13F-HR filed by Algebris Investments (UK) LLP
Algebris Investments (UK) LLP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-20, with 61 holding rows worth $259,298,000.
- Accession
- 0001426665-15-000008
- Filer
- CIK 1426665
- Filed
- 2015-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 61 entries on the cover page, a total value of $259,298,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,295,000 with VALUE read as thousands by filing date, 13F file number 028-12922. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 21,600,000 | $20,583,000 | thousands by filing date | principal |
| CREDIT SUISSE INTERNATIONAL | G2526SAB8 | DEBT 6.500% 8/0 | 18,000,000 | $19,446,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 16,000,000 | $14,240,000 | thousands by filing date | principal |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 14,500,000 | $14,109,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 266,530 | $12,567,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 716,470 | $12,022,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 715,564 | $12,021,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 153,850 | $11,725,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 541,975 | $10,030,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 180,525 | $9,270,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 177,835 | $9,246,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 411,754 | $7,786,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 477,888 | $7,445,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,136,939 | $6,310,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 235,775 | $5,899,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 342,085 | $5,501,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 150,000 | $4,917,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 95,173 | $4,722,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 160,027 | $4,391,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 38,500 | $4,204,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 68,875 | $4,199,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 197,825 | $4,059,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 124,100 | $3,930,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 148,350 | $3,535,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 197,900 | $3,129,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 180,950 | $3,109,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 282,490 | $2,856,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 39,359 | $2,854,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 160,000 | $2,685,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 135,650 | $2,537,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 278,600 | $2,257,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 355,232 | $1,947,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 74,128 | $1,873,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 80,000 | $1,813,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 30,000 | $1,631,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 20,000 | $1,524,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 40,000 | $1,490,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 30,000 | $1,414,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 7,000 | $1,341,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 50,000 | $1,261,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 84,550 | $1,246,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 80,400 | $1,115,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 18,800 | $1,022,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 32,150 | $1,013,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 109,850 | $959,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50,000 | $840,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 11,200 | $763,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 50,000 | $687,000 | thousands by filing date | call |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 17,700 | $676,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 38,650 | $667,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,250 | $647,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 25,000 | $619,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 94,780 | $589,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 20,000 | $549,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 43,450 | $508,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 3,500 | $362,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 6,100 | $283,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 50,000 | $277,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,200 | $235,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,800 | $186,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,363 | $174,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426665-15-000008 | this filing | 2015-11-20 | acceptance time not in the bulk data set |