13F-HR filed by Algebris Investments (UK) LLP
Algebris Investments (UK) LLP filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-04, with 62 holding rows worth $253,504,000.
- Accession
- 0001426665-15-000005
- Filer
- CIK 1426665
- Filed
- 2015-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 64 entries on the cover page, a total value of $253,504,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,504,000 with VALUE read as thousands by filing date, 13F file number 028-12922. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 21,900,000 | $21,939,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 874,200 | $21,313,000 | thousands by filing date | call |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 20,600,000 | $19,889,000 | thousands by filing date | principal |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 20,000,000 | $19,781,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 155,705 | $13,627,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 485,264 | $11,088,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 197,280 | $11,046,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 365,608 | $10,292,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 134,848 | $7,449,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 59,000 | $7,342,000 | thousands by filing date | put |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 932,039 | $6,804,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 235,775 | $5,880,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 315,285 | $5,057,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 200,000 | $4,982,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 169,435 | $4,714,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 80,450 | $4,525,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 383,890 | $4,434,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 100,000 | $3,879,000 | thousands by filing date | put |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 161,050 | $3,827,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 182,442 | $3,798,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 154,225 | $3,327,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 33,940 | $3,246,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,150 | $3,059,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 85,300 | $2,847,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 41,500 | $2,812,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 146,400 | $2,689,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 83,550 | $2,488,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 131,100 | $2,436,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 260,000 | $2,382,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 115,300 | $2,286,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 250,250 | $2,122,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 189,640 | $1,847,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 254,150 | $1,799,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 40,000 | $1,766,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 28,000 | $1,568,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 17,699 | $1,557,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 26,600 | $1,533,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 67,400 | $1,519,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 20,000 | $1,427,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 109,850 | $1,342,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 82,650 | $1,322,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 79,186 | $1,311,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 50,000 | $1,269,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 77,703 | $1,266,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 30,000 | $1,226,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 80,400 | $1,208,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 16,172 | $1,135,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,000 | $1,105,000 | thousands by filing date | call |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,000,000 | $930,000 | thousands by filing date | principal |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 50,000 | $891,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 11,600 | $855,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 103,030 | $804,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 18,100 | $768,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 9,800 | $681,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,500 | $617,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 25,000 | $614,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 30,150 | $432,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 3,100 | $315,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,800 | $284,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,200 | $279,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 4,950 | $267,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 4,500 | $207,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426665-15-000005 | this filing | 2015-08-04 | acceptance time not in the bulk data set |