | $1,209,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 7,069 | $1,205,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 19,416 | $1,200,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 24,242 | $1,198,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 48,718 | $1,194,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 9,063 | $1,184,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 32,295 | $1,181,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 62,705 | $1,173,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,553 | $1,162,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 30,337 | $1,153,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 27,203 | $1,151,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,548 | $1,143,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10,817 | $1,139,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,027 | $1,135,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,870 | $1,134,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 49,406 | $1,129,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 87,838 | $1,116,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,970 | $1,104,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,387 | $1,099,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 20,771 | $1,089,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 73,089 | $1,086,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 77,690 | $1,084,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 29,488 | $1,074,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 47,992 | $1,073,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 53,777 | $1,065,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,539 | $1,064,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,328 | $1,063,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8,547 | $1,059,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,020 | $1,053,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,216 | $1,050,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,447 | $1,046,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 16,111 | $1,044,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 36,578 | $1,035,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 15,109 | $1,034,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 16,738 | $1,029,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,175 | $1,026,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 9,442 | $1,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,967 | $1,000,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 42,823 | $978,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 57,286 | $972,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 22,392 | $970,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 44,591 | $960,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 18,150 | $941,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,267 | $937,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 34,050 | $935,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,750 | $930,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,906 | $927,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,232 | $926,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 16,766 | $903,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,634 | $887,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,878 | $878,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 111,017 | $877,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 9,586 | $876,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 11,909 | $868,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $867,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 19,710 | $854,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 11,208 | $853,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 11,485 | $853,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,100 | $839,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 12,638 | $834,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 78,370 | $832,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 23,293 | $830,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,177 | $828,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,675 | $828,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,277 | $826,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,548 | $822,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,859 | $821,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 17,352 | $814,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 87,994 | $813,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,876 | $812,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 32,575 | $808,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 54,380 | $801,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,527 | $793,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 72,746 | $771,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,618 | $762,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 59,626 | $761,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,595 | $760,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 21,509 | $757,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 47,257 | $756,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,892 | $754,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 52,572 | $754,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,862 | $753,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,736 | $747,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 77,052 | $742,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 39,929 | $742,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 50,962 | $723,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 15,162 | $719,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 55,856 | $719,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 24,914 | $716,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,206 | $706,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 29,877 | $703,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 23,559 | $701,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 11,765 | $694,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 12,762 | $694,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,447 | $694,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,131 | $692,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 32,625 | $692,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 18,915 | $686,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 46,621 | $686,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,961 | $680,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,390 | $678,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 20,948 | $677,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,617 | $674,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 32,744 | $669,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,403 | $667,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,159 | $663,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 13,520 | $660,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 13,606 | $658,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,699 | $655,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,375 | $643,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,391 | $640,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,922 | $635,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,089 | $634,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 16,317 | $633,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,422 | $632,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 15,957 | $625,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,937 | $618,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,279 | $616,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,137 | $616,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,879 | $615,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 109,799 | $608,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 32,948 | $588,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,011 | $586,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 27,032 | $585,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,153 | $583,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 6,196 | $579,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,947 | $578,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 15,059 | $577,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 16,635 | $575,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,202 | $573,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,975 | $568,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 9,429 | $564,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,443 | $563,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 21,957 | $563,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 11,675 | $562,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 80,867 | $560,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 115,313 | $559,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,950 | $558,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 26,800 | $558,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 54,261 | $554,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,589 | $545,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 8,113 | $545,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,915 | $540,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,193 | $539,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 14,247 | $539,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,253 | $537,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,902 | $536,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,608 | $535,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 19,309 | $534,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,710 | $529,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 22,332 | $526,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,038 | $524,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,473 | $523,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 515,000 | $523,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,883 | $522,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 527,000 | $522,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 28,974 | $510,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,056 | $508,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,872 | $505,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 10,955 | $504,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,043 | $502,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,648 | $500,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 47,386 | $499,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,845 | $498,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 10,550 | $497,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 502,000 | $496,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 106,514 | $494,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 522,000 | $494,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9,328 | $493,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 463,000 | $491,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,287 | $490,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 18,070 | $489,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,667 | $487,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,564 | $485,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 6,038 | $484,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 102,707 | $484,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,863 | $483,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,534 | $483,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,974 | $482,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 10,532 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,043 | $468,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 483,000 | $468,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,379 | $467,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 28,100 | $465,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 18,048 | $465,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 9,224 | $463,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 17,273 | $463,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,625 | $463,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 490,000 | $459,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 19,878 | $458,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 189,303 | $456,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,866 | $454,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 422,000 | $454,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 16,590 | $453,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,516 | $451,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,184 | $449,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,010 | $445,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 7,651 | $443,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,952 | $441,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,537 | $440,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,668 | $439,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,801 | $439,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,297 | $439,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,476 | $436,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 16,170 | $435,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 26,808 | $435,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 28,872 | $433,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,053 | $430,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,920 | $429,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 13,425 | $426,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,984 | $423,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 6,464 | $422,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 33,977 | $419,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 8,727 | $418,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 8,650 | $416,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 11,290 | $413,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 37,153 | $410,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,817 | $409,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 19,180 | $409,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 369,000 | $407,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 406,000 | $407,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 15,314 | $406,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 27,062 | $405,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,212 | $398,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,319 | $398,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,106 | $396,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,551 | $395,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 17,455 | $395,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 417,000 | $393,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,279 | $392,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,301 | $391,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 17,363 | $391,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,872 | $389,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 8,315 | $388,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 14,791 | $385,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 27,902 | $385,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,582 | $385,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 44,210 | $385,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 25,702 | $385,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,043 | $382,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 354,000 | $381,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 55,330 | $379,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 17,440 | $378,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,741 | $377,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,320 | $377,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,972 | $375,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 16,084 | $375,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 19,204 | $375,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 61,667 | $373,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,740 | $371,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,142 | $370,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,754 | $369,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 8,351 | $369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 23,734 | $369,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,866 | $366,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 29,487 | $365,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 42,678 | $363,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 25,034 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,746 | $363,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,665 | $361,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 422 | $351,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 57,425 | $350,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,963 | $349,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 348,000 | $346,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,042 | $345,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,549 | $345,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 24,430 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 17,800 | $343,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,223 | $342,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,314 | $342,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 12,940 | $342,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 337,000 | $342,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,000 | $337,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 13,762 | $336,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,437 | $335,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,454 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,997 | $334,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 28,914 | $332,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,863 | $331,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,480 | $330,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,236 | $330,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,926 | $329,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 20,850 | $329,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 13,071 | $329,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 355,000 | $329,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,575 | $328,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 8,776 | $328,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 282,000 | $328,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 29,271 | $326,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,972 | $325,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,469 | $323,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,875 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,811 | $323,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 13,835 | $322,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,141 | $322,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 18,213 | $320,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,615 | $320,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,692 | $318,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 297,000 | $318,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,921 | $317,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,954 | $317,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 24,201 | $313,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 20,381 | $313,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 60,550 | $313,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 39,785 | $311,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,236 | $310,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,437 | $310,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,930 | $309,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,241 | $309,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 12,603 | $309,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 266,000 | $308,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 320,000 | $308,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,179 | $307,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,343 | $306,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 383,000 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,297 | $305,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 50,186 | $305,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 24,325 | $304,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,014 | $303,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,882 | $303,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 9,024 | $303,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,764 | $302,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 19,866 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,660 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 9,321 | $301,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 13,072 | $300,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,882 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,911 | $298,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,092 | $296,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,119 | $296,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,405 | $296,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,258 | $295,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,700 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,983 | $294,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,023 | $293,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 47,025 | $293,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 12,207 | $291,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,173 | $289,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,863 | $289,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 17,646 | $289,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 17,826 | $289,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 58,524 | $289,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 11,270 | $289,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,296 | $288,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,764 | $288,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 21,426 | $288,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 16,958 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,866 | $285,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 52,327 | $285,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,869 | $284,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 17,602 | $283,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,541 | $283,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,386 | $282,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 17,000 | $282,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,470 | $282,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 19,751 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 11,836 | $280,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,684 | $279,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 307,000 | $276,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21,204 | $275,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 16,273 | $275,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,995 | $274,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,102 | $274,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 301,000 | $274,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,271 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,778 | $270,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,410 | $270,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,177 | $270,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,430 | $268,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,719 | $268,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,068 | $268,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,378 | $267,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,221 | $267,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,393 | $266,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,877 | $265,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,994 | $263,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,612 | $263,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 18,226 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,084 | $258,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,619 | $258,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 19,966 | $257,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,075 | $256,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,870 | $256,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,117 | $255,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 635 | $255,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 935 | $253,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,442 | $253,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 15,000 | $253,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001427271-16-000007 | this filing | 2016-08-02 | acceptance time not in the bulk data set |