13F-HR filed by Investors Capital Advisory Services
Investors Capital Advisory Services filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-06, with 605 holding rows worth $386,805,000.
- Accession
- 0001427271-13-000006
- Filer
- CIK 1427271
- Filed
- 2013-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 833 entries on the cover page, a total value of $386,805,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,805,000 with VALUE read as thousands by filing date, 13F file number 028-12993. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisors Capital Management 028-11543
- included managerCambridge Investments 028-06432
- included managerFrantzen Capital
- included managerFraser
- included managerDividend Growth Advisors 028-11952
- included managerSentinel
- included managerValueWorks LLC 028-11180
- included managerWellesley Investment Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MasterCard, Inc | 57636Q104 | COM | 8,248 | $5,549,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 80,967 | $4,940,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 205,403 | $4,907,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 72,137 | $4,792,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 51,370 | $4,419,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,235 | $4,402,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 74,038 | $4,177,000 | thousands by filing date | |
| MGC | 921910873 | COM | 70,962 | $4,074,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 116,961 | $3,955,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 78,905 | $3,834,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 69,144 | $3,640,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,586 | $3,625,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,734 | $3,314,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 111,269 | $3,195,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 92,157 | $3,164,000 | thousands by filing date | |
| VTI | 922908769 | COM | 34,065 | $2,985,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 36,816 | $2,904,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,998 | $2,859,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 224,532 | $2,752,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 508,852 | $2,727,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,924 | $2,715,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 55,408 | $2,586,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25,395 | $2,443,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30,581 | $2,433,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 46,611 | $2,429,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,083 | $2,308,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 59,071 | $2,307,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 44,220 | $2,300,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 48,084 | $2,225,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,067 | $2,120,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 30,427 | $2,118,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 12,047 | $2,037,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 24,929 | $1,988,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 51,700 | $1,958,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 17,711 | $1,936,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,418 | $1,904,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 137,363 | $1,894,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 106,857 | $1,879,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 38,056 | $1,811,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,995 | $1,810,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 17,653 | $1,809,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 156,124 | $1,807,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 78,169 | $1,791,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 72,487 | $1,788,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 207,313 | $1,784,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 24,460 | $1,769,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 46,529 | $1,768,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,879 | $1,739,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 43,244 | $1,735,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,487 | $1,732,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 16,520 | $1,723,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 41,490 | $1,653,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,583 | $1,649,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 36,401 | $1,640,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 13,567 | $1,630,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 53,190 | $1,618,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 12,366 | $1,597,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 47,833 | $1,588,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 17,626 | $1,525,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,848 | $1,518,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 26,923 | $1,517,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,746 | $1,477,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 41,124 | $1,445,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 119,017 | $1,416,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 20,499 | $1,413,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,487 | $1,375,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 77,204 | $1,322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 25,510 | $1,318,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 11,489 | $1,315,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 26,698 | $1,302,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,550 | $1,290,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 21,083 | $1,265,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 19,723 | $1,265,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,643 | $1,252,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 28,600 | $1,252,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 24,265 | $1,251,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 21,079 | $1,249,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 12,187 | $1,234,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,517 | $1,220,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,506 | $1,218,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 12,150 | $1,212,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 19,005 | $1,212,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,632 | $1,185,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 12,009 | $1,185,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 82,335 | $1,163,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 66,941 | $1,161,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 50,916 | $1,149,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 15,890 | $1,146,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,460 | $1,141,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 13,462 | $1,139,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 67,282 | $1,134,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,519 | $1,098,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 32,984 | $1,091,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 41,552 | $1,075,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,613 | $1,074,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 92,094 | $1,074,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 10,802 | $1,072,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 20,312 | $1,071,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,094 | $1,069,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,332 | $1,050,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,941 | $1,047,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 16,169 | $1,045,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,817 | $1,034,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $1,022,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 7,644 | $1,014,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 48,985 | $1,008,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,430 | $1,005,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 17,132 | $1,003,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,669 | $995,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 14,270 | $995,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 92,400 | $971,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 8,839 | $963,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14,456 | $959,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,651 | $955,000 | thousands by filing date | |
| 38259p508 | COM | 1,089 | $953,000 | thousands by filing date | ||
| 3M CO COM | 88579Y101 | Stock | 7,964 | $950,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,946 | $924,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 24,029 | $922,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,779 | $920,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 58,604 | $914,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 14,559 | $908,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 88,538 | $902,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,407 | $891,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 8,414 | $890,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 154,719 | $880,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,223 | $865,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 28,933 | $862,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 36,094 | $844,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 17,348 | $843,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,318 | $830,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,044 | $828,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20,477 | $815,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,526 | $810,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 20,199 | $802,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 13,143 | $800,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 19,076 | $800,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 56,068 | $793,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 27,788 | $785,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 17,051 | $784,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,196 | $783,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,049 | $776,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 44,500 | $776,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 18,820 | $775,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,950 | $772,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 12,465 | $772,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,999 | $754,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,908 | $741,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 17,949 | $740,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 31,754 | $740,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 9,885 | $740,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,709 | $726,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 29,300 | $725,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,013 | $724,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 78,563 | $721,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 22,935 | $720,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 127,662 | $719,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,864 | $715,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 41,297 | $714,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 17,718 | $710,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,260 | $707,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 78,204 | $706,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,492 | $705,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 47,708 | $698,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 41,665 | $694,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,013 | $690,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 76,404 | $687,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 66,794 | $686,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,583 | $684,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 163,626 | $683,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,310 | $681,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,203 | $680,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 44,205 | $672,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 37,210 | $671,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 20,706 | $670,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,885 | $669,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,071 | $661,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 11,970 | $660,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 102,880 | $654,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,504 | $653,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 19,336 | $652,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 11,283 | $648,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,875 | $647,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 21,178 | $645,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,047 | $641,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,516 | $640,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,328 | $640,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 52,551 | $638,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 13,866 | $635,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 10,800 | $634,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,018 | $632,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,149 | $630,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 455,000 | $628,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,887 | $626,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,093 | $614,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 13,118 | $613,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 469,000 | $611,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 14,424 | $607,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,582 | $606,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,624 | $605,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 56,926 | $601,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,594 | $599,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,473 | $593,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 22,571 | $584,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 545,000 | $584,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 71,112 | $579,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 20,700 | $579,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,397 | $578,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 39,712 | $575,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 434,000 | $566,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,978 | $565,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,541 | $565,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 17,980 | $561,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 26,781 | $559,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,483 | $558,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,990 | $558,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 40,235 | $557,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 9,541 | $553,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 103,836 | $551,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 543,000 | $549,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 19,146 | $548,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,610 | $545,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 10,287 | $543,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,494 | $542,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,960 | $538,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,661 | $533,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 8,410 | $533,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22,557 | $532,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 23,900 | $531,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 59,199 | $531,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 513,000 | $531,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 26,470 | $523,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,686 | $521,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,198 | $517,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 35,675 | $516,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 29,814 | $516,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,601 | $515,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 27,500 | $515,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 463,000 | $511,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 420,000 | $509,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 11,942 | $508,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 34,107 | $497,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 475,000 | $493,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,191 | $491,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 18,740 | $487,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 12,757 | $481,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 516,000 | $481,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,296 | $480,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 23,440 | $480,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 7,336 | $478,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 515,000 | $478,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,210 | $476,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 8,832 | $476,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 19,446 | $476,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,500 | $473,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 34,721 | $470,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,785 | $469,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,189 | $467,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 446,000 | $461,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 64,668 | $457,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,557 | $456,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 50,045 | $456,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 8,661 | $454,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 9,619 | $453,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 34,813 | $448,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,341 | $447,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 363,000 | $445,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,761 | $444,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,035 | $443,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 10,105 | $440,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 8,156 | $438,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 335,000 | $438,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 53,785 | $437,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 23,678 | $436,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 337,000 | $435,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 16,771 | $431,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,832 | $431,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,376 | $428,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,339 | $424,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 40,612 | $423,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 27,660 | $421,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 12,617 | $420,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 15,071 | $416,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 26,962 | $414,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,892 | $411,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 16,084 | $410,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 96,712 | $406,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,702 | $403,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 14,792 | $402,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 329,000 | $402,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 15,666 | $397,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,269 | $396,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,885 | $393,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,673 | $387,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 35,891 | $387,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 407,000 | $386,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 31,608 | $385,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,658 | $384,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,706 | $383,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,924 | $383,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 13,700 | $383,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5,159 | $376,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 18,803 | $374,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 61,495 | $372,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,527 | $367,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 26,508 | $364,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,204 | $361,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 37,572 | $352,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 287,000 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,681 | $351,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 14,922 | $351,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,082 | $349,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 30,161 | $347,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,719 | $345,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 389,000 | $345,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,702 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,284 | $344,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,150 | $343,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 259,000 | $342,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 23,311 | $339,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 27,132 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,300 | $338,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 3,035 | $338,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 36,510 | $337,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 18,480 | $337,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 6,275 | $334,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 253,000 | $334,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 6,010 | $333,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 5,555 | $331,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,947 | $329,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 10,564 | $329,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 6,580 | $327,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,537 | $326,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 40,819 | $326,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,057 | $325,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,737 | $325,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,477 | $323,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 14,262 | $323,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,563 | $322,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,671 | $321,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,195 | $321,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 15,000 | $320,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,354 | $318,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,800 | $317,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,891 | $315,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 203,000 | $314,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 102,855 | $313,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 9,160 | $313,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,863 | $311,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 25,294 | $311,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 21,171 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,500 | $309,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,126 | $308,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,872 | $307,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 285,000 | $300,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 30,900 | $296,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 33,821 | $296,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,080 | $295,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 21,755 | $295,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 294,000 | $295,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,535 | $294,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,309 | $291,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,017 | $289,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 27,643 | $288,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,881 | $288,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,431 | $287,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 15,123 | $287,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,931 | $285,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,782 | $285,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 4,000 | $285,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,754 | $283,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 337,000 | $283,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 15,537 | $282,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 4,170 | $282,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,505 | $281,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 267,000 | $281,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,917 | $280,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,292 | $280,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,957 | $280,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 2,250 | $280,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 78,607 | $277,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 5,205 | $277,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,834 | $276,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,798 | $272,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 15,000 | $270,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 266,000 | $270,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 26,262 | $269,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 23,576 | $268,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 20,975 | $268,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,144 | $267,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,045 | $266,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,608 | $266,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 264 | $266,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 17,723 | $266,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,839 | $264,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 41,875 | $261,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,634 | $260,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 198,000 | $259,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,122 | $258,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,187 | $257,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,081 | $256,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,342 | $255,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 8,735 | $255,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,602 | $253,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,036 | $253,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 263,000 | $252,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 9,130 | $244,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,768 | $243,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 21,705 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,240 | $242,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 16,685 | $242,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,317 | $240,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,151 | $240,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,347 | $239,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,428 | $238,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,634 | $236,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,132 | $235,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 1,909 | $234,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 231,000 | $234,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,864 | $233,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 20,972 | $233,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 104,000 | $233,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 9,280 | $232,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,957 | $231,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 6,457 | $231,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,492 | $230,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,417 | $229,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,350 | $229,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 15,988 | $229,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,918 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,040 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,125 | $226,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 1,577 | $226,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,880 | $224,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 4,607 | $222,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,925 | $221,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 16,904 | $221,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 199,000 | $221,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 2,876 | $219,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,668 | $218,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,999 | $218,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 8,136 | $218,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 2,842 | $218,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,795 | $218,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,657 | $217,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,516 | $217,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 5,347 | $217,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 1,580 | $216,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 182,000 | $216,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,434 | $215,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 116,000 | $215,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 26,798 | $213,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,143 | $212,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,784 | $208,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,706 | $208,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 20,388 | $208,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 28,013 | $208,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,466 | $207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,015 | $204,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 193,000 | $203,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 176,000 | $203,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 11,783 | $203,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,257 | $200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,199 | $200,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,347 | $195,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 10,000 | $195,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 17,690 | $195,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,482 | $191,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 182,000 | $191,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,273 | $188,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,991 | $187,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 173,000 | $186,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 16,882 | $186,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,720 | $185,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 23,670 | $184,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 15,390 | $183,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 159,000 | $181,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,000 | $178,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 11,066 | $176,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 13,803 | $176,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 18,008 | $174,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,713 | $173,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 123,000 | $173,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,417 | $172,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 134,000 | $172,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,611 | $168,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,837 | $167,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 23,384 | $167,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,220 | $164,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 12,285 | $164,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 161,000 | $162,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,837 | $161,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14,060 | $161,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 10,525 | $161,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 10,925 | $159,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 26,101 | $158,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 37,680 | $157,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 19,750 | $157,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 147,000 | $156,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 170,000 | $155,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 64,500 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001427271-13-000006 | this filing | 2013-11-06 | acceptance time not in the bulk data set |