13F-HR filed by Algebris Investments (UK) LLP
Algebris Investments (UK) LLP filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 66 holding rows worth $587,768,000.
- Accession
- 0001426665-16-000015
- Filer
- CIK 1426665
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 66 entries on the cover page, a total value of $587,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $587,770,000 with VALUE read as thousands by filing date, 13F file number 028-12922. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 81,300,000 | $81,346,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 857,000 | $72,579,000 | thousands by filing date | put |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 47,800,000 | $43,819,000 | thousands by filing date | principal |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 39,100,000 | $35,843,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 34,200,000 | $32,012,000 | thousands by filing date | principal |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 30,590,000 | $30,385,000 | thousands by filing date | principal |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 26,400,000 | $25,887,000 | thousands by filing date | principal |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 281,000 | $21,099,000 | thousands by filing date | put |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 16,997,000 | $15,850,000 | thousands by filing date | principal |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 16,650,000 | $15,309,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,032,870 | $12,746,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 272,718 | $11,561,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 12,100,000 | $10,837,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 120,000 | $9,876,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 731,638 | $9,709,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 378,313 | $9,473,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 202,575 | $8,069,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 8,250,000 | $7,725,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 154,850 | $7,329,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 231,621 | $6,898,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 400,312 | $6,497,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 90,510 | $6,457,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 243,600 | $5,978,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,292,790 | $5,714,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 89,053 | $5,656,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 75,000 | $5,350,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 46,500 | $5,346,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 298,363 | $5,248,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 68,049 | $4,229,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 96,100 | $3,828,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 154,100 | $3,816,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 144,700 | $3,759,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 70,000 | $3,313,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 131,000 | $3,303,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 236,000 | $3,132,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 330,350 | $2,953,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,690 | $2,777,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 237,500 | $2,629,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 189,440 | $2,590,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 91,877 | $2,542,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 57,000 | $2,416,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 401,900 | $2,391,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100,000 | $2,286,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 57,000 | $2,210,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 15,000 | $2,172,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 200,000 | $2,084,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 116,222 | $1,886,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 21,400 | $1,742,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 82,000 | $1,638,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 340,987 | $1,603,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 136,950 | $1,513,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 122,000 | $1,505,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 38,700 | $1,500,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 130,700 | $1,362,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 6,900 | $971,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 45,175 | $936,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 23,700 | $921,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 233,200 | $812,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,600 | $790,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,500 | $689,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 85,500 | $650,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 25,000 | $628,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,600 | $546,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 36,200 | $452,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,800 | $311,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,250 | $287,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426665-16-000015 | this filing | 2016-08-15 | acceptance time not in the bulk data set |