13F-HR filed by Algebris Investments (UK) LLP
Algebris Investments (UK) LLP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 63 holding rows worth $570,405,000.
- Accession
- 0001426665-16-000017
- Filer
- CIK 1426665
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 63 entries on the cover page, a total value of $570,405,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $570,402,000 with VALUE read as thousands by filing date, 13F file number 028-12922. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 92,300,000 | $91,427,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 81,900,000 | $85,932,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 46,800,000 | $42,613,000 | thousands by filing date | principal |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 34,750,000 | $33,866,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 34,200,000 | $32,030,000 | thousands by filing date | principal |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 30,590,000 | $31,175,000 | thousands by filing date | principal |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 28,800,000 | $28,976,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 21,300 | $17,835,000 | thousands by filing date | put |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 16,997,000 | $16,275,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 302,518 | $14,288,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 299,750 | $13,273,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 662,500 | $12,786,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 734,088 | $11,488,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 11,500,000 | $10,586,000 | thousands by filing date | principal |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 378,313 | $9,552,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 227,000 | $8,501,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 562,220 | $8,017,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,369,890 | $6,767,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 218,450 | $6,296,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 5,250,000 | $5,122,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 62,060 | $5,067,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 301,381 | $4,693,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 361,500 | $4,399,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 171,300 | $4,373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $4,227,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 55,733 | $4,003,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 60,000 | $3,995,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 43,850 | $3,950,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 88,830 | $3,947,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $3,095,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 82,492 | $2,999,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 70,800 | $2,993,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 300,550 | $2,963,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 144,463 | $2,956,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 299,200 | $2,394,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 17,000 | $2,018,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 140,408 | $1,980,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 125,000 | $1,956,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 148,500 | $1,832,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 40,000 | $1,777,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 63,200 | $1,562,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 12,883 | $1,496,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 149,600 | $1,477,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 283,600 | $1,251,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 89,694 | $1,215,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 24,300 | $1,029,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,049 | $869,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 37,500 | $864,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 64,100 | $788,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 22,200 | $742,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,300 | $698,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 40,000 | $686,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 42,000 | $676,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 18,200 | $543,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 17,750 | $536,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,600 | $521,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 25,500 | $496,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,500 | $495,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 24,300 | $451,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 11,500 | $442,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,500 | $403,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 84,800 | $392,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 28,650 | $348,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426665-16-000017 | this filing | 2016-11-14 | acceptance time not in the bulk data set |