13F-HR filed by Algebris Investments (UK) LLP
Algebris Investments (UK) LLP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-11, with 69 holding rows worth $926,331,000.
- Accession
- 0001426665-17-000006
- Filer
- CIK 1426665
- Filed
- 2017-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 69 entries on the cover page, a total value of $926,331,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $926,334,000 with VALUE read as thousands by filing date, 13F file number 028-12922. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 950,000 | $130,606,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 96,950,000 | $101,304,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 59,000,000 | $62,857,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,172,000 | $51,541,000 | thousands by filing date | put |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 46,800,000 | $46,202,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 34,200,000 | $34,146,000 | thousands by filing date | principal |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 29,750,000 | $29,618,000 | thousands by filing date | principal |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 25,590,000 | $26,816,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 26,997,000 | $26,107,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 461,950 | $25,712,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 23,800,000 | $25,081,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 387,323 | $23,170,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 500,000 | $19,695,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 15,300 | $18,957,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 666,080 | $16,885,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 566,200 | $16,816,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 228,000 | $16,584,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 272,500 | $14,881,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 256,130 | $13,529,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 150,000 | $12,918,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 168,850 | $11,548,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 11,500,000 | $11,482,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 470,000 | $11,087,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 331,800 | $8,428,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 134,000 | $8,016,000 | thousands by filing date | call |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 164,000 | $7,826,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 222,400 | $7,760,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 567,800 | $7,603,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 8,000,000 | $7,132,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 147,000 | $6,943,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 277,688 | $6,551,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 423,400 | $6,152,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 69,400 | $6,096,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 225,000 | $6,037,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 358,097 | $5,712,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 554,000 | $5,612,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100,000 | $5,282,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 56,800 | $4,989,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 89,400 | $4,882,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 251,900 | $4,463,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 80,000 | $4,453,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 90,000 | $4,326,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 25,000 | $4,167,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 46,450 | $4,025,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 176,164 | $4,025,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 170,000 | $3,978,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 99,650 | $3,598,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 53,050 | $3,472,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 81,616 | $3,324,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 60,000 | $3,277,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 37,550 | $2,989,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 65,393 | $2,614,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 11,100 | $2,550,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,500 | $2,493,000 | thousands by filing date | put |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 2,250,000 | $2,245,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 75,000 | $2,227,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 23,000 | $1,820,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 44,450 | $1,814,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 100,000 | $1,595,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 89,350 | $1,521,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 8,800 | $1,514,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 73,100 | $1,499,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,000 | $1,149,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 9,300 | $1,046,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 50,000 | $1,035,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 11,050 | $982,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 36,000 | $563,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 55,700 | $531,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 17,000 | $476,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426665-17-000006 | this filing | 2017-05-11 | acceptance time not in the bulk data set |